-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PyoW8c3O999cYEVSbzsfaKG02Oaq1h2ps7KlIxBv9lI1x47Rf7/K4Ogv3ClB+fxb YcgZqQCeHpgP6L+rXn9V8w== 0000101829-03-000259.txt : 20030729 0000101829-03-000259.hdr.sgml : 20030729 20030729105100 ACCESSION NUMBER: 0000101829-03-000259 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030728 FILED AS OF DATE: 20030729 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 2037287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERT OLIVIER J CENTRAL INDEX KEY: 0001254826 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 03807483 MAIL ADDRESS: STREET 1: C/O UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 3 1 rob121.xml X0201 3 2003-07-28 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001254826 ROBERT OLIVIER J C/O UNITED TECHNOLOGIES CORP ONE FINANCIAL PLZ HARTFORD CT 06101 0 1 0 0 President, Chubb PLC Common Stock (Career Restricted) 2340 D ESOP Series A Convertible Preferred Stock 0.0000 1988-08-08 1988-08-08 Common Stock 216.6760 I By ESOP Non-Qualified Stock Option (right to buy) 25.0000 1999-02-05 2006-02-03 Common Stock 20000.0000 D Non-Qualified Stock Option (right to buy) 34.5000 2000-02-03 2007-02-02 Common Stock 20000.0000 D Non-Qualified Stock Option (right to buy) 36.5625 2001-01-02 2008-01-01 Common Stock 34000.0000 D Non-Qualified Stock Option (right to buy) 54.0000 2002-01-04 2009-01-03 Common Stock 24000.0000 D Non-Qualified Stock Option (right to buy) 62.5000 2003-01-03 2010-01-02 Common Stock 13300.0000 D Non-Qualified Stock Option (right to buy) 75.2500 2004-01-02 2011-01-01 Common Stock 15200.0000 D Non-Qualified Stock Option (right to buy) 64.3400 2005-01-02 2012-01-01 Common Stock 21700.0000 D Non-Qualified Stock Option (right to buy) 63.4100 2006-01-02 2013-01-01 Common Stock 22500.0000 D The shares were acquired during the year pursuant to the United Technologies Corporation Savings Plan, a 401(k) plan. The acquisition of such shares is exempt and shares are convertible or redeemable at the option of the employee, at the termination of employment with the Corporation. A share of ESOP stock is convertible into four shares of common stock and is enttitled to 5.2 votes. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2003-07-28 -----END PRIVACY-ENHANCED MESSAGE-----