-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LVmQX9clPF+J+uOg7nUzZPG/5sn1J9bbbXIfikiUJaI7jKzjPLFWQYeoBKLyQXPh 4O7wBFFh+Y09/rD4/iHRNw== 0000101829-07-000040.txt : 20070328 0000101829-07-000040.hdr.sgml : 20070328 20070328172056 ACCESSION NUMBER: 0000101829-07-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070327 FILED AS OF DATE: 20070328 DATE AS OF CHANGE: 20070328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown William M CENTRAL INDEX KEY: 0001350633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 07725071 BUSINESS ADDRESS: BUSINESS PHONE: 860-728-7836 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 bro596.xml X0202 4 2007-03-27 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001350633 Brown William M UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 0 1 0 0 President, UTC Fire & Security Common Stock 2007-03-27 4 M 0 13000 18.2812 A 13000.0000 D Common Stock 2007-03-27 4 S 0 12200 66.0000 D 800.0000 D Common Stock 2007-03-27 4 S 0 800 66.0100 D 0.0000 D Common Stock 2812.6040 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 18.2812 2007-03-27 4 M 0 13000 0 D 2001-01-02 2008-01-01 Common Stock 13000.0000 13000.0000 D The reporting person acquired these shares upon the exercise of options having an expiration date of 1/1/08. Of the 13,000 shares acquired, 3,601 shares were sold to cover the exercise price and 3,082 shares were sold to cover taxes. The reporting person will receive the proceeds of the sale of the 6,317 net shares. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2008-03-28 -----END PRIVACY-ENHANCED MESSAGE-----