-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IstMro/pbMd1BIqGmHJrNQMzwYrJaZEi61XNVBuoYjiWixI3pprL0AIK8pEt0aK4 2NcaluRzdZplV/5pIYeeBw== 0000101829-07-000036.txt : 20070302 0000101829-07-000036.hdr.sgml : 20070302 20070302171112 ACCESSION NUMBER: 0000101829-07-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070228 FILED AS OF DATE: 20070302 DATE AS OF CHANGE: 20070302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOKKUM JAN VAN CENTRAL INDEX KEY: 0001270743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 07668727 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: UNITED TECHNOLOGIES CORP CITY: HATTFORD STATE: CT ZIP: 06101 4 1 van592.xml X0202 4 2007-02-28 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001270743 DOKKUM JAN VAN UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 0 1 0 0 President, UTC Power Phantom Stock Unit 2007-02-28 4 A 0 108.5466 65.6400 A Common Stock 108.5466 6503.2276 D Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2007-03-02 -----END PRIVACY-ENHANCED MESSAGE-----