-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DrrQGUdGy41008xFeueL83cuJweUrXWYEWFcFkFLvaYs/kkjWN9JCo5ANcKYRoNp 7h2uuuCrd9ue0J2bm0WExQ== 0000101829-06-000032.txt : 20060125 0000101829-06-000032.hdr.sgml : 20060125 20060125163313 ACCESSION NUMBER: 0000101829-06-000032 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060117 FILED AS OF DATE: 20060125 DATE AS OF CHANGE: 20060125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown William M CENTRAL INDEX KEY: 0001350633 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 06550030 BUSINESS ADDRESS: BUSINESS PHONE: 860-728-7836 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 3 1 bro514.xml X0202 3 2006-01-17 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001350633 Brown William M UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 0 1 0 0 President, UTC Fire & Security Common Stock 2104.015 I By Savings Plan Trustee No Securities Owned 0 D Non-Qualified Stock Option (right to buy) 20.9531 2000-07-01 2007-06-30 Common Stock 22000.0000 D Non-Qualified Stock Option (right to buy) 18.2812 2001-01-02 2008-01-01 Common Stock 20000.0000 D Non-Qualified Stock Option (right to buy) 18.2812 2001-01-02 2008-01-01 Common Stock 6000.0000 D Non-Qualified Stock Option (right to buy) 27.0000 2002-01-04 2009-01-03 Common Stock 24000.0000 D Non-Qualified Stock Option (right to buy) 31.2500 2003-01-03 2010-01-02 Common Stock 20600.0000 D Non-Qualified Stock Option (right to buy) 37.6250 2004-01-02 2011-01-01 Common Stock 22200.0000 D Non-Qualified Stock Option (right to buy) 38.5000 2004-04-26 2011-04-25 Common Stock 100000.0000 D Non-Qualified Stock Option (right to buy) 32.1700 2005-01-02 2012-01-01 Common Stock 33400.0000 D Non-Qualified Stock Option (right to buy) 31.7050 2006-01-02 2013-01-01 Common Stock 44000.0000 D Non-Qualified Stock Option (right to buy) 46.7600 2007-01-09 2014-01-08 Common Stock 37000.0000 D Non-Qualified Stock Option (right to buy) 51.5000 2008-01-03 2015-01-02 Common Stock 36900.0000 D Stock Appreciation Right 56.5300 2009-01-03 2016-01-02 Common Stock 25000.0000 D By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2006-01-23 -----END PRIVACY-ENHANCED MESSAGE-----