-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RWUADh6Avo+ncU3/btPqeBjy/PQ5eQ2ymi8hEz7C+6iQ/1kyv7n1EwnI4dRayfwv 90GyvoPWG4MaTUOMut2Fqg== 0000101829-07-000031.txt : 20070126 0000101829-07-000031.hdr.sgml : 20070126 20070126170631 ACCESSION NUMBER: 0000101829-07-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070124 FILED AS OF DATE: 20070126 DATE AS OF CHANGE: 20070126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVID GEORGE AL CENTRAL INDEX KEY: 0001184174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 07557424 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 dav590.xml X0202 4 2007-01-24 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184174 DAVID GEORGE AL UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 1 1 0 0 Chairman and CEO Common Stock 2007-01-24 4 M 0 300000 18.9687 A 1985389.0000 D Common Stock 2007-01-24 4 F 0 85152 66.8300 D 1900237.0000 D Common Stock 2007-01-24 4 F 0 89387 66.8300 D 1810850.0000 D Common Stock 2007-01-25 4 S 0 5000 66.1500 D 1805850.0000 D Common Stock 2007-01-25 4 S 0 15461 66.2000 D 1790389.0000 D Common Stock 2007-01-25 4 S 0 12100 66.2500 D 1778289.0000 D Common Stock 2007-01-25 4 S 0 20000 66.3000 D 1758289.0000 D Common Stock 2007-01-25 4 S 0 5000 66.4182 D 1753289.0000 D Common Stock 2007-01-25 4 S 0 5000 66.7000 D 1748289.0000 D Common Stock 2007-01-25 4 S 0 10000 66.7500 D 1738289.0000 D Common Stock 2007-01-25 4 S 0 4000 66.8000 D 1734289.0000 D Common Stock 2007-01-25 4 S 0 5000 66.8004 D 1729289.0000 D Common Stock 2007-01-25 4 S 0 3900 67.0500 D 1725389.0000 D Common Stock 10173.0900 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 18.9687 2007-01-24 4 M 0 300000 0 D 2000-02-24 2007-02-24 Common Stock 300000.0000 0.0000 D The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2007-01-26 -----END PRIVACY-ENHANCED MESSAGE-----