-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HMEOang/m2e+q7ULi/41n0lHUFpODwCd953q3a5dtNbvMjBI1I7DwsPRP/VkkqGp 0xhW02956NGtEMy1K9E11w== 0000101829-06-000145.txt : 20061127 0000101829-06-000145.hdr.sgml : 20061127 20061127163432 ACCESSION NUMBER: 0000101829-06-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061122 FILED AS OF DATE: 20061127 DATE AS OF CHANGE: 20061127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUCKNALL WILLIAM L JR CENTRAL INDEX KEY: 0001184182 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 061239770 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 buc573.xml X0202 4 2006-11-22 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184182 BUCKNALL WILLIAM L JR UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 0 1 0 0 SVP, Human Resources & Org. Common Stock 2006-11-22 4 M 0 120000 27.0000 A 183739.0000 D Common Stock 2006-11-22 4 M 0 30920 31.2500 A 214659.0000 D Common Stock 2006-11-22 4 S 0 13800 65.8000 D 200859.0000 D Common Stock 2006-11-22 4 S 0 30000 65.8200 D 170859.0000 D Common Stock 2006-11-22 4 S 0 10000 65.8300 D 160859.0000 D Common Stock 2006-11-22 4 S 0 5000 65.8384 D 155859.0000 D Common Stock 2006-11-22 4 S 0 5000 65.8128 D 150859.0000 D Common Stock 2006-11-22 4 S 0 4720 65.8400 D 146139.0000 D Common Stock 2006-11-22 4 S 0 10300 65.8500 D 135839.0000 D Common Stock 2006-11-22 4 S 0 10000 65.9000 D 125839.0000 D Common Stock 2006-11-22 4 S 0 5000 65.9500 D 120839.0000 D Common Stock 2006-11-22 4 S 0 15000 66.0517 D 105839.0000 D Common Stock 2006-11-22 4 S 0 5000 65.8522 D 100839.0000 D Common Stock 2006-11-22 4 S 0 22100 66.1000 D 78739.0000 D Common Stock 2006-11-22 4 S 0 15000 66.0000 D 63739.0000 D Common Stock 1872.8200 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 27.0000 2006-11-22 4 M 0 120000 0 D 2002-01-04 2009-01-03 Common Stock 120000.0000 0.0000 D Non-Qualified Stock Option (right to buy) 31.2500 2006-11-22 4 M 0 30920 0 D 2003-01-03 2010-01-02 Common Stock 30920.0000 69080.0000 D The reporting person also directly owns 27,448 shares of United Technologies Career Restricted Common Stock. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2006-11-27 -----END PRIVACY-ENHANCED MESSAGE-----