0000921895-17-000509.txt : 20170227 0000921895-17-000509.hdr.sgml : 20170227 20170227210717 ACCESSION NUMBER: 0000921895-17-000509 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170216 FILED AS OF DATE: 20170227 DATE AS OF CHANGE: 20170227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EDGEWATER TECHNOLOGY INC/DE/ CENTRAL INDEX KEY: 0001017968 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 710788538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 HARVARD MILL SQUARE STREET 2: SUITE 210 CITY: WAKEFIELD STATE: MA ZIP: 01880 BUSINESS PHONE: 781-213-9854 MAIL ADDRESS: STREET 1: 200 HARVARD MILL SQUARE STREET 2: SUITE 210 CITY: WAKEFIELD STATE: MA ZIP: 01880 FORMER COMPANY: FORMER CONFORMED NAME: STAFFMARK INC DATE OF NAME CHANGE: 19960702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiSanto Frederick D. CENTRAL INDEX KEY: 0001498290 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20971 FILM NUMBER: 17644451 MAIL ADDRESS: STREET 1: ONE CHAGRIN HIGHLANDS STREET 2: 2000 AUBURN DRIVE, SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44122 3 1 form306470007c_02272017.xml OWNERSHIP DOCUMENT X0206 3 2017-02-16 0 0001017968 EDGEWATER TECHNOLOGY INC/DE/ EDGW 0001498290 DiSanto Frederick D. 6060 PARKLAND BOULEVARD SUITE 200 CLEVELAND OH 44124 1 0 0 0 Common Stock, par value $0.01 per share 477396 I By: Ancora Catalyst Institutional, LP Common Stock, par value $0.01 per share 23854 I By: Ancora Catalyst, LP Common Stock, par value $0.01 per share 40665 I By: AAMAF LP Common Stock, par value $0.01 per share 588670 I By: Merlin Partners Institutional, LP Common Stock, par value $0.01 per share 38234 I By: Ancora Merlin, LP Common Stock, par value $0.01 per share 12000 I By: Ancora Special Opportunities Fund Common Stock, par value $0.01 per share 54300 I By: Separately Managed Accounts of Ancora Advisors, LLC Shares owned directly by Ancora Catalyst Institutional, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Advisors, LLC ("Ancora Advisors"), the general partner of Ancora Catalyst Institutional, LP, may be deemed to beneficially own the shares owned directly by Ancora Catalyst Institutional, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares owned directly by Ancora Catalyst, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Advisors, the general partner of Ancora Catalyst, LP, may be deemed to beneficially own the shares owned directly by Ancora Catalyst, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares owned directly by AAMAF LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Advisors, the general partner of AAMAF LP, may be deemed to beneficially own the shares owned directly by AAMAF LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares owned directly by Merlin Partners Institutional, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Advisors, the general partner of Merlin Partners Institutional, LP, may be deemed to beneficially own the shares owned directly by Merlin Partners Institutional, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares owned directly by Ancora Merlin, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Advisors, the general partner of Ancora Merlin, LP, may be deemed to beneficially own the shares owned directly by Ancora Merlin, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares held in the Ancora Special Opportunities Fund. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Advisors, the investment advisor to the Ancora Special Opportunities Fund, may be deemed to beneficially own the shares held in the Ancora Special Opportunities Fund for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares held in certain accounts separately managed by Ancora Advisors (the "Separately Managed Accounts"). Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Advisors, the investment advisor to the Separately Managed Accounts, may be deemed to beneficially own the shares held in the Separately Managed Accounts for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. /s/ Frederick D. DiSanto 2017-02-27