0001252807-11-000013.txt : 20111221 0001252807-11-000013.hdr.sgml : 20111221 20111221193811 ACCESSION NUMBER: 0001252807-11-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111219 FILED AS OF DATE: 20111221 DATE AS OF CHANGE: 20111221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIS LEASE FINANCE CORP CENTRAL INDEX KEY: 0001018164 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 680070656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 BUSINESS PHONE: 4154084700 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIS CHARLES F IV CENTRAL INDEX KEY: 0001033309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15369 FILM NUMBER: 111275608 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-12-19 0 0001018164 WILLIS LEASE FINANCE CORP wlfc 0001033309 WILLIS CHARLES F IV 773 SAN MARIN DRIVE SUITE 2215 NOVATO CA 94998 1 1 1 0 CEO Common Stock 2011-12-19 2011-12-19 5 M 0 E 100 4.68 A 660410 D Common Stock 2011-12-19 2011-12-19 5 S 0 E 100 11.27 D 660310 D Common Stock 2011-12-20 2011-12-20 5 M 0 E 860 4.68 A 661170 D Common Stock 2011-12-20 2011-12-20 5 S 0 E 860 11.0726 D 660310 D Common Stock 2011-12-21 2011-12-21 5 M 0 E 600 4.68 A 660910 D Common Stock 2011-12-21 2011-12-21 5 S 0 E 600 11.2549 D 660310 D Common Stock 2196447 I CFW Partners Common Stock 4489 I Son Common Stock 4489 I Daughter Non-qualified Stock Option 4.68 2011-12-19 2011-12-19 5 M 0 E 100 11.27 D 2003-05-08 2012-05-08 Common Stock 100 36514 D Non-qualified Stock Option 4.68 2011-12-20 2011-12-20 5 M 0 E 860 11.0726 D 2003-05-08 2012-05-08 Common Stock 860 35654 D Non-qualifed Stock Option 4.68 2011-12-21 2011-12-21 5 M 0 E 600 11.2549 D 2003-05-08 2012-05-08 Common Stock 600 35054 D Shares acquired and sold pursuant to 10b5-1 transaction. This transaction was executed in multiple trades at prices ranging from $10.89 to $11.24. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $11.16 to 11.35. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Charles F. Willis IV Trust JTWROS Charles F. Willis IV 2011-12-21