-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WkNjJDQkTg7ozcL4hEJzygXt8t4Y/DcXqOhdlZ1vjbSFLMhQ4y0uvcl7h49fwMVj v1/pRcXMYqzNGYm8+K71CQ== 0000101829-03-000273.txt : 20030820 0000101829-03-000273.hdr.sgml : 20030820 20030820171519 ACCESSION NUMBER: 0000101829-03-000273 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030819 FILED AS OF DATE: 20030820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVID GEORGE AL CENTRAL INDEX KEY: 0001184174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 03858611 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 2037287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 dav135.xml X0201 4 2003-08-19 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184174 DAVID GEORGE AL UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 1 1 0 0 Chairman and CEO Common Stock 2003-08-19 4 M 0 200000 19.5625 A 811183.0000 D Common Stock 2003-08-19 4 F 0 49696 78.7300 D 761487.0000 D Common Stock 2003-08-19 4 F 0 46519 78.7300 D 714968.0000 D Common Stock 2003-08-20 4 S 0 80000 78.1528 D 634968.0000 D Non-Qualified Stock Option (right to buy) 19.5625 2003-08-19 4 M 0 200000 0 D 1996-09-04 2005-06-27 Common Stock 200000.0000 800000.0000 D The reporting person also directly owns 48,532 shares of United Technologies Career Restricted common stock. By: /s/ William H. Trachsel as Attorney-in-Fact 2003-08-20 -----END PRIVACY-ENHANCED MESSAGE-----