0000921895-17-000509.txt : 20170227
0000921895-17-000509.hdr.sgml : 20170227
20170227210717
ACCESSION NUMBER: 0000921895-17-000509
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170216
FILED AS OF DATE: 20170227
DATE AS OF CHANGE: 20170227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EDGEWATER TECHNOLOGY INC/DE/
CENTRAL INDEX KEY: 0001017968
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 710788538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 HARVARD MILL SQUARE
STREET 2: SUITE 210
CITY: WAKEFIELD
STATE: MA
ZIP: 01880
BUSINESS PHONE: 781-213-9854
MAIL ADDRESS:
STREET 1: 200 HARVARD MILL SQUARE
STREET 2: SUITE 210
CITY: WAKEFIELD
STATE: MA
ZIP: 01880
FORMER COMPANY:
FORMER CONFORMED NAME: STAFFMARK INC
DATE OF NAME CHANGE: 19960702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DiSanto Frederick D.
CENTRAL INDEX KEY: 0001498290
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20971
FILM NUMBER: 17644451
MAIL ADDRESS:
STREET 1: ONE CHAGRIN HIGHLANDS
STREET 2: 2000 AUBURN DRIVE, SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44122
3
1
form306470007c_02272017.xml
OWNERSHIP DOCUMENT
X0206
3
2017-02-16
0
0001017968
EDGEWATER TECHNOLOGY INC/DE/
EDGW
0001498290
DiSanto Frederick D.
6060 PARKLAND BOULEVARD
SUITE 200
CLEVELAND
OH
44124
1
0
0
0
Common Stock, par value $0.01 per share
477396
I
By: Ancora Catalyst Institutional, LP
Common Stock, par value $0.01 per share
23854
I
By: Ancora Catalyst, LP
Common Stock, par value $0.01 per share
40665
I
By: AAMAF LP
Common Stock, par value $0.01 per share
588670
I
By: Merlin Partners Institutional, LP
Common Stock, par value $0.01 per share
38234
I
By: Ancora Merlin, LP
Common Stock, par value $0.01 per share
12000
I
By: Ancora Special Opportunities Fund
Common Stock, par value $0.01 per share
54300
I
By: Separately Managed Accounts of Ancora Advisors, LLC
Shares owned directly by Ancora Catalyst Institutional, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Advisors, LLC ("Ancora Advisors"), the general partner of Ancora Catalyst Institutional, LP, may be deemed to beneficially own the shares owned directly by Ancora Catalyst Institutional, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Shares owned directly by Ancora Catalyst, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Advisors, the general partner of Ancora Catalyst, LP, may be deemed to beneficially own the shares owned directly by Ancora Catalyst, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Shares owned directly by AAMAF LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Advisors, the general partner of AAMAF LP, may be deemed to beneficially own the shares owned directly by AAMAF LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Shares owned directly by Merlin Partners Institutional, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Advisors, the general partner of Merlin Partners Institutional, LP, may be deemed to beneficially own the shares owned directly by Merlin Partners Institutional, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Shares owned directly by Ancora Merlin, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Advisors, the general partner of Ancora Merlin, LP, may be deemed to beneficially own the shares owned directly by Ancora Merlin, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Shares held in the Ancora Special Opportunities Fund. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Advisors, the investment advisor to the Ancora Special Opportunities Fund, may be deemed to beneficially own the shares held in the Ancora Special Opportunities Fund for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Shares held in certain accounts separately managed by Ancora Advisors (the "Separately Managed Accounts"). Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Advisors, the investment advisor to the Separately Managed Accounts, may be deemed to beneficially own the shares held in the Separately Managed Accounts for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
/s/ Frederick D. DiSanto
2017-02-27