-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CwHnXWusBjSY1wwgPfJ4X8LTzJXKSNmLnVn17TuzM5F+Bm7HqKOZ+yTipWRArLM8 9kQhivzrsECyPkNqxn1RRQ== 0000101829-06-000132.txt : 20061019 0000101829-06-000132.hdr.sgml : 20061019 20061019165332 ACCESSION NUMBER: 0000101829-06-000132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061018 FILED AS OF DATE: 20061019 DATE AS OF CHANGE: 20061019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRACHSEL WILLIAM H CENTRAL INDEX KEY: 0001184193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 061153741 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 tra566.xml X0202 4 2006-10-18 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184193 TRACHSEL WILLIAM H UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 0 1 0 0 SVP and General Counsel Common Stock 2006-10-18 4 M 0 12000 18.2812 A 72824.0000 D Common Stock 2006-10-18 4 F 0 3346 65.5700 D 69478.0000 D Common Stock 2006-10-18 4 F 0 3599 65.5700 D 65879.0000 D Common Stock 2006-10-18 4 M 0 60000 18.2812 A 125879.0000 D Common Stock 2006-10-18 4 F 0 16729 65.5700 D 109150.0000 D Common Stock 2006-10-18 4 F 0 17995 65.5700 D 91155.0000 D Common Stock 2006-10-19 4 S 0 900 65.1700 D 90255.0000 D Common Stock 2006-10-19 4 S 0 100 65.1600 D 90155.0000 D Common Stock 2006-10-19 4 S 0 1900 65.1400 D 88255.0000 D Common Stock 2006-10-19 4 S 0 4831 65.1300 D 83424.0000 D Common Stock 2006-10-19 4 S 0 1600 65.1200 D 81824.0000 D Common Stock 2006-10-19 4 S 0 100 65.1100 D 81724.0000 D Common Stock 2006-10-19 4 S 0 11300 65.1000 D 70424.0000 D Common Stock 2006-10-19 4 S 0 4000 65.0400 D 66424.0000 D Common Stock 2006-10-19 4 S 0 5400 65.0100 D 61024.0000 D Common Stock 2006-10-19 4 S 0 200 65.1500 D 60824.0000 D Common Stock 12913.7200 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 18.2812 2006-10-18 4 M 0 12000 0 D 2001-01-02 2008-01-01 Common Stock 12000.0000 60000.0000 D Non-Qualified Stock Option (right to buy) 18.2812 2006-10-18 4 M 0 60000 0 D 2001-01-02 2008-01-01 Common Stock 60000.0000 0.0000 D The reporting person also directly owns 22,936 shares of United Technologies Career Restricted Common Stock. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2006-10-19 -----END PRIVACY-ENHANCED MESSAGE-----