-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VrLQB7k1FYfqEAres+QynNNhBp5hdfJ5J3pwFmrnm9h1lOza3AD+IES/K3pzw7As mDWGyLqKSfwXytsVO6hVaQ== 0000930661-01-000284.txt : 20010212 0000930661-01-000284.hdr.sgml : 20010212 ACCESSION NUMBER: 0000930661-01-000284 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010123 FILED AS OF DATE: 20010209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EDGEWATER TECHNOLOGY INC/DE/ CENTRAL INDEX KEY: 0001017968 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363] IRS NUMBER: 710788538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-20971 FILM NUMBER: 1531189 BUSINESS ADDRESS: STREET 1: 302 EAST MILLSAP ROAD CITY: FAYETTEVILLE STATE: AR ZIP: 72703 BUSINESS PHONE: 5019736000 MAIL ADDRESS: STREET 1: 302 EAST MILLSAP ROAD CITY: FAYETTEVETTE STATE: AR ZIP: 72703 FORMER COMPANY: FORMER CONFORMED NAME: STAFFMARK INC DATE OF NAME CHANGE: 19960702 COMPANY DATA: COMPANY CONFORMED NAME: MCWHORTER CLAYTON CENTRAL INDEX KEY: 0001133792 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 113 SCABOARD LANE CITY: FRANKLYN STATE: TN ZIP: 37067 BUSINESS PHONE: 5019736057 4 1 0001.txt FORM 4 - CLAYTON MCWHORTER =============================================================================== Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. +--------+ | FORM 4 | U.S. SECURITIES AND EXCHANGE COMMISSION +--------+ WASHINGTON, D.C. 20549 [_] Check this box if no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP to Section 16. Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities obligations may Exchange Act of 1934, Section 17(a) of the continue. See Public Utility Holding Company Act of 1935 or Instruction 1(b). Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* McWhorter R. Clayton - -------------------------------------------------------------------------------- (Last) (First) (Middle) 113 Seaboard Lane - -------------------------------------------------------------------------------- (Street) Franklin Tennessee 37067 - -------------------------------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Edgewater Technology, Inc. (EDGW) --------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) -------------- 4. Statement for Month/Year January 2001 --------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) --------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director Officer 10% Owner Other --- --- --- --- (give title below) (specify below) ---------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person --- Form filed by More than One Reporting Person --- Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature of action action or Disposed of (D) Securities ship of In- Security Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 3) (Month/ (Instr. 8) Owned at Direct Bene- Day/ ----------------------------------------------- End of (D) or ficial Year) Month Indirect Owner- Code V Amount (A) or Price (Instr. 3 and 4) (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1/3/00 J** 865 A $6.938*** D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/22/00 J** 611 A $9.813 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 4/18/00 J** 932 A $6.438 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/17/00 J** 842 A $7.125 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/22/00 J** 873 A $6.875 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1/23/01 S* 3,730 D $8.00 4,664 D - ------------------------------------------------------------------------------------------------------------------------------------ **in Lieu of director's fes pursuant to the Non-Employee Director Stock Election Plan *as part of the issuer's tender offer that expired on January 23, 2001 ***relates to stock price under the Non-Employee Director Stock Election Plan on December 28, 1999. - ------------------------------------------------------------------------------------------------------------------------------------
Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- ----------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv- Security (Instr. 3) sion or action tion Code ative Securities Exercise Date (Instr. 8) Acquired (A) or Price of (Month/ Disposed of (D) Deriv- Day/ (Instr. 3, 4, and 5) ative Year) Security --------------------------------------------------- Code V (A) (D) - ----------------------------------------------------------------------------------------------------------------------------- Stock Option $12.00 - ----------------------------------------------------------------------------------------------------------------------------- Stock Option $14.75 - ----------------------------------------------------------------------------------------------------------------------------- Stock Option $39.63 - ----------------------------------------------------------------------------------------------------------------------------- Stock Option $10.25 - ----------------------------------------------------------------------------------------------------------------------------- Stock Option $7.17 - ----------------------------------------------------------------------------------------------------------------------------- Stock Option $6.88 5/22/00 A 5,000 - -----------------------------------------------------------------------------------------------------------------------------
Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- ------------------------------------------------------------------------------------------------------------------------------------ 6. Date Exer- 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Na- cisable and Underlying Securities of of Deriv- ship ture Expiration (Instr. 3 and 4) Deriv- ative Form of In- Date ative Secur- of De- direct (Month/Day/ Secur- ities rivative Bene- Year) ity Bene- Securities ficial (Instr. ficially Bene- Owner- -------------------------------------------- 5) Owned ficially ship Date Expira- Amount or at End Owned at (Instr. Exer- tion Title Number of of End of 4) cisable Date Shares Month Month(1) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ (1) 10/01/01 Common Stock 10,000 D - ------------------------------------------------------------------------------------------------------------------------------------ (2) 05/02/02 Common Stock 2,000 D - ------------------------------------------------------------------------------------------------------------------------------------ (3) 05/11/03 Common Stock 2,000 D - ------------------------------------------------------------------------------------------------------------------------------------ (4) 05/10/04 Common Stock 2,000 D - ------------------------------------------------------------------------------------------------------------------------------------ (5) 09/14/04 Common Stock 10,000 D - ------------------------------------------------------------------------------------------------------------------------------------ (6) 05/22/10 Common Stock 5,000 31,000 D - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) These options vest in annual increments of 33% commencing on 10/01/96. (2) These options vest in annual increments of 33% commencing on 5/02/97. (3) These options vest in annual increments of 33% commencing on 5/11/98. (4) These options vest in annual increments of 33% commencing on 5/10/99. (5) These options vest in annual increments of 33% commencing on 9/14/99. (6) These options vest in annual increments of 33% commencing on 5/22/00. /s/ R. CLAYTON MCWHORTER 2/9/01 ------------------------------- ----------------- **Signature of Reporting Person Date R. Clayton McWhorter Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If this form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----