-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U8lDYelCKTsKJyvVGqMtecPp1mGSHJs8Qu+Rj/Fx9rujDW7jRb6jDlTLjizStSD5 jwtCZTGkOaAzr1NvoXjv4Q== 0000930661-01-000452.txt : 20010223 0000930661-01-000452.hdr.sgml : 20010223 ACCESSION NUMBER: 0000930661-01-000452 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010123 FILED AS OF DATE: 20010215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EDGEWATER TECHNOLOGY INC/DE/ CENTRAL INDEX KEY: 0001017968 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363] IRS NUMBER: 710788538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: SEC FILE NUMBER: 000-20971 FILM NUMBER: 1548076 BUSINESS ADDRESS: STREET 1: 302 EAST MILLSAP ROAD CITY: FAYETTEVILLE STATE: AR ZIP: 72703 BUSINESS PHONE: 5019736000 MAIL ADDRESS: STREET 1: 302 EAST MILLSAP ROAD CITY: FAYETTEVETTE STATE: AR ZIP: 72703 FORMER COMPANY: FORMER CONFORMED NAME: STAFFMARK INC DATE OF NAME CHANGE: 19960702 COMPANY DATA: COMPANY CONFORMED NAME: LYNCH WILLIAM J CENTRAL INDEX KEY: 0001133793 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: 170 EAST 77TH STREET CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 5019736057 4/A 1 0001.txt AMENDMENT TO FORM 4 +--------+ | FORM 4 | U.S. SECURITIES AND EXCHANGE COMMISSION +--------+ WASHINGTON, D.C. 20549 [_] Check this box if no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP to Section 16. Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities obligations may Exchange Act of 1934, Section 17(a) of the continue. See Public Utility Holding Company Act of 1935 or Instruction 1(b). Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Lynch William J. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 170 East 77th Street - -------------------------------------------------------------------------------- (Street) New York New York 10021 - -------------------------------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Edgewater Technology, Inc. (EDGW) ----------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) -------------- 4. Statement for Month/Year January 2001 --------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) February 2001 --------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director ___ Officer ___ 10% Owner ___ Other --- (give title below) (specify below) Director ---------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person ---- Form filed by More than One Reporting Person ---- Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature of action action or Disposed of (D) Securities ship of In- Security Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 3) (Month/ (Instr. 8) Owned at Direct Bene- Day/ ----------------------------------------------- End of (D) or ficial Year) Month Indirect Owner- Code V Amount (A) or Price (Instr. 3 and 4) (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1/3/00 J** 865 A $6.938*** D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1/24/00 J** 733 A $8.188 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/22/00 J** 611 A $9.813 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 4/18/00 J** 932 A $6.438 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/17/00 J** 842 A $7.125 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/22/00 J** 873 A $6.875 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1/23/01 S* 21,989 D $8.00 29,745 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1/23/01 S* 2,022 D $8.00 1,011 I Trustee UMCA Trust - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
** in lieu of director's fees pursuant to the Non-Employee Director Stock Election Plan * as part of the issuer's tender offer that expired on January 23, 2001. ***relates to stock price under the Non-Employee Director Stock Election Plan on December 28, 1999. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned Page 1 FORM 4 (continued) Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- ----------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv- Security (Instr. 3) sion or action tion Code ative Securities Exercise Date (Instr. 8) Acquired (A) or Price of (Month/ Disposed of (D) Deriv- Day/ (Instr. 3, 4, and 5) ative Year) Security --------------------------------------------------- Code V (A) (D) - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- Stock Option $12.00 - ----------------------------------------------------------------------------------------------------------------------------- Stock Option $14.75 - ----------------------------------------------------------------------------------------------------------------------------- Stock Option $39.63 - ----------------------------------------------------------------------------------------------------------------------------- Stock Option $10.25 - ----------------------------------------------------------------------------------------------------------------------------- Stock Option $7.17 - ----------------------------------------------------------------------------------------------------------------------------- Stock Option $6.88 - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------
Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- ------------------------------------------------------------------------------------------------------------------------------------ 6. Date Exer- 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Na- cisable and Underlying Securities of of Deriv- ship ture Expiration (Instr. 3 and 4) Deriv- ative Form of In- Date ative Secur- of De- direct (Month/Day/ Secur- ities rivative Bene- Year) ity Bene- Securities ficial (Instr. ficially Bene- Owner- -------------------------------------------- 5) Owned ficially ship Date Expira- Amount or at End Owned at (Instr. Exer- tion Title Number of of End of 4) cisable Date Shares Month Month(1) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ (1) 10/01/01 Common 10,000 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ (2) 05/02/02 Common 2,000 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ (3) 05/11/03 Common 2,000 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ (4) 05/10/04 Common 2,000 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ (5) 09/14/04 Common 10,000 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ (6) 05/22/05 Common 5,000 31,000 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) These options vest in annual increments of 33% commencing on 10/1/96. (2) These options vest in annual increments of 33% commencing on 5/2/97. (3) These options vest in annual increments of 33% commencing on 5/11/98. (4) These options vest in annual increments of 33% commencing on 5/10/99. (5) These options vest in annual increments of 33% commencing on 9/14/99. (6) These options vest in annual increments of 33% commencing on 5/22/00. /s/ WILLIAM J. LYNCH 2/15/01 ------------------------------- ----------------- **Signature of Reporting Person Date William J. Lynch **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----