0001140361-16-065724.txt : 20160516
0001140361-16-065724.hdr.sgml : 20160516
20160516161952
ACCESSION NUMBER: 0001140361-16-065724
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160516
DATE AS OF CHANGE: 20160516
EFFECTIVENESS DATE: 20160516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAMCO INC /NY/
CENTRAL INDEX KEY: 0001017918
IRS NUMBER: 133390015
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0228
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04011
FILM NUMBER: 161654121
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVENUE
STREET 2: 49TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 2125832000
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE
STREET 2: 49TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10153
13F-HR
1
primary_doc.xml
13F-HR
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true
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0001017918
XXXXXXXX
03-31-2016
03-31-2016
BAMCO INC /NY/
767 FIFTH AVENUE
49TH FL
NEW YORK
NY
10153
13F HOLDINGS REPORT
028-04011
N
Ronald Baron
Chairman and CEO
212-583-2000
Ronald Baron
New York
NY
05-16-2016
2
295
18897662
false
1
0000790504
028-01678
BARON CAPITAL MANAGEMENT INC /NY/
2
VOYA INVESTMENTS, LLC
INFORMATION TABLE
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COM
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1807780
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COM
00771V108
52
4248
SH
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4248
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AGILENT TECHNOLOGIES INC
COM
00846U101
917
23000
SH
DFND
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COM
008474108
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20000
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102975
3205948
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DFND
01 02
0
3030948
175000
AIRGAS INC
COM
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16998
120011
SH
DFND
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ALEXANDERS INC
COM
014752109
92130
242096
SH
DFND
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5000
219596
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COM
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110854
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COM
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COM
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54400
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COM
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COM
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COM
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ORD
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NY REG SHS
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COM
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COM
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COM
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BAIDU INC
SPON ADR REP A
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COM
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COM
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BIO TECHNE CORP
COM
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COM
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COM
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CL A
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COM
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COM
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COM
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CL A LTD VT SH
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COM
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ORD SHS
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COM
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COM UTS LTD PTN
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COM
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CATALENT INC
COM
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CBRE GROUP INC
CL A
12504L109
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CDK GLOBAL INC
COM
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COM
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COM
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63000
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CHECK POINT SOFTWARE TECH LT
ORD
M22465104
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CHEESECAKE FACTORY INC
COM
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CHEFS WAREHOUSE INC
COM
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SH BEN INT
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COM
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CHURCH & DWIGHT INC
COM
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CLUBCORP HLDGS INC
COM
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CME GROUP INC
COM
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COGNEX CORP
COM
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COM
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4660
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COM
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COM
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CONFORMIS INC
COM
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COM
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COPA HOLDINGS SA
CL A
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COM
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COSTAR GROUP INC
COM
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01 02
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COSTCO WHOLESALE CORP NEW
COM
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CREDICORP LTD
COM
G2519Y108
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CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
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DFND
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DEL FRISCOS RESTAURANT GROUP
COM
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DFND
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DEXCOM INC
COM
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DFND
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DICKS SPORTING GOODS INC
COM
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DFND
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DIGITAL RLTY TR INC
COM
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DFND
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DIGITALGLOBE INC
COM
25389M877
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1017700
SH
DFND
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1017700
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DIPLOMAT PHARMACY INC
COM
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DOMINION MIDSTREAM PARTNERS
COM UT REP LTD
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DOUGLAS EMMETT INC
COM
25960P109
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SH
DFND
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EASTERLY GOVT PPTYS INC
COM
27616P103
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EDUCATION RLTY TR INC
COM
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COM
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ELECTRONICS FOR IMAGING INC
COM
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1250000
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ENCANA CORP
COM
292505104
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COM UT LTD PTN
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338100
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ENVESTNET INC
COM
29404K106
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SH
DFND
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EOG RES INC
COM
26875P101
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SH
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EPAM SYS INC
COM
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EQUINIX INC
COM
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SH BEN INT
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ESCO TECHNOLOGIES INC
COM
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EXAMWORKS GROUP INC
COM
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FACEBOOK INC.
