0001033309-14-000011.txt : 20140930 0001033309-14-000011.hdr.sgml : 20140930 20140930143849 ACCESSION NUMBER: 0001033309-14-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140926 FILED AS OF DATE: 20140930 DATE AS OF CHANGE: 20140930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIS LEASE FINANCE CORP CENTRAL INDEX KEY: 0001018164 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 680070656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 BUSINESS PHONE: 4154084700 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIS CHARLES F IV CENTRAL INDEX KEY: 0001033309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15369 FILM NUMBER: 141129360 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-09-26 0 0001018164 WILLIS LEASE FINANCE CORP wlfc 0001033309 WILLIS CHARLES F IV 773 SAN MARIN DRIVE SUITE 2215 NOVATO CA 94998 1 1 1 0 CEO Common Stock 2014-09-26 2014-09-26 4 S 0 4201 20.7012 D 508245 D Common Stock 2014-09-29 2014-09-29 4 S 0 1855 20.5407 D 506390 D Common Stock 2134148 I CFW Partners Common Stock 1176 I Spouse Common Stock 6338 I Son Common Stock 4938 I Daughter Common Stock 824 I Grandson Shares sold pursuant to a 10b5-1 transaction This transaction was executed in multiple trades at prices ranging from 20.56 to 20.75. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from 20.50 to 20.57. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Charlotte Montresor Willis Charles F. Willis V Trust JTWROS Courtney Brown C/T Justin Young Brown UTMA Charles F. Willis IV 2014-09-30