-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uc2cFl8WhIhbVZHFY4trziW4oRHHT5dn3GpReN5BIxw5jhRskQV7mfNG3eW4cBjb Jpv8poXIKFeg4M2jNwp4fA== 0001017918-04-000056.txt : 20040514 0001017918-04-000056.hdr.sgml : 20040514 20040514163526 ACCESSION NUMBER: 0001017918-04-000056 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040514 EFFECTIVENESS DATE: 20040514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAMCO INC /NY/ CENTRAL INDEX KEY: 0001017918 IRS NUMBER: 133390015 STATE OF INCORPORATION: NY FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04011 FILM NUMBER: 04808260 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125832000 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR/A 1 body13f-033104.txt SCHEDULE 13F FOR QUARTER END- MARCH 2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F/Amendment Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BAMCO, INC. Address: 767 Fifth Avenue, 49th floor New York, NY 10153 Form 13F File Number: 28-2116 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald Baron Title: Chief Executive Officer and Chairman Phone: (212) 583-2000 Signature, Place, and Dating of Signing: /s/ Ronald Baron New York, NY May 14, 2004 - ---------------- ------------- ------------------ Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-1678 BARON CAPITAL MANAGEMENT, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 195 Form 13F Information Table Value Total: 7322063 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-1678 BARON CAPITAL MANAGEMENT, INC. FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- -------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ---- 99 CENTS ONLY STORES COM 65440K106 164752 6746600 SH Defined 01 6425600 321000 ACTUANT CORP CL A NEW 00508X203 11769 300000 SH Defined 300000 ADMINISTAFF INC COM 007094105 3678 211000 SH Defined 211000 AEROPOSTALE COM 007865108 19762 545000 SH Defined 545000 AFFILIATED MANAGERS GROUP COM 008252108 14941 273750 SH Defined 270000 3750 ALAMOSA HLDGS INC COM 011589108 32042 5486600 SH Defined 5486600 ALEXANDER'S INC. COM 014752109 69907 436920 SH Defined 01 429420 7500 AMC ENTERTAINMENT INC COM 001669100 13815 900000 SH Defined 900000 AMERICAN TOWER CORP. CL A 029912201 77959 6868600 SH Defined 01 6788600 80000 AMERIGROUP CORP COM 03073T102 122547 2681550 SH Defined 01 29000 2444950 207600 AMERITRADE HOLDING CORP. NEW COM 03074K100 1540 100000 SH Defined 100000 ANTEON INTL CORP COM 03674E108 65910 2281400 SH Defined 01 2246400 35000 ANTHEM INC COM 03674B104 66582 734573 SH Defined 01 732980 1593 APOLLO GROUP INC. CL A 037604105 253568 2944700 SH Defined 01 40000 2897200 7500 ARCH CAPITAL GRP LTD. ORD G0450A105 156114 3714350 SH Defined 01 30000 3495450 188900 ARCH WIRELESS INC CL A 039392709 17748 550000 SH Defined 550000 ARIBA INC COM 04033V104 7642 2710000 SH Defined 2600000 110000 ASK JEEVES INC. COM 045174109 2680 75000 SH Defined 75000 AXIS CAPITAL HOLDINGS INC. SHS G0692U109 50702 1715800 SH Defined 01 40000 1534000 141800 BLACKROCK INC. CL A 09247X101 24560 401500 SH Defined 01 401500 BOWNE & COMPANY INC. COM 103043105 8550 500000 SH Defined 500000 BROOKFIELD HOMES CORP