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COM
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COM
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FEI CO
COM
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SHS
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FIESTA RESTAURANT GROUP INC
COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM CL A
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM CL A
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300000
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SHS
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COM
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DFND
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COM
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COM CL A
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COM
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PERP PFD CNV B
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JONES LANG LASALLE INC
COM
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KENNEDY-WILSON HOLDINGS INC
COM
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COM
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SHS
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14000
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COM
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37000
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COM
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COM
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ORD CL A
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COM
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COM
563568104
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300000
0
MARATHON PETE CORP
COM
56585A102
2322
62456
SH
DFND
2
0
62456
0
MARKETAXESS HLDGS INC
COM
57060D108
32578
260975
SH
DFND
01 02
0
260975
0
MARRIOTT VACATIONS WORLDWIDE C
COM
57164Y107
143909
2131987
SH
DFND
01 02
0
1959487
172500
MARTIN MARIETTA MATLS INC
COM
573284106
37697
236328
SH
DFND
01 02
0
236328
0
MASONITE INTERNATIONAL CORP
COM
575385109
155892
2380027
SH
DFND
01 02
0
2380027
0
MASTERCARD INC
CL A
57636Q104
12520
132486
SH
DFND
01 02
0
132486
0
MATTRESS FIRM HLDG CORP
COM
57722W106
46629
1100000
SH
DFND
2
0
1100000
0
MAXIMUS INC
COM
577933104
225402
4281950
SH
DFND
01 02
0
3881950
400000
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
9278
170774
SH
DFND
01 02
0
170774
0
MEMORIAL RESOURCE DEV CORP
COM
58605Q109
2315
227400
SH
DFND
2
0
227400
0
MERCURY SYS INC
COM
589378108
1427
70303
SH
DFND
2
0
70303
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
299905
869894
SH
DFND
01 02
0
829661
40233
MGM RESORTS INTERNATIONAL
COM
552953101
59125
2757711
SH
DFND
01 02
0
2757711
0
MIDDLEBY CORP
COM
596278101
349979
3277874
SH
DFND
01 02
0
2972874
305000
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
84207
2258174
SH
DFND
01 02
0
2180174
78000
MOELIS & CO
CL A
60786M105
80936
2867028
SH
DFND
