-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UXzjK3ZqeAIz837FYsXH4MyM8f+bs+ZvbXrJCy+88XWWZy5vnfTJDADy3piCaPGE w9Cj2azF/DTYBAb0Q/nqdQ== 0000101829-04-000290.txt : 20041228 0000101829-04-000290.hdr.sgml : 20041228 20041228143306 ACCESSION NUMBER: 0000101829-04-000290 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041223 FILED AS OF DATE: 20041228 DATE AS OF CHANGE: 20041228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hess David P CENTRAL INDEX KEY: 0001304945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 041228283 BUSINESS ADDRESS: BUSINESS PHONE: 860-728-7836 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 hes363.xml X0202 4 2004-12-23 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001304945 Hess David P UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 0 1 0 0 Pres., Aerospace Power Systems Common Stock 2004-12-23 4 M 0 50000 77.0000 A 50000.0000 D Common Stock 2004-12-23 4 S 0 1200 105.9700 D 48800.0000 D Common Stock 2004-12-23 4 S 0 200 105.9400 D 48600.0000 D Common Stock 2004-12-23 4 S 0 300 105.9300 D 48300.0000 D Common Stock 2004-12-23 4 S 0 200 105.9200 D 48100.0000 D Common Stock 2004-12-23 4 S 0 1100 105.9100 D 47000.0000 D Common Stock 2004-12-23 4 S 0 800 105.9000 D 46200.0000 D Common Stock 2004-12-23 4 S 0 1500 105.8800 D 44700.0000 D Common Stock 2004-12-23 4 S 0 1800 105.8700 D 42900.0000 D Common Stock 2004-12-23 4 S 0 600 105.8600 D 42300.0000 D Common Stock 2004-12-23 4 S 0 400 105.8500 D 41900.0000 D Common Stock 2004-12-23 4 S 0 1100 105.8400 D 40800.0000 D Common Stock 2004-12-23 4 S 0 400 105.8200 D 40400.0000 D Common Stock 2004-12-23 4 S 0 200 105.8100 D 40200.0000 D Common Stock 2004-12-23 4 S 0 2000 105.8000 D 38200.0000 D Common Stock 2004-12-23 4 S 0 900 105.7800 D 37300.0000 D Common Stock 2004-12-23 4 S 0 300 105.7600 D 37000.0000 D Common Stock 2004-12-23 4 S 0 700 105.7400 D 36300.0000 D Common Stock 2004-12-23 4 S 0 900 105.7200 D 35400.0000 D Common Stock 3067.3540 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 77.0000 2004-12-23 4 M 0 50000 0 D 2004-04-26 2011-04-25 Common Stock 50000.0000 0.0000 D This Form 4 represents the first of two Form 4s to be filed today due to the sale of 50,000 shares of United Technologies Corporation common stock on December 23, 2004. Time restricted shares of Common Stock. 5,000 shares will vest on 10/8/2006 and 5,000 shares will vest on 10/8/2008, provided that Mr. Hess is employed by UTC or an affiliate on those dates. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2004-12-28 -----END PRIVACY-ENHANCED MESSAGE-----