-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EJsaABRqfpV47uhWS9CzudgiBuZOWc5uINhQ/rGXp/1SGFX2u8TPLKX0RgGde/Gw G1Zxu2VqnXFlVP0984l/4Q== 0000101829-04-000225.txt : 20040921 0000101829-04-000225.hdr.sgml : 20040921 20040921151807 ACCESSION NUMBER: 0000101829-04-000225 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040831 FILED AS OF DATE: 20040921 DATE AS OF CHANGE: 20040921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVID GEORGE AL CENTRAL INDEX KEY: 0001184174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 041039261 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 dav323.xml X0202 4 2004-08-31 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184174 DAVID GEORGE AL UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 1 1 0 0 Chairman and CEO Common Stock 2004-08-31 4 G 0 2100 0 D 721378.0000 D Common Stock 2004-09-17 4 M 0 300000 16.5313 A 1021378.0000 D Common Stock 2004-09-20 4 S 0 5000 95.0000 D 796485.0000 D Common Stock 2004-09-20 4 S 0 600 95.2100 D 795885.0000 D Common Stock 2004-09-20 4 S 0 9400 95.0000 D 786485.0000 D Common Stock 2004-09-20 4 S 0 400 95.3100 D 786085.0000 D Common Stock 2004-09-20 4 S 0 4600 95.1000 D 781485.0000 D Common Stock 4786.1600 I By Savings Plan Trustee Common Stock 2004-09-17 4 F 0 51850 95.6500 D 969528.0000 D Common Stock 2004-09-17 4 F 0 78043 95.6500 D 891485.0000 D Common Stock 2004-09-20 4 S 0 800 95.4200 D 890685.0000 D Common Stock 2004-09-20 4 S 0 14200 95.3200 D 876485.0000 D Common Stock 2004-09-20 4 S 0 100 95.4900 D 876385.0000 D Common Stock 2004-09-20 4 S 0 9900 95.4000 D 866485.0000 D Common Stock 2004-09-20 4 S 0 400 95.4700 D 866085.0000 D Common Stock 2004-09-20 4 S 0 8100 95.5000 D 857985.0000 D Common Stock 2004-09-20 4 S 0 1500 95.5000 D 856485.0000 D Common Stock 2004-09-20 4 S 0 10000 95.2500 D 846485.0000 D Common Stock 2004-09-20 4 S 0 400 95.2500 D 846085.0000 D Common Stock 2004-09-20 4 S 0 9600 95.1500 D 836485.0000 D Common Stock 2004-09-20 4 S 0 10000 95.2700 D 826485.0000 D Common Stock 2004-09-20 4 S 0 3400 95.5100 D 823085.0000 D Common Stock 2004-09-20 4 S 0 6600 95.3500 D 816485.0000 D Common Stock 2004-09-20 4 S 0 400 95.1200 D 816085.0000 D Common Stock 2004-09-20 4 S 0 4600 95.0500 D 811485.0000 D Common Stock 2004-09-20 4 S 0 100 95.1900 D 811385.0000 D Common Stock 2004-09-20 4 S 0 4900 95.0800 D 806485.0000 D Common Stock 2004-09-20 4 S 0 1700 95.1000 D 804785.0000 D Common Stock 2004-09-20 4 S 0 3300 95.0100 D 801485.0000 D Non-Qualified Stock Option (right to buy) 16.5313 2004-09-17 4 M 0 300000 0 D 1998-02-23 2005-02-22 Common Stock 300000.0000 0.0000 D The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock. This Form 4 represents one of two Form 4s to be filed today due to the sale of 130,000 shares of United Technologies Corporation common stock on September 20, 2004. By: /s/ Charles F. Hildebrand, Attorney-in-Fact 2004-09-21 -----END PRIVACY-ENHANCED MESSAGE-----