-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ausi7moHmahD7Fr2M1h5qNUzfi9gCmt1jYAGtiR069Xtok/CfCH6Jt5AhHAJnc2I fewfLb3SuKKSUID9n3aPwA== 0000101829-03-000298.txt : 20030912 0000101829-03-000298.hdr.sgml : 20030912 20030912165653 ACCESSION NUMBER: 0000101829-03-000298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030910 FILED AS OF DATE: 20030912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNARD BETSY J CENTRAL INDEX KEY: 0001166854 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 03894387 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 2037287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 ber146.xml X0201 4 2003-09-10 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001166854 BERNARD BETSY J UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 1 0 0 0 Phantom Stock Unit 0.0000 2003-09-10 4 A 0 1285.0167 0 A Common Stock 1285.0167 1285.0167 D Restricted Stock Units 0.0000 2003-09-10 4 A 0 1285.0167 0 A Common Stock 1285.0167 1285.0167 D Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash or in stock. Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash or in stock. By: /s/ Charles F. Hildebrand as Attorney in Fact 2003-09-12 -----END PRIVACY-ENHANCED MESSAGE-----