0001129701-12-000008.txt : 20121130 0001129701-12-000008.hdr.sgml : 20121130 20121130184454 ACCESSION NUMBER: 0001129701-12-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121128 FILED AS OF DATE: 20121130 DATE AS OF CHANGE: 20121130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIS LEASE FINANCE CORP CENTRAL INDEX KEY: 0001018164 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 680070656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 BUSINESS PHONE: 4154084700 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORD THOMAS C CENTRAL INDEX KEY: 0001252807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15369 FILM NUMBER: 121235818 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-11-28 0 0001018164 WILLIS LEASE FINANCE CORP wlfc 0001252807 NORD THOMAS C 773 SAN MARIN DRIVE SUITE 2215 NOVATO CA 94998 0 1 0 0 SVP, Gen. Counsel, Secretary Common Stock 2012-11-28 2012-11-28 4 M 0 300 9.2 A 46097 D Common Stock 2012-11-28 2012-11-28 4 S 0 300 14.3 D 45797 D Common Stock 2012-11-29 2012-11-29 4 M 0 3339 9.2 A 49136 D Common Stock 2012-11-29 2012-11-29 4 S 0 3339 14.25 D 45797 D Common Stock 2012-11-30 2012-11-30 4 M 0 4694 9.2 A 50491 D Common Stock 2012-11-30 2012-11-30 4 S 0 4694 14.25 D 45797 D Non-qualified Stock Opion 9.2 2012-11-28 2012-11-28 4 M 0 300 14.3 D 2006-08-05 2015-08-05 Common Stock 300 17955 D Non-qualified Stock Option 9.2 2012-11-29 2012-11-29 4 M 0 1455 14.25 D 2006-08-05 2015-08-05 Common Stock 1455 16500 D Non-qualified Stock Option 9.2 2012-11-29 2012-11-29 4 M 0 1884 14.25 D 2007-08-05 2015-08-05 Common Stock 1884 14616 D Non-qualified Stock Option 9.2 2012-11-30 2012-11-30 4 M 0 3616 14.25 D 2007-08-05 2015-08-05 Common Stock 3616 11000 D Non-qualified Stock Option 9.2 2012-11-30 2012-11-30 4 M 0 1078 14.25 D 2008-08-05 2015-08-05 Common Stock 1078 9922 D Thomas C. Nord 2012-11-30