-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MYCKiW2p3KntPCpCFGz38UirKtj6S8uepEsdFkpo8OR8m/JOkUiZ/fCzum3p+FZx r+z80znrQQsEFoXc2VOuGA== 0000101829-07-000032.txt : 20070126 0000101829-07-000032.hdr.sgml : 20070126 20070126170635 ACCESSION NUMBER: 0000101829-07-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070124 FILED AS OF DATE: 20070126 DATE AS OF CHANGE: 20070126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hess David P CENTRAL INDEX KEY: 0001304945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 07557426 BUSINESS ADDRESS: BUSINESS PHONE: 860-728-7836 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 hes589.xml X0202 4 2007-01-24 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001304945 Hess David P UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 0 1 0 0 President, Hamilton Sundstrand Common Stock 2007-01-24 4 M 0 35800 32.1700 A 42095.0000 D Common Stock 2007-01-24 4 M 0 36600 31.7050 A 78695.0000 D Common Stock 2007-01-24 4 S 0 3400 66.3600 D 75295.0000 D Common Stock 2007-01-24 4 S 0 1800 66.3500 D 73495.0000 D Common Stock 2007-01-24 4 S 0 1100 66.3400 D 72395.0000 D Common Stock 2007-01-24 4 S 0 1800 66.3300 D 70595.0000 D Common Stock 2007-01-24 4 S 0 1300 66.3200 D 69295.0000 D Common Stock 2007-01-24 4 S 0 10755 66.3100 D 58540.0000 D Common Stock 2007-01-24 4 S 0 25745 66.3000 D 32795.0000 D Common Stock 2007-01-24 4 S 0 6500 66.2900 D 26295.0000 D Common Stock 2007-01-24 4 S 0 8300 66.2800 D 17995.0000 D Common Stock 2007-01-24 4 S 0 5000 66.2700 D 12995.0000 D Common Stock 2007-01-24 4 S 0 6300 66.2600 D 6695.0000 D Common Stock 2007-01-24 4 S 0 400 66.2500 D 6295.0000 D Common Stock 6615.7300 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 32.1700 2007-01-24 4 M 0 35800 0 D 2005-01-02 2012-01-01 Common Stock 35800.0000 0.0000 D Non-Qualified Stock Option (right to buy) 31.7050 2007-01-24 4 M 0 36600 0 D 2006-01-02 2013-01-01 Common Stock 36600.0000 0.0000 D The reporting person also directly owns 10,000 shares of United Technologies Restricted Common Stock. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2007-01-26 -----END PRIVACY-ENHANCED MESSAGE-----