0001033309-12-000012.txt : 20120203 0001033309-12-000012.hdr.sgml : 20120203 20120203185406 ACCESSION NUMBER: 0001033309-12-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120131 FILED AS OF DATE: 20120203 DATE AS OF CHANGE: 20120203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIS LEASE FINANCE CORP CENTRAL INDEX KEY: 0001018164 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 680070656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 BUSINESS PHONE: 4154084700 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIS CHARLES F IV CENTRAL INDEX KEY: 0001033309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15369 FILM NUMBER: 12571633 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2012-01-31 0 0001018164 WILLIS LEASE FINANCE CORP wlfc 0001033309 WILLIS CHARLES F IV 773 SAN MARIN DRIVE SUITE 2215 NOVATO CA 94998 1 1 1 0 CEO Common Stock 2012-01-31 2012-01-31 5 M 0 E 1072 4.68 A 653975 D Common Stock 2012-01-31 2012-01-31 5 S 0 E 1072 13.5402 D 652903 D Common Stock 2012-02-01 2012-02-01 5 M 0 E 1116 4.68 A 654019 D Common Stock 2012-02-01 2012-02-01 5 S 0 E 1116 13.8866 D 652903 D Common Stock 2012-02-02 2012-02-02 5 M 0 E 2028 4.68 A 654931 D Common Stock 2012-02-02 2012-02-02 5 S 0 E 2028 13.9207 D 652903 D Common Stock 2196447 I CFW Partners Common Stock 4489 I Son Common Stock 4489 I Daughter Non-qualified Stock Option 4.68 2012-01-31 2012-01-31 5 M 0 E 1072 13.5402 D 2004-05-08 2012-05-08 Common Stock 1072 3144 D Non-qualified Stock Option 4.68 2012-02-01 2012-02-01 5 M 0 E 1116 13.8866 D 2004-05-08 2012-05-08 Common Stock 1116 2028 D Non-qualified Stock Option 4.68 2012-02-02 2012-02-02 5 M 0 E 2028 13.9207 D 2004-05-08 2012-05-08 Common Stock 2028 0 D Shares acquired and sold pursuant to 10b5-1 transaction This transaction was executed in multiple trades at prices ranging from $13.45 to $13.66. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $13.72 to $13.96. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $13.85 to $13.97. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Charles F. Willis V Trust JTWROS Charles F. Willis IV 2012-02-03