-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OCvVtwawGu2+Rqmzxt9NkYxcUKK4Lu7OOPErUMD3ZSYGi7SkdxJYIymSPGxPtT8p ovX15X9yF2er2l2ZlK6rZg== 0000101829-07-000025.txt : 20070105 0000101829-07-000025.hdr.sgml : 20070105 20070105165823 ACCESSION NUMBER: 0000101829-07-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070103 FILED AS OF DATE: 20070105 DATE AS OF CHANGE: 20070105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hess David P CENTRAL INDEX KEY: 0001304945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 07514783 BUSINESS ADDRESS: BUSINESS PHONE: 860-728-7836 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 hes584.xml X0202 4 2007-01-03 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001304945 Hess David P UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 0 1 0 0 President, Hamilton Sundstrand Stock Appreciation Right 62.8100 2007-01-03 4 A 0 61000 0 A 2010-01-03 2017-01-02 Common Stock 61000.0000 61000.0000 D The reporting person was also awarded 16,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2007-01-05 -----END PRIVACY-ENHANCED MESSAGE-----