-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RpSV8f/GyqVjGDQnjzVcXkp5kQPdyPJRLbwXcSuMTWTtPqdHrK09O3o7ndHYBI0t jKR0wvzdmRTRyQdBI5Ut2A== 0000101829-03-000287.txt : 20030903 0000101829-03-000287.hdr.sgml : 20030903 20030903160635 ACCESSION NUMBER: 0000101829-03-000287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030829 FILED AS OF DATE: 20030903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 2037287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINGER STEPHEN N CENTRAL INDEX KEY: 0001252946 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 03879291 BUSINESS ADDRESS: STREET 1: C/O UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLZ. CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287836 MAIL ADDRESS: STREET 1: C/O UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 4 1 fin143.xml X0201 4 2003-08-29 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001252946 FINGER STEPHEN N UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 0 1 0 0 President, Sikorsky Aircraft Common Stock 2003-08-29 4 M 0 5000 16.6563 A 5116.0000 D Common Stock 2003-08-29 4 F 0 1246 80.2500 D 3870.0000 D Common Stock 2003-09-03 4 S 0 3754 79.7500 D 116.0000 D Common Stock 5224.4640 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 16.6563 2003-08-29 4 M 0 5000 0 D 1997-02-01 2004-01-31 Common Stock 5000.0000 0.0000 D The reporting person also directly owns 2,800 shares of United Technologies Career Restricted common stock and 10,000 shares of Restricted common stock. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2003-09-03 -----END PRIVACY-ENHANCED MESSAGE-----