-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CU4Dt6h8kf3Vw0R8vQgtQ7UE8MnOJzHQiwqWUQOTyOnPWxW15QbLs0d2dism0Jr+ U1ObLa1fSx7g0uwNzQAJ5g== 0000101829-05-000179.txt : 20051004 0000101829-05-000179.hdr.sgml : 20051004 20051004164427 ACCESSION NUMBER: 0000101829-05-000179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051004 DATE AS OF CHANGE: 20051004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOKKUM JAN VAN CENTRAL INDEX KEY: 0001270743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 051122237 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: UNITED TECHNOLOGIES CORP CITY: HATTFORD STATE: CT ZIP: 06101 4 1 van472.xml X0202 4 2005-09-30 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001270743 DOKKUM JAN VAN UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 0 1 0 0 President, UTC Power Common Stock 2005-10-01 4 F 0 4496 51.7000 D 11358.0000 D Common Stock 589.2720 I By Savings Plan Trustee Phantom Stock Unit 2005-09-30 4 A 0 36.9728 51.8400 A Common Stock 36.9728 5830.2598 D Shares surrendered to Company for taxes on vesting of 10,000 shares of restricted stock previously granted on October 1, 2002. Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2005-10-04 -----END PRIVACY-ENHANCED MESSAGE-----