-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MJ1GoCuY+JjUQ4Z2Hdy1KdkvGEJZ66uUFCHqQeVfWK7YFDrO70osPJfh1sIWPITP UVwTvjz8yejm55owOHBpnw== 0000101829-06-000142.txt : 20061120 0000101829-06-000142.hdr.sgml : 20061120 20061120164251 ACCESSION NUMBER: 0000101829-06-000142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061116 FILED AS OF DATE: 20061120 DATE AS OF CHANGE: 20061120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVID GEORGE AL CENTRAL INDEX KEY: 0001184174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 061230325 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 dav572.xml X0202 4 2006-11-16 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184174 DAVID GEORGE AL UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 1 1 0 0 Chairman and CEO Common Stock 2006-11-16 4 M 0 300000 18.9687 A 1986074.0000 D Common Stock 2006-11-16 4 F 0 85240 66.7600 D 1900834.0000 D Common Stock 2006-11-16 4 F 0 89677 66.7600 D 1811157.0000 D Common Stock 2006-11-16 4 G 0 385 0 D 1810772.0000 D Common Stock 2006-11-17 4 S 0 45000 66.0600 D 1765772.0000 D Common Stock 2006-11-17 4 S 0 35000 66.0500 D 1730772.0000 D Common Stock 2006-11-17 4 S 0 4280 66.0320 D 1726492.0000 D Common Stock 2006-11-17 4 S 0 5000 66.0300 D 1721492.0000 D Common Stock 2006-11-17 4 S 0 10803 66.0800 D 1710689.0000 D Common Stock 2006-11-17 4 S 0 5000 66.0900 D 1705689.0000 D Common Stock 2006-11-17 4 S 0 5000 66.0514 D 1700689.0000 D Common Stock 2006-11-17 4 S 0 5000 66.0506 D 1695689.0000 D Common Stock 2006-11-17 4 S 0 5000 66.1000 D 1690689.0000 D Common Stock 2006-11-17 4 S 0 5000 66.0526 D 1685689.0000 D Common Stock 10087.7610 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 18.9687 2006-11-16 4 M 0 300000 0 D 2000-02-24 2007-02-24 Common Stock 300000.0000 300000.0000 D The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2006-11-20 -----END PRIVACY-ENHANCED MESSAGE-----