0001033309-13-000004.txt : 20130206 0001033309-13-000004.hdr.sgml : 20130206 20130206154557 ACCESSION NUMBER: 0001033309-13-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130103 FILED AS OF DATE: 20130206 DATE AS OF CHANGE: 20130206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Forsyth Bradley Stewart CENTRAL INDEX KEY: 0001385583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15369 FILM NUMBER: 13577709 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIS LEASE FINANCE CORP CENTRAL INDEX KEY: 0001018164 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 680070656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 BUSINESS PHONE: 4154084700 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-01-03 0 0001018164 WILLIS LEASE FINANCE CORP wlfc 0001385583 Forsyth Bradley Stewart 773 SAN MARIN DRIVE SUITE 2215 NOVATO CA 94998 0 1 0 0 SVP, CFO Common Stock 2013-01-03 2013-01-03 5 S 0 E 200 14.75 D 102423 D Common Stock 2013-01-07 2013-01-07 5 S 0 E 174 14.75 D 102249 D Common Stock 2013-01-09 2013-01-09 5 S 0 E 467 14.75 D 101782 D Common Stock 2013-01-23 2013-01-23 5 S 0 E 343 14.75 D 101439 D Common Stock 2013-01-24 2013-01-24 5 S 0 E 2044 14.75 D 99395 D Common Stock 2013-01-25 2013-01-25 5 S 0 E 573 14.75 D 98822 D Common Stock 2013-01-31 2013-01-31 5 P 0 E 500 10.7015 A 99322 D Common Stock 2013-02-03 2013-02-03 4 F 0 2194 14.8 D 97128 D Shares sold pursuant to a 10b5-1 transaction. Shares acquired pursuant to employee's participation in the Company's ESPP. Return to Issuer of previously restricted shares to satisfy withholding tax liability. Bradley S. Forsyth 2013-02-06