-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BOVFMVG1cV1PuO9Wpi5wT+WCvGd+lAGxDERKeYRFrStTleN5PwgM8IMD2Ddx8U8m XMbkbvYHtozeGQflb6t5TQ== 0000101829-03-000278.txt : 20030821 0000101829-03-000278.hdr.sgml : 20030821 20030821173550 ACCESSION NUMBER: 0000101829-03-000278 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030820 FILED AS OF DATE: 20030821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASSIDY JOHN F JR CENTRAL INDEX KEY: 0001184183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 03860898 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 2037287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 cas137.xml X0201 4 2003-08-20 1 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184183 CASSIDY JOHN F JR UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 0 1 0 0 SVP, Science & Technology Common Stock 2003-08-20 4 M 0 16000 25.0000 A 16100.0000 D Common Stock 2003-08-20 4 F 0 4496 0 D 11604.0000 D Non-Qualified Stock Option (right to buy) 25.0000 2003-08-20 4 M 0 16000 0 D 1999-02-05 2006-02-03 Common Stock 16000.0000 0.0000 D The reporting person also directly owns 7,700 shares of United Technologies Career Restricted common stock. By: /s/ John F. Cassidy as Attorney-in-Fact 2003-08-21 -----END PRIVACY-ENHANCED MESSAGE-----