0001033309-12-000006.txt : 20120120 0001033309-12-000006.hdr.sgml : 20120120 20120120143721 ACCESSION NUMBER: 0001033309-12-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120113 FILED AS OF DATE: 20120120 DATE AS OF CHANGE: 20120120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIS LEASE FINANCE CORP CENTRAL INDEX KEY: 0001018164 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 680070656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 BUSINESS PHONE: 4154084700 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIS CHARLES F IV CENTRAL INDEX KEY: 0001033309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15369 FILM NUMBER: 12536760 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2012-01-13 0 0001018164 WILLIS LEASE FINANCE CORP wlfc 0001033309 WILLIS CHARLES F IV 773 SAN MARIN DRIVE SUITE 2215 NOVATO CA 94998 1 1 1 0 CEO Common Stock 2012-01-13 2012-01-13 5 M 0 E 1298 4.68 A 661608 D Common Stock 2012-01-13 2012-01-13 5 S 0 E 1298 12.6564 D 660310 D Common Stock 2196447 I CFW Partners Common Stock 4489 I Son Common Stock 4489 I Daughter Non-qualified Stock Option 4.68 2012-01-13 2012-01-13 5 M 0 E 169 12.6564 D 2003-05-08 2012-05-08 Common Stock 169 18307 D Non-qualifed Stock Option 4.68 2012-01-13 2012-01-13 5 M 0 E 1129 12.6564 D 2004-05-08 2012-05-08 Common Stock 1129 17178 D Shares acquired and sold pursuant to 10b5-1 transaction. This transaction was executed in multiple trades at prices ranging from $12.55 to $12.72. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Charles F. Willis V Trust JTWROS Charles F. Willis IV 2012-01-20