0001570585-16-000926.txt : 20161108 0001570585-16-000926.hdr.sgml : 20161108 20161108174821 ACCESSION NUMBER: 0001570585-16-000926 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20161108 DATE AS OF CHANGE: 20161108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global plc CENTRAL INDEX KEY: 0001570585 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 981089808 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 161 HAMMERSMITH ROAD CITY: HAMMERSMITH STATE: X0 ZIP: W6 8BS BUSINESS PHONE: 303-220-6600 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: Liberty Global Corp Ltd DATE OF NAME CHANGE: 20130227 FORMER COMPANY: FORMER CONFORMED NAME: Lynx Europe Ltd. DATE OF NAME CHANGE: 20130226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOULD PAUL A CENTRAL INDEX KEY: 0001018211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35961 FILM NUMBER: 161982264 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_147864528922667.xml FORM 4 X0306 4 2016-07-01 0 0001570585 Liberty Global plc LBTY 0001018211 GOULD PAUL A 161 HAMMERSMITH ROAD LONDON X0 UNITED KINGDOM 1 0 0 0 LiLAC Share Option A (right to buy) 18.99 2016-07-01 5 A 0 E 1310 0 A 2017-06-19 LiLAC Class A 1310.0 1310 D LiLAC Share Option A (right to buy) 15.79 2016-07-01 5 A 0 E 655 0 A 2018-06-12 LiLAC Class A 655.0 655 D LiLAC Share Option A (right to buy) 7.14 2016-07-01 5 A 0 E 655 0 A 2019-06-17 LiLAC Class A 655.0 655 D LiLAC Share Option A (right to buy) 12.8 2016-07-01 5 A 0 E 184 0 A 2020-06-17 LiLAC Class A 184.0 184 D LiLAC Share Option A (right to buy) 20.02 2016-07-01 5 A 0 E 130 0 A 2021-06-21 LiLAC Class A 130.0 130 D LiLAC Share Option A (right to buy) 23.2 2016-07-01 5 A 0 E 248 0 A 2022-06-19 LiLAC Class A 248.0 248 D LiLAC Share Option A (right to buy) 35.16 2016-07-01 5 A 0 E 578 0 A 2020-06-28 LiLAC Class A 578.0 578 D LiLAC Share Option A (right to buy) 41.43 2016-07-01 5 A 0 E 712 0 A 2021-06-26 LiLAC Class A 712.0 712 D LiLAC Share Option A (right to buy) 53.5 2016-07-01 5 A 0 E 536 0 A 2022-06-25 LiLAC Class A 536.0 536 D LiLAC Share Option A (right to buy) 36.66 2016-07-01 5 A 0 E 728 0 A 2023-06-16 LiLAC Class A 728.0 728 D Liberty Global Share Option A (right to buy) 15.79 2017-06-19 Liberty Global Class A 10500.0 10500 D Liberty Global Share Option A (right to buy) 13.13 2018-06-12 Liberty Global Class A 5251.0 5251 D Liberty Global Share Option A (right to buy) 5.93 2019-06-17 Liberty Global Class A 5250.0 5250 D Liberty Global Share Option A (right to buy) 10.64 2020-06-17 Liberty Global Class A 1476.0 1476 D Liberty Global Share Option A (right to buy) 29.22 2020-06-28 Liberty Global Class A 4634.0 4634 D Liberty Global Share Option A (right to buy) 16.64 2021-06-21 Liberty Global Class A 1045.0 1045 D Liberty Global Share Option A (right to buy) 34.44 2021-06-26 Liberty Global Class A 5716.0 5716 D Liberty Global Share Option A (right to buy) 19.28 2022-06-19 Liberty Global Class A 1989.0 1989 D Liberty Global Share Option A (right to buy) 44.46 2022-06-25 Liberty Global Class A 4303.0 4303 D Liberty Global Share Option A (right to buy) 30.47 2023-06-16 Liberty Global Class A 5840.0 5840 D On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. The option is immediately exercisable. The option vests in three equal annual installments commencing on the date of the Issuer's 2015 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, an adjustment to the exercise price or base price, as applicable, was made to all Liberty Global Group equity awards previously reported. All other terms of the Liberty Global Group awards are, in all material respects, the same as those of the corresponding original award. The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK. /s/ Michelle L. Keist, attorney-in-fact 2016-11-08