COM 112723101 18773 535000 SH Defined 530000 5000 BROWN & BROWN INC COM 115236101 20865 538300 SH Defined 01 533300 5000 C.H. ROBINSON WRLDWDE INC. COM 12541W100 40172 968000 SH Defined 01 27500 867500 73000 CAPITALSOURCE INC COM 14055X102 19415 864800 SH Defined 01 839800 25000 CAREER EDUCATION CORP. COM 141665109 137811 2433100 SH Defined 01 2336100 97000 CAREMARK RX INC. COM 141705103 16625 500000 SH Defined 500000 CARMAX INC. COM 143130102 35063 1200800 SH Defined 01 20000 1000800 180000 CARTER INC. COM 146229109 22529 788000 SH Defined 01 755500 32500 CASUAL MALE RETAIL GROUP INC. COM 148711104 15360 2257353 SH Defined 2257353 CENTENE CORP. DEL COM 15135B101 56804 1856950 SH Defined 01 1802950 54000 CHAMPION ENTERPRISES INC. COM 158496109 5024 474000 SH Defined 474000 CHARLES RIVER LABS INT'L INC. COM 159864107 103260 2409800 SH Defined 01 2368800 41000 CHARLES SCHWAB CORP. NEW COM 808513105 130586 11247719 SH Defined 01 90000 11145719 12000 CHECKFREE CORP. NEW COM 162813109 34866 1183500 SH Defined 01 1158500 25000 CHEESECAKE FACTORY INC. COM 163072101 159504 3457700 SH Defined 01 3376700 81000 CHICAGO MERCANTILE HOLDINGS INC CL A 167760107 111735 1155000 SH Defined 01 15000 1063000 77000 CHICO'S FAS INC. COM 168615102 23230 500650 SH Defined 01 14000 471450 15200 CHOICE HOTELS INT'L INC. COM 169905106 93059 2080000 SH Defined 01 20000 2039000 21000 CHOICEPOINT INC. COM 170388102 360624 9482616 SH Defined 01 215000 9040716 226900 CITADEL BROADCASTING CORP. COM 17285T106 18322 1050000 SH Defined 1050000 CKE RESTAURANTS INC. COM 12561E105 17325 1750000 SH Defined 1750000 COMCAST CORP. NEW CL A SPL 20030N200 1617 58000 SH Defined 58000 COMMERCE BANCORP INC. NJ COM 200519106 8235 125000 SH Defined 125000 CORPORATE EXEC BOARD CO COM 21988R102 12925 275000 SH Defined 275000 CORRECTIONS CORP OF AMER NEW COM NEW 22025Y407 6575 212766 SH Defined 212766 COSTAR GROUP INC COM 22160N109 2767 75000 SH Defined 75000 COX COMMUNICATIONS INC. NEW CL A 224044107 2212 70000 SH Defined 70000 COX RADIO INC. CL A 224051102 11851 556374 SH Defined 01 552374 4000 CROWN CASTLE INT'L CORP COM 228227104 10230 810000 SH Defined 800000 10000 CUMULUS MEDIA INC. CL A 231082108 30053 1503409 SH Defined 01 1468409 35000 DELL INC. COM 24702R101 7598 226000 SH Defined 75000 151000 DENTSPLY INT'L INC. NEW COM 249030107 24754 558400 SH Defined 01 558400 DEPOMED INC. COM 249908104 4978 635700 SH Defined 01 604000 31700 DEVRY INC. DEL COM 251893103 59525 1974300 SH Defined 01 1951300 23000 DIGITAL THEATER SYSTEMS INC. COM 25389G102 34172 1333300 SH Defined 01 1308300 25000 DIGITAS INC. COM 25388K104 1543 150000 SH Defined 150000 DOLLAR TREE STORES INC. COM 256747106 92580 2997100 SH Defined 01 2988600 8500 DREXLER TECHNOLOGY CORP COM 261876106 11492 838853 SH Defined 838853 DRUGSTORE.COM INC. COM 262241102 538 100000 SH Defined 100000 EBAY INC. COM 278642103 9360 135000 SH Defined 60000 75000 E*TRADE FINANCIAL CORP. COM 269246104 9812 735000 SH Defined 350000 385000 E-LOAN INC. COM 26861P107 1244 400000 SH Defined 400000 EAGLE MATERIALS INC. CL B 26969P207 13666 234000 SH Defined 234000 EATON VANCE CORP. NON VTG 278265103 4765 