-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NqCPhaH9imrIyIHFgo3BS3hfbnXumwI8utW0ZGCWn5k6OkR4ycqkIpMvS1TNd8ed lUrrC+RvNsChD/gM6dVHOw== 0000101829-04-000174.txt : 20040601 0000101829-04-000174.hdr.sgml : 20040601 20040601154137 ACCESSION NUMBER: 0000101829-04-000174 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040528 FILED AS OF DATE: 20040601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOKKUM JAN VAN CENTRAL INDEX KEY: 0001270743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 04841281 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: UNITED TECHNOLOGIES CORP CITY: HATTFORD STATE: CT ZIP: 06101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 van289.xml X0202 4 2004-05-28 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001270743 DOKKUM JAN VAN UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 0 1 0 0 President, UTC Power Phantom Stock Unit 0.0000 2004-05-28 4 A 0 20.9294 84.6100 A Common Stock 20.9294 2125.6330 D Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2004-06-01 -----END PRIVACY-ENHANCED MESSAGE-----