0001225208-14-018938.txt : 20140821 0001225208-14-018938.hdr.sgml : 20140821 20140821114901 ACCESSION NUMBER: 0001225208-14-018938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140820 FILED AS OF DATE: 20140821 DATE AS OF CHANGE: 20140821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PULASKI FINANCIAL CORP CENTRAL INDEX KEY: 0001062438 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 431816913 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 12300 OLIVE BLVD CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3148782210 MAIL ADDRESS: STREET 1: 12300 OLIVE BLVD CITY: ST LOUIS STATE: MO ZIP: 63141 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOUGLASS GARY W CENTRAL INDEX KEY: 0001018094 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24571 FILM NUMBER: 141056963 MAIL ADDRESS: STREET 1: 16653 CHESTERFIELD MANOR DR CITY: CHESTERFIELD STATE: MO ZIP: 63005 4 1 doc4.xml X0306 4 2014-08-20 0001062438 PULASKI FINANCIAL CORP PULB 0001018094 DOUGLASS GARY W 12300 OLIVE BOULEVARD ST. LOUIS MO 63141 1 President & CEO Common Stock 2014-08-20 4 A 0 501.0000 11.4800 A 94953.0000 D Common Stock 2014-08-20 4 F 0 193.0000 11.4800 D 94760.0000 D Common Stock 1000.0000 I By IRA Common Stock 7790.5150 I By KSOP Common Stock 52500.0000 I By Stock Award IV Common Stock 7797.0000 I By Stock Award V Stock Option (right to buy) 6.6900 2010-01-01 2019-01-01 Common Stock 20000.0000 20000.0000 D Stock Option (right to buy) 12.8400 2009-05-01 2018-05-01 Common Stock 100000.0000 100000.0000 D Represents shares awarded as part of Mr. Douglass' bi-weekly salary. Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on the date the Form 10-K is filed for the year ended September 30, 2013 and 50% on the date the Form 10-K is filed for the year ended September 30, 2014, assuming, in each case, achievement of certain performance objectives and the absence of any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program. Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on November 7, 2013. Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable. Paul J. Milano, Power of Attorney 2014-08-21