01 02
0
2705530
161498
MOHAWK INDUSTRIES INC
COM
608190104
77184
404319
SH
DFND
01 02
0
404319
0
MONRO MUFFLER BRAKE INC
COM
610236101
30699
429538
SH
DFND
2
0
429538
0
MONSANTO CO NEW
COM
61166W101
2779
31677
SH
DFND
01 02
0
31677
0
MORNINGSTAR INC
COM
617700109
136924
1551194
SH
DFND
01 02
0
1394194
157000
MPLX LP
COM UNIT REP LTP
55336V100
959
32300
SH
DFND
2
0
32300
0
MSCI INC
CL A
55354G100
188603
2545937
SH
DFND
01 02
0
2337937
208000
MSG NETWORK INC
CL A
553573106
17290
1000000
SH
DFND
2
0
1000000
0
NEOGEN CORP
COM
640491106
22385
444596
SH
DFND
2
0
397588
47008
NEOS THERAPEUTICS INC
COM
64052L106
162
15000
SH
DFND
2
0
15000
0
NETFLIX INC
COM
64110L106
6390
62509
SH
DFND
01 02
0
62509
0
NEVRO CORP
COM
64157F103
141
2500
SH
DFND
2
0
2500
0
NEWFIELD EXPL CO
COM
651290108
4835
145400
SH
DFND
2
0
145400
0
NIELSEN HOLDINGS PLC
COM
G6518L108
41651
790948
SH
DFND
01 02
0
790948
0
NOBLE ENERGY INC
COM
655044105
3190
101549
SH
DFND
2
0
101549
0
NORD ANGLIA EDUCATION INC
SHS
G6583A102
143688
6878320
SH
DFND
01 02
0
6600641
277679
NORDSON CORP
COM
655663102
42074
553319
SH
DFND
2
0
553319
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
103171
1866005
SH
DFND
01 02
0
1866005
0
NOVADAQ TECHNOLOGIES INC
COM
66987G102
349
31500
SH
DFND
2
0
31500
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
4023
14701
SH
DFND
01 02
0
14701
0
OAKTREE CAP GROUP LLC
UNIT 99/99/9999
674001201
103761
2103407
SH
DFND
01 02
0
1943407
160000
OIL STS INTL INC
COM
678026105
1388
44031
SH
DFND
2
0
44031
0
ON ASSIGNMENT INC
COM
682159108
87778
2377515
SH
DFND
01 02
0
2377515
0
PACIRA PHARMACEUTICALS INC
COM
695127100
859
16211
SH
DFND
2
0
16211
0
PANERA BREAD CO
CL A
69840W108
128443
627069
SH
DFND
01 02
0
560369
66700
PARSLEY ENERGY INC
CL A
701877102
6021
266400
SH
DFND
2
0
266400
0
PARTY CITY HOLDCO INC
COM
702149105
34141
2270000
SH
DFND
2
0
2270000
0
PBF LOGISTICS LP
UNIT LTD PTNR
69318Q104
16391
870000
SH
DFND
2
0
870000
0
PEGASYSTEMS INC
COM
705573103
57822
2278245
SH
DFND
01 02
0
2278245
0
PENN NATL GAMING INC
COM
707569109
130481
7817941
SH
DFND
01 02
0
7417561
400380
PERFORMANCE FOOD GROUP CO
COM
71377A103
44632
1911447
SH
DFND
01 02
0
1756447
155000
PERRIGO CO PLC
SHS
G97822103
14484
113215
SH
DFND
01 02
0
113215
0
PINNACLE ENTMT INC
COM
723456109
145678
4150381
SH
DFND
01 02
0
3556690
593691
PRA HEALTH SCIENCES INC
COM
69354M108
49838
1165523
SH
DFND
01 02
0
1165523
0
PRESS GANEY HLDGS INC
COM
74113L102
72036
2394820
SH
DFND
01 02
0
2394820
0
PRICE T ROWE GROUP INC
COM
74144T108
27252
370978
SH
DFND
01 02
0
370978
0
PRICELINE GRP INC
COM
741503403
59504
46164
SH
DFND
01 02
0
46164
0
PRIMERICA INC
COM
74164M108
159468
3581137
SH
DFND
01 02
0
3191137
390000
PRIMORIS SVCS CORP
COM
74164F103
1815
74702
SH
DFND
2
0
74702
0
QIHOO 360 TECHNOLOGY CO LTD
ADS
74734M109
20021
265000
SH
DFND
2
0
265000
0
QUALYS INC
COM
74758T303
1012
40000
SH
DFND
2
0
40000
0
QUINTILES TRANSNATIO HLDGS I
COM
74876Y101
33644
516806
SH
DFND
01 02
