EDGAR Filing Documents for 0001144204-12-053298

Form 425 - Prospectuses and communications, business combinations:

SEC Accession No. 0001144204-12-053298

Filing Date

2012-09-27

Accepted

2012-09-27 17:12:58

Documents

Document Format Files

Seq	Description	Document	Type	Size
1	RULE 425 FILING	v748454_425.htm	425	10560
	Complete submission text file	0001144204-12-053298.txt		14921

Series and Classes/Contracts Information:

Merger
	Status	Name	Ticker Symbol
CIK 0001017953	acquiring
Series S000000838		HENNESSY CORNERSTONE GROWTH FUND
Class/Contract C000002453		HENNESSY CORNERSTONE GROWTH FUND - ORIGINAL CLASS	HFCGX
CIK 0001277946	target
Series S000015857		FBR SMALL CAP FUND
Class/Contract C000043551		FBR SMALL CAP FUND Investor Class	FBRYX
CIK 0001017953	acquiring
Series S000000838		HENNESSY CORNERSTONE GROWTH FUND
Class/Contract C000060822		HENNESSY CORNERSTONE GROWTH FUND INSTITUTIONAL CLASS	HICGX
CIK 0001277946	target
Series S000015857		FBR SMALL CAP FUND
Class/Contract C000064366		FBR SMALL CAP FUND I Class	FBPYX
CIK 0001017953	acquiring
Series S000000839		HENNESSY FOCUS 30 FUND
Class/Contract C000002454		HENNESSY FOCUS 30 FUND - ORIGINAL CLASS	HFTFX
CIK 0001277946	target
Series S000015856		FBR MID CAP FUND
Class/Contract C000043550		FBR MID CAP FUND Investor Class	FBRMX
CIK 0001017953	acquiring
Series S000000839		HENNESSY FOCUS 30 FUND
Class/Contract C000060823		HENNESSY FOCUS 30 FUND INSTITUTIONAL CLASS	HIFTX
CIK 0001277946	target
Series S000015856		FBR MID CAP FUND
Class/Contract C000064364		FBR MID CAP FUND I Class	FBPMX

Mailing Address 7250 REDWOOD BOULEVARD SUITE 200 NEVATO CA 94945

Business Address 7250 REDWOOD BOULEVARD SUITE 200 NEVATO CA 94945 4158991555

HENNESSY MUTUAL FUNDS INC (Filed by) CIK: 0001017953 (see all company filings)

IRS No.: 061458758 | State of Incorp.: MD | Fiscal Year End: 0930
Type: 425

Mailing Address 1001 NINETEENTH STREET NORTH SUITE 1100 ARLINGTON VA 22209

Business Address 1001 NINETEENTH STREET NORTH SUITE 1100 ARLINGTON VA 22209 800 846 5050