125000 SH Defined 125000 EDUCATION MGMT CORP COM 28139T101 63109 1982700 SH Defined 01 1960200 22500 EDWARDS LIFESCIENCES CORP COM 28176E108 59734 1869600 SH Defined 01 1709600 160000 ELECTRONIC ARTS INC. COM 285512109 14272 264500 SH Defined 160000 104500 ENCORE ACQUISITION CO. COM 29255W100 22130 798900 SH Defined 01 783400 15500 ENTRAVISION COMMUN.CORP CL A 29382R107 4485 500000 SH Defined 500000 EQUINIX INC. COM NEW 29444U502 19923 550200 SH Defined 01 345200 205000 EQUITY MARKETING INC. COM 294724109 7450 500000 SH Defined 500000 ESPEED INC. CL A 296643109 14924 712000 SH Defined 01 712000 ETHAN ALLEN INTERIORS INC. COM 297602104 67539 1636904 SH Defined 01 1615904 21000 EXTENDED STAY AMERICA INC. COM 30224P101 55906 2886200 SH Defined 01 2841200 45000 FAIR ISAAC CORP. COM 303250104 37484 1038900 SH Defined 01 1023900 15000 FIRST HEALTH GROUP CORP. COM 320960107 5585 255500 SH Defined 01 255500 FIRST MARBLEHEAD CORP COM 320771108 41660 1414600 SH Defined 01 1377000 37600 FLAMEL TECHNOLOGIES SA SP ADR 338488109 13080 504600 SH Defined 01 504600 FLEXTRNICS INTL LTD. ORD Y2573F102 8911 517500 SH Defined 225000 292500 FLIR SYSTEMS INC. COM 302445101 34308 900000 SH Defined 900000 FMC TECHNOLOGIES INC. COM 30249U101 28422 1051500 SH Defined 01 1018500 33000 FOUR SEASONS HOTEL INC. LTD VTG SH 35100E104 99557 1874902 SH Defined 01 1856402 18500 FREEMARKETS INC. COM 356602102 2469 300000 SH Defined 300000 GABELLI ASSET MGMT INC. CL A 36239Y102 25006 620800 SH Defined 01 604800 16000 GAYLORD ENTERTAINMENT CO NEW COM 367905106 30900 1000000 SH Defined 1000000 GETTY IMAGES INC COM 374276103 37100 687300 SH Defined 01 559300 128000 GEVITY HR INC. COM 374393106 18425 631000 SH Defined 01 606000 25000 GRAY TELEVISION INC. COM 389375106 43460 2972607 SH Defined 01 2953107 19500 GTECH HOLDINGS CORP. COM 400518106 2957 50000 SH Defined 50000 H&R BLOCK INC. COM 093671105 23729 465000 SH Defined 465000 HARRIS INTERACTIVE INC. COM 414549105 1686 200000 SH Defined 200000 HARTE-HANKS INC. COM 416196103 8782 375000 SH Defined 375000 HENRY SCHEIN INC. COM 806407102 20333 284700 SH Defined 01 284700 HEWITT ASSOC. INC COM 42822Q100 60507 1890250 SH Defined 01 1863650 26600 HOMESTORE INC. COM 437852106 7931 1875000 SH Defined 600000 1275000 HOT TOPIC INC COM 441339108 18383 695000 SH Defined 695000 HOVNANIAN ENTERPRISES INC. CL A 442487203 42071 975000 SH Defined 01 947000 28000 IMMUCOR INC. COM 452526106 24569 1355900 SH Defined 01 1355900 INAMED CORP COM 453235103 55530 1042225 SH Defined 01 1031725 10500 INFOCROSSING INC. COM 45664X109 13695 1148504 SH Defined 1148504 INFORMATION HOLDINGS INC. COM 456727106 24538 1190000 SH Defined 1155000 35000 INFOSPACE INC. COM NEW 45678T201 2527 65000 SH Defined 65000 INTEL CORPORATION COM 458140100 2040 75000 SH Defined 75000 INTERACTIVE DATA CORP COM 45840J107 26670 1500000 SH Defined 1500000 INTERACTIVECORP COM 45840Q101 790 25000 SH Defined 25000 INTERNATIONAL GAME TECH COM 459902102 18991 422400 SH Defined 01 40000 382400 INTRAWARE INC COM 46118M103 173 105000 SH Defined 105000 INTUITIVE SURGICAL INC. COM 46120E602 17765 1045000 SH Defined 01 1034700 10300 INVERESK