-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B/jJz7nJYJUa4Fblygf6lFiZwOkIX+HuWKWJj6n5X64PRgdaKo8/bBcqA9l+nxWO dhxXYHAw+h0r2YaIffjbsg== 0000101829-04-000004.txt : 20040102 0000101829-04-000004.hdr.sgml : 20040101 20040102163936 ACCESSION NUMBER: 0000101829-04-000004 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031125 FILED AS OF DATE: 20040102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOKKUM JAN VAN CENTRAL INDEX KEY: 0001270743 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 04501551 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: UNITED TECHNOLOGIES CORP CITY: HATTFORD STATE: CT ZIP: 06101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 3/A 1 van201.xml X0201 3/A 2003-11-25 2003-12-12 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001270743 DOKKUM JAN VAN UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 0 1 0 0 President, UTC Power Common Stock 2927 D Common Stock 57.5366 I By Savings Plan Trustee Common Stock (Restricted) 5000 D Non-Qualified Stock Option (right to buy) 63.4100 2006-01-02 2013-01-01 Common Stock 30000.0000 D Phantom Stock Unit 0.0000 Common Stock 1397.3812 D Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2004-01-05 -----END PRIVACY-ENHANCED MESSAGE-----