-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MkxC4xJCW17xUJeeXKWmPI8Bdh2qNmD9Lie0eRuxCCR2nfmGlVqY2D6dLj6N8p/+ gUZrl5+UKgOdXiAtukgR2g== 0000101829-07-000094.txt : 20070703 0000101829-07-000094.hdr.sgml : 20070703 20070703164404 ACCESSION NUMBER: 0000101829-07-000094 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070411 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Valentine Debra A CENTRAL INDEX KEY: 0001395030 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 07961431 BUSINESS ADDRESS: BUSINESS PHONE: 860-728-7836 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 3/A 1 val619.xml X0202 3/A 2007-04-11 2007-04-20 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001395030 Valentine Debra A UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 0 1 0 0 VP, Deputy GC and Secretary Common Stock 25534 D Common Stock 420.909 I By Savings Plan Trustee Common Stock (Restricted) 10000 D Non-Qualified Stock Option (right to buy) 46.4749 2007-01-12 2014-01-11 Common Stock 31600.0000 D Non-Qualified Stock Option (right to buy) 51.5000 2008-01-03 2015-01-02 Common Stock 32000.0000 D Restricted Stock Units Common Stock 12057.9601 D Stock Appreciation Right 56.5300 2009-01-03 2016-01-02 Common Stock 16200.0000 D Stock Appreciation Right 62.8100 2010-01-03 2017-01-02 Common Stock 20500.0000 D The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. These shares were inadvertently omitted from the reporting person's original Form 3. The reporting person was also awarded 4,980 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. The reporting person was also awarded 5,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----