RESEARCH GROUP INC. COM 461238107 6110 215000 SH Defined 215000 IRON MOUNTAIN INC PA COM 462846106 42657 955800 SH Defined 01 955800 ISLE OF CAPRI CASINOS INC. COM 464592104 22261 885500 SH Defined 01 865500 20000 iVILLAGE COM 46588H105 1571 228342 SH Defined 228342 JEFFERIES GROUP INC. NEW COM 472319102 54574 1544705 SH Defined 01 1448305 96400 JETBLUE AIRWAYS CORP COM 477143101 51394 2032175 SH Defined 01 1878175 154000 KENNETH COLE PRODTNS INC CL A 193294105 26144 766700 SH Defined 766700 KERZNER INTERNATIONAL LTD. SHS P6065Y107 255803 5767832 SH Defined 01 135000 5460332 172500 KINETIC CONCEPTS INC. COM NEW 49460W208 2242 50000 SH Defined 50000 KRISPY KREME DOUGHNUTS INC. COM 501014104 132281 3852100 SH Defined 01 50000 3629100 173000 KROLL INC COM 501049100 18795 700000 SH Defined 700000 KRONOS INC. COM 501052104 20132 618880 SH Defined 01 609880 9000 LASTMINUTE.COM PLC SP ADR 518129101 2381 125000 SH Defined 125000 LECG CORP COM 523234102 35535 1827000 SH Defined 01 1807000 20000 LIBBEY INC COM 529898108 4201 162000 SH Defined 152000 10000 LIN TV CORP CL A 532774106 82237 3453900 SH Defined 01 3288400 165500 LNR PROPERTY CORP COM 501940100 28424 531000 SH Defined 01 531000 LODGENET ENTERTAINMENT CORP COM 540211109 884 46550 SH Defined 46550 MANOR CARE INC. NEW COM 564055101 135835 3849106 SH Defined 01 3723606 125500 MARVEL ENTERPRISES INC COM 57383M108 1439 75000 SH Defined 75000 METROCALL HOLDINGS INC. COM 59164X105 15676 225000 SH Defined 225000 MODEM MEDIA INC. CL A 607533106 556 85500 SH Defined 85500 MONSTER WORLDWIDE INC. COM 611742107 3406 130000 SH Defined 130000 MOODY'S CORP COM 615369105 9912 140000 SH Defined 140000 NBTY INC COM 628782104 35321 950000 SH Defined 950000 NEIGHBORCARE INC COM 64015Y104 29100 1200000 SH Defined 1200000 NETFLIX COM INC. COM 64110L106 100871 2956350 SH Defined 01 30000 2666350 260000 NOVEN PHARMACEUTICALS INC COM 670009109 5904 275000 SH Defined 275000 NUVEEN INVESTMENTS INC. CL A 67090F106 7074 253900 SH Defined 01 253900 NVR INC COM 62944T105 34068 74060 SH Defined 01 74060 ODYSSEY HEALTHCARE INC. COM 67611V101 39736 2108000 SH Defined 01 2057000 51000 PANERA BREAD CO CL A 69840W108 43188 1109650 SH Defined 01 1096150 13500 PEETS COFFEE & TEA INC. COM 705560100 9372 440000 SH Defined 425000 15000 PETCO ANIMAL SUPPLIES COM NEW 716016209 40238 1427900 SH Defined 01 1405900 22000 PF CHANG'S CHINA BISTRO INC. COM 69333Y108 55487 1102900 SH Defined 01 1067900 35000 POLO R.L. CORP CL A 731572103 52298 1525604 SH Defined 01 10000 1492604 23000 PREMCOR INC. COM 74045Q104 42482 1371700 SH Defined 01 1336700 35000 PRICELINE.COM INC. COM NEW 741503403 3370 125000 SH Defined 125000 PROQUEST COMPANY COM 74346P102 34246 1174000 SH Defined 1150000 24000 PROVIDE COMMERCE INC. COM 74373W103 1479 65000 SH Defined 65000 QUIKSILVER INC COM 74838C106 26548 1215000 SH Defined 1215000 R H DONNELLEY CORP COM NEW 74955W307 26152 560000 SH Defined 550000 10000 RADIO ONE INC. CL A 75040P108 10795 581021 SH Defined 01 581021 RADIO ONE INC. CLD NONVTG 75040P405 63436 3429000 SH Defined 01 3386500 42500 RALCORP HLDGS INC. NEW COM 751028101 9798 322000 SH Defined 01 302000 20000 