0
516806
0
QUOTIENT TECHNOLOGY INC (FKA COUPONS COM INC)
COM
749119103
265
25000
SH
DFND
2
0
25000
0
RALPH LAUREN CORP
CL A
751212101
3918
40702
SH
DFND
01 02
0
40702
0
RBC BEARINGS INC
COM
75524B104
40440
552000
SH
DFND
2
0
552000
0
RED HAT INC
COM
756577102
10336
138720
SH
DFND
01 02
0
138720
0
REGENERON PHARMACEUTICALS
COM
75886F107
1806
5011
SH
DFND
01 02
0
5011
0
REXFORD INDL RLTY INC
COM
76169C100
91
5000
SH
DFND
2
0
5000
0
REXNORD CORP NEW
COM
76169B102
398
19699
SH
DFND
1
0
19699
0
RICE ENERGY INC
COM
762760106
3338
239100
SH
DFND
2
0
239100
0
ROBERT HALF INTL INC
COM
770323103
3615
77600
SH
DFND
1
42000
35600
0
ROPER INDUSTRIES INC NEW
COM
776696106
46458
254187
SH
DFND
01 02
0
254187
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
44540
542183
SH
DFND
01 02
0
542183
0
RSP PERMIAN INC
COM
74978Q105
5097
175500
SH
DFND
2
0
175500
0
RYANAIR HOLDINGS PLC
SPONSORED ADR
783513203
2088
24325
SH
DFND
2
0
24325
0
SAGE THERAPEUTICS INC
COM
78667J108
205
6404
SH
DFND
2
0
6404
0
SALESFORCE.COM INC
COM
79466L302
6822
92401
SH
DFND
01 02
0
92401
0
SASOL LTD
SPONSORED ADR
803866300
10974
371500
SH
DFND
2
0
371500
0
SBA COMMUNICATIONS CORP
COM
78388J106
214781
2144163
SH
DFND
01 02
0
2144163
0
SCHLUMBERGER LTD
COM
806857108
2869
38900
SH
DFND
2
0
38900
0
SCHWAB CHARLES CORP NEW
COM
808513105
195956
6993446
SH
DFND
01 02
182250
6554696
256500
SCORPIO TANKERS INC
SHS
Y7542C106
21658
3714904
SH
DFND
2
0
3714904
0
SERVICENOW INC
COM
81762P102
7241
118362
SH
DFND
01 02
0
118362
0
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
420
11479
SH
DFND
2
0
11479
0
SIENTRA INC
COM
82621J105
135
19800
SH
DFND
2
0
19800
0
SIMON PROPERTY GROUP INC NEW
COM
828806109
60652
292032
SH
DFND
01 02
0
292032
0
SL GREEN RLTY CORP
COM
78440X101
26956
278243
SH
DFND
01 02
0
278243
0
SMART & FINAL STORES INC
COM
83190B101
78089
4820325
SH
DFND
01 02
0
4324533
495792
SOCIEDAD QUIMICA MINERA DE C
SPON ADR SER B
833635105
13974
680000
SH
DFND
2
0
680000
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
1991
79200
SH
DFND
2
0
79200
0
SPECTRANETICS CORP
COM
84760C107
25737
1772488
SH
DFND
2
0
1772488
0
SS&C TECHNOLOGIES HOLDINGS INC
COM
78467J100
302366
4767673
SH
DFND
01 02
0
4382673
385000
STARBUCKS CORP
COM
855244109
7548
126435
SH
DFND
01 02
0
126435
0
STERICYCLE INC
COM
858912108
6465
51229
SH
DFND
01 02
0
51229
0
SUMMIT MATLS INC
CL A
86614U100
45707
2350000
SH
DFND
2
0
2350000
0
SUNCOR ENERGY INC NEW
COM
867224107
1196
43000
SH
DFND
2
0
43000
0
SUNOCO LP
COM
86765K109
44
1317
SH
DFND
1
0
1317
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
43885
1675000
SH
DFND
2
0
1675000
0
TAL ED GROUP
ADS REPSTG COM
874080104
35781
720222
SH
DFND
2
0
720222
0
TALLGRASS ENERGY GP LP
SHS CL A
874696107
5468
295861
SH
DFND
01 02
0
295861
0
TALLGRASS ENERGY PARTNERS LP
COM UNIT
874697105
2527
65940
SH
DFND
2
0
65940
0
TARGA RES CORP
COM
87612G101
1768
59200
SH
DFND
2
0
59200
0
TERRAFORM GLOBAL INC
CL A
88104M101
10647
4473702
SH
DFND
