0001033309-13-000006.txt : 20131118 0001033309-13-000006.hdr.sgml : 20131118 20131118190228 ACCESSION NUMBER: 0001033309-13-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131114 FILED AS OF DATE: 20131118 DATE AS OF CHANGE: 20131118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIS LEASE FINANCE CORP CENTRAL INDEX KEY: 0001018164 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 680070656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 BUSINESS PHONE: 4154084700 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIS CHARLES F IV CENTRAL INDEX KEY: 0001033309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15369 FILM NUMBER: 131228184 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-11-14 0 0001018164 WILLIS LEASE FINANCE CORP wlfc 0001033309 WILLIS CHARLES F IV 773 SAN MARIN DRIVE SUITE 2215 NOVATO CA 94998 1 1 1 0 CEO Common Stock 2013-11-14 2013-11-14 4 M 0 2000 9.2 A 642771 D Common Stock 2013-11-14 2013-11-14 4 S 0 2000 17.5821 D 640771 D Common Stock 2138651 I CFW Partners Common Stock 5514 I Son Common Stock 5514 I Daughter Non-qualified Stock Option 9.2 2013-11-14 2013-11-14 4 M 0 2000 17.5821 D 2006-08-05 2015-08-05 Common Stock 2000 12750 D This transaction was executed in multiple trades at prices ranging from $17.45 to $17.69. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Charles F. Willis V Trust JTWROS Charles F. Willis IV 2013-11-18