RED HAT INC. COM 756577102 1844 80000 SH Defined 80000 REGAL ENTERTAINMENT GROUP CL A 758766109 7913 360000 SH Defined 360000 RESEARCH IN MOTION LTD COM 760975102 2333 25000 SH Defined 25000 RESTORATION HARDWARE INC. COM 760981100 2982 600000 SH Defined 600000 REYNOLDS & REYNOLDS CO. CL A 761695105 45399 1598000 SH Defined 01 1555800 42200 ROBERT HALF INTL INC. COM 770323103 34556 1463000 SH Defined 01 1452700 10300 RR DONNELLEY & SONS CO COM 257867101 9529 315000 SH Defined 315000
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- -------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ---- SAGA COMMUNICATIONS CL A 786598102 49003 2627500 SH Defined 01 20000 2565500 42000 SANDISK CORP. COM 80004C101 1986 70000 SH Defined 70000 SBA COMMUNICATIONS CORP COM 78388J106 8347 2151300 SH Defined 01 2071300 80000 SEACOR HOLDINGS INC COM 811904101 45888 1117040 SH Defined 01 1101340 15700 SELECT COMFORT CORP COM 81616X103 38910 1410300 SH Defined 01 10000 1357800 42500 SKILLSOFT PLC SP ADR 830928107 12696 994199 SH Defined 994199 SKYWEST INC COM 830879102 14430 750000 SH Defined 750000 SOUTHERN UNION CO NEW COM 844030106 74879 3951412 SH Defined 01 3898287 53125 SPORTS CLUB INC COM 84917P100 925 500000 SH Defined 500000 STAMPS.COM INC. COM 852857101 1497 250000 SH Defined 250000 STATION CASINOS INC COM 857689103 85805 1942600 SH Defined 01 1883600 59000 STRAYER EDUCATION INC. COM 863236105 96296 823250 SH Defined 01 810250 13000 STUDENT LOAN CORP COM 863902102 12571 81100 SH Defined 01 81100 SYMYX TECHNOLGIES COM 87155S108 61290 2140000 SH Defined 01 2103300 36700 TIME WARNER INC COM 887317105 8143 483000 SH Defined 200000 283000 TIVO INC COM 888706108 845 95000 SH Defined 95000 TOLL BROTHERS INC COM 889478103 11130 245000 SH Defined 245000 UBIQUITEL INC COM 903474302 8822 2500000 SH Defined 2500000 UNITED SURGICAL PRTNS INTL COM 913016309 88261 2600500 SH Defined 01 2572100 28400 UNIVERSAL TECHNICAL INSTITUTE COM 913915104 73572 1837000 SH Defined 01 1812000 25000 UNIV. OF PHOENIX ONLINE- APOLLO COM 037604204 123031 1413826 SH Defined 01 32000 1312960 68866 UNIVISION COMMUNICATION INC. CL A 914906102 13511 409314 SH Defined 01 403314 6000 VAIL RESORTS INC. COM 91879Q109 80242 5091500 SH Defined 01 5034900 56600 VIASYS HEALTHCARE INC. COM NEW 92553Q209 26251 1160500 SH Defined 01 1125500 35000 WEBMD CORP COM 94769M105 1556 175000 SH Defined 175000 WEIGHT WATCHERS INTL INC. NEW COM 948626106 46601 1102450 SH Defined 01 15000 1084450 3000 WELLPOINT HEALTH NETWORK NEW COM 94973H108 1137 10000 SH Defined 10000 WESTWOOD ONE INC. COM 961815107 9571 325000 SH Defined 01 325000 WHOLE FOODS MKT INC. COM 966837106 44970 600000 SH Defined 600000 WYNN RESORTS LTD. COM 983134107 274460 7941585 SH Defined 01 225000 7474785 241800 XM SATELLITE RADIO HLDGS INC. CL A 983759101 70798 2528500 SH Defined 01 40000 2213500 275000 XTO ENERGY INC. COM 98385X106 66803 2646697 SH Defined 01 2641074 5624 YAHOO INC. COM 984332106 3393 70000 SH Defined 70000 ZIMMER HOLDINGS INC. COM 98956P102 14756 200000 SH Defined 200000 - -------------------- * 01 Manager only owns this security.
-----END PRIVACY-ENHANCED MESSAGE-----