2
0
4473702
0
TERRAFORM PWR INC
CL A
88104R100
717
82910
SH
DFND
2
0
82910
0
TESARO INC
COM
881569107
88
2000
SH
DFND
2
0
2000
0
TESLA MOTORS INC
COM
88160R101
325545
1416828
SH
DFND
01 02
0
1354828
62000
THERAPEUTICSMD INC
COM
88338N107
329
51400
SH
DFND
2
0
51400
0
TIFFANY & CO NEW
COM
886547108
25057
341466
SH
DFND
01 02
0
341466
0
TOLL BROTHERS INC
COM
889478103
43735
1482039
SH
DFND
01 02
0
1482039
0
TRACTOR SUPPLY CO
COM
892356106
42879
474012
SH
DFND
01 02
0
474012
0
TRANSDIGM GROUP INC
COM
893641100
154238
700000
SH
DFND
2
0
700000
0
TREEHOUSE FOODS INC
COM
89469A104
113053
1303209
SH
DFND
01 02
0
1030209
273000
TREX CO INC
COM
89531P105
90367
1885400
SH
DFND
01 02
0
1785400
100000
TWITTER INC
COM
90184L102
2611
157777
SH
DFND
01 02
0
157777
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
130397
673888
SH
DFND
01 02
0
673888
0
UNDER ARMOUR INC
CL A
904311107
423451
4991758
SH
DFND
01 02
0
4328758
663000
UNITED NATURAL FOODS INC
COM
911163103
15193
377000
SH
DFND
01 02
0
377000
0
UNIVERSAL HEALTH SVCS INC
CL B
913903100
24653
197664
SH
DFND
01 02
0
197664
0
VAIL RESORTS INC
COM
91879Q109
689555
5157480
SH
DFND
01 02
0
4498480
659000
VALERO ENERGY CORP
COM
91913Y100
3066
47800
SH
DFND
2
0
47800
0
VALERO ENERGY PARTNERS LP
COM UNT REP LP
91914J102
42468
896700
SH
DFND
2
0
896700
0
VANTIV INC
CL A
92210H105
25413
471651
SH
DFND
01 02
0
471651
0
VARONIS SYS INC
COM
922280102
188
10300
SH
DFND
2
0
10300
0
VERISIGN INC
COM
92343E102
61282
692135
SH
DFND
01 02
0
692135
0
VERISK ANALYTICS INC
CL A
92345Y106
227716
2849298
SH
DFND
01 02
0
2759298
90000
VIRTU FINL INC
CL A
928254101
35778
1618165
SH
DFND
01 02
0
1573165
45000
VISA INC
COM CL A
92826C839
13241
173131
SH
DFND
01 02
0
173131
0
VMWARE INC
CL A COM
928563402
807
15430
SH
DFND
2
0
15430
0
WABCO HLDGS INC
COM
92927K102
10702
100092
SH
DFND
01 02
0
100092
0
WABTEC CORP
COM
929740108
42322
533768
SH
DFND
01 02
0
533768
0
WASTE CONNECTIONS INC
COM
941053100
138868
2150000
SH
DFND
2
0
2150000
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
160141
2310171
SH
DFND
01 02
0
2180171
130000
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
762
21376
SH
DFND
2
0
21376
0
WESTLAKE CHEM PARTNERS LP
COM
960417103
9550
484747
SH
DFND
2
0
484747
0
WEX INC
COM
96208T104
50016
600000
SH
DFND
2
0
600000
0
WHITEWAVE FOODS CO
COM
966244105
3460
85150
SH
DFND
2
0
85150
0
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
76785
647098
SH
DFND
01 02
0
647098
0
WINGSTOP INC
COM
974155103
16466
726000
SH
DFND
2
0
726000
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
42482
555834
SH
DFND
01 02
0
555834
0
YANDEX N V
SHS CLASS A
N97284108
13681
893000
SH
DFND
2
0
893000
0
YUM BRANDS INC
COM
988498101
4304
52582
SH
DFND
01 02
0
52582
0
ZILLOW GROUP INC
CL A
98954M101
84388
3302845
SH
DFND
01 02
0
3302845
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
15577
656407
SH
DFND
01 02
0
656407
0
ZOES KITCHEN INC
COM
98979J109
156
4000
SH
DFND
2
0
4000
0