-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qi69OJIB4/DEDD8ZlBNA9tlDAHNvuQd3nqpEp0a2hNxjdIUIuWFgBz+xLCb/Zj4E sb5VeW1PUazYP9LhW00oHw== 0000101829-07-000021.txt : 20070105 0000101829-07-000021.hdr.sgml : 20070105 20070105165522 ACCESSION NUMBER: 0000101829-07-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061226 FILED AS OF DATE: 20070105 DATE AS OF CHANGE: 20070105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVID GEORGE AL CENTRAL INDEX KEY: 0001184174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 07514760 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 dav581.xml X0202 4 2006-12-26 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184174 DAVID GEORGE AL UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 1 1 0 0 Chairman and CEO Common Stock 2006-12-26 4 G 0 100 0 D 1685589.0000 D Common Stock 2006-12-26 4 G 0 100 0 D 1685489.0000 D Common Stock 2006-12-29 4 G 0 100 0 D 1685389.0000 D Common Stock 10129.2810 I By Savings Plan Trustee Stock Appreciation Right 62.8100 2007-01-03 4 A 0 436000 0 A 2010-01-03 2017-01-02 Common Stock 436000.0000 436000.0000 D The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock. The reporting person was also awarded 118,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2007-01-05 -----END PRIVACY-ENHANCED MESSAGE-----