0001225208-14-018938.txt : 20140821
0001225208-14-018938.hdr.sgml : 20140821
20140821114901
ACCESSION NUMBER: 0001225208-14-018938
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140820
FILED AS OF DATE: 20140821
DATE AS OF CHANGE: 20140821
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PULASKI FINANCIAL CORP
CENTRAL INDEX KEY: 0001062438
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 431816913
STATE OF INCORPORATION: MO
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 12300 OLIVE BLVD
CITY: ST LOUIS
STATE: MO
ZIP: 63141
BUSINESS PHONE: 3148782210
MAIL ADDRESS:
STREET 1: 12300 OLIVE BLVD
CITY: ST LOUIS
STATE: MO
ZIP: 63141
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DOUGLASS GARY W
CENTRAL INDEX KEY: 0001018094
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24571
FILM NUMBER: 141056963
MAIL ADDRESS:
STREET 1: 16653 CHESTERFIELD MANOR DR
CITY: CHESTERFIELD
STATE: MO
ZIP: 63005
4
1
doc4.xml
X0306
4
2014-08-20
0001062438
PULASKI FINANCIAL CORP
PULB
0001018094
DOUGLASS GARY W
12300 OLIVE BOULEVARD
ST. LOUIS
MO
63141
1
President & CEO
Common Stock
2014-08-20
4
A
0
501.0000
11.4800
A
94953.0000
D
Common Stock
2014-08-20
4
F
0
193.0000
11.4800
D
94760.0000
D
Common Stock
1000.0000
I
By IRA
Common Stock
7790.5150
I
By KSOP
Common Stock
52500.0000
I
By Stock Award IV
Common Stock
7797.0000
I
By Stock Award V
Stock Option (right to buy)
6.6900
2010-01-01
2019-01-01
Common Stock
20000.0000
20000.0000
D
Stock Option (right to buy)
12.8400
2009-05-01
2018-05-01
Common Stock
100000.0000
100000.0000
D
Represents shares awarded as part of Mr. Douglass' bi-weekly salary.
Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on the date the Form 10-K is filed for the year ended September 30, 2013 and 50% on the date the Form 10-K is filed for the year ended September 30, 2014, assuming, in each case, achievement of certain performance objectives and the absence of any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program.
Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on November 7, 2013.
Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
Paul J. Milano, Power of Attorney
2014-08-21