-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DLxCYq1uzC+ToPNZo4s5Cead2MvOrj/qR1Cq/rJ1MS+6Uh0WFIjPjwbM9yeqX7PL HQeLZuF+cmfTgTCvAl28bQ== 0001017918-02-000061.txt : 20021114 0001017918-02-000061.hdr.sgml : 20021114 20021114164003 ACCESSION NUMBER: 0001017918-02-000061 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021114 EFFECTIVENESS DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAMCO INC /NY/ CENTRAL INDEX KEY: 0001017918 IRS NUMBER: 133390015 STATE OF INCORPORATION: NY FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04011 FILM NUMBER: 02825456 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125832000 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR 1 body13f0902.txt 13F FORM FOR QUARTER END SEPTEMBER 2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BAMCO, INC. Address: 767 Fifth Avenue, 49th floor New York, NY 10153 Form 13F File Number: 28-2116 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald Baron Title: Chief Executive Officer and Chairman Phone: (212) 583-2000 Signature, Place, and Dating of Signing: /s/ Ronald Baron New York, NY November 13, 2002 - ---------------- ------------- ------------------ Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-1678 BARON CAPITAL MANAGEMENT, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 157 Form 13F Information Table Value Total: 4554246 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-1678 BARON CAPITAL MANAGEMENT, INC. FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- -------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ---- 1800-FLOWERS.COM CL A 68243Q106 481 68700 SH DEFINED 68700 99 CENTS ONLY STORES COM 65440K106 11902 575000 SH DEFINED 01 575000 ACCENTURE LTD. CL A G1150G111 1856 130000 SH DEFINED 130000 ACTUANT CORP CL A NEW 00508X203 4956 134300 SH DEFINED 134300 AFC ENTERPRISES COM 00104Q107 2069 102500 SH DEFINED 102500 ALEXANDERS INC. COM 014752109 27903 457420 SH DEFINED 01 457420 AMAZON.COM INC. COM 023135106 1991 125000 SH DEFINED 125000 AMC ENTERTAINMENT INC. COM 001669100 9250 1250000 SH DEFINED 1250000 AMN HEALTHCARE COM 001744101 10952 592000 SH DEFINED 01 592000 AMSURG CORPORATION COM 03232P405 19134 634200 SH DEFINED 01 634200 ANTEON INTL COM 03674E108 42512 1564100 SH DEFINED 01 1564100 ANTHEM INC. COM 03674B104 42104 647757 SH DEFINED 01 647757 APOLLO GROUP INC. CL A 037604105 317676 7314675 SH DEFINED 01 483700 6830975 ARBITRON COM 03875Q108 30294 888400 SH DEFINED 01 888400 ARCH CAPITAL GROUP ORD G0450A105 41423 1484700 SH DEFINED 01 65000 1419700 AURORA FOODS COM 05164B106 257 395363 SH DEFINED 01 395363 BEST BUY COM 086516101 301 13500 SH DEFINED 13500 BLACKROCK INC. CL A 09247X101 16568 400000 SH DEFINED 400000 BOYD GAMING CORP. COM 103304101 7095 380000 SH DEFINED 380000 CALIFORNIA PIZZA KITCHEN INC. COM 13054D109 37108 1612700 SH DEFINED 01 1612700 CAMBREX COM 132011107 16645 452300 SH DEFINED 01 452300 CAREER EDUCATION CORP COM 141665109 65483 1364000 SH DEFINED 01 1364000 CASUAL MALE RETAIL GROUP COM 148711104 9627 2383000 SH DEFINED 01* 2383000 CATALINA MARKETING CORP. COM 148867104 50634 1803200 SH DEFINED 01 1803200 CELESTICA SUB VTG SH 15101Q108 458 35000 SH DEFINED 35000 CELL GENESYS INC. COM 150921104 3408 282800 SH DEFINED 01 282800 CENTENE CORP COM 15135B101 13817 517700 SH DEFINED 01 517700 CHARLES RIVER LABS INTL. INC. COM 159864107 72789 1854500 SH DEFINED 01 1854500 CHARLES SCHWAB CORPORATION COM 808513105 175061 20121900 SH DEFINED 01 3530000 16591900 CHECKFREE CORP. COM 162813109 5121 450000 SH DEFINED 450000 CHEESECAKE FACTORY COM 163072101 12379 415000 SH DEFINED 415000 CHICOS FAS INC. COM 168615102 32864 2063000 SH DEFINED 01 60000 2003000 CHOICE HOTELS INTERNATIONAL INC. COM 169905106 154114 6668701 SH DEFINED 01 330000 6338701 CHOICEPOINT INC. COM 170388102 340974 9567175 SH DEFINED 01 783333 8783842 CLEAR CHANNEL COMM COM 184502102 695 20000 SH DEFINED 01* 20000 COMCAST CORPORATION CL A SPL 200300200 1460 70000 SH DEFINED 70000 COMMUNITY HEALTH SYSTEMS INC. COM 203668108 26585 998300 SH DEFINED 01 998300 CORPORATE EXECUTIVE BOARD CO. COM 21988R102 6424 225000 SH DEFINED 225000 COSTAR GROUP INC. COM 22160N109 720 40000 SH DEFINED 40000 COX RADIO INC. CL A 224051102 28540 1090974 SH DEFINED 01 1090974 CROSS COUNTRY INC. COM 22748P105 10612 758000 SH DEFINED 01 758000 CTI MOLECULAR IMAGING COM 22943D105 16597 656000 SH DEFINED 01 656000 DELL COMPUTER CORPORATION COM 247025109 2116 90000 SH DEFINED 90000 DEVRY INC. COM 251893103 84317 4528300 SH DEFINED 01 134500 4393800 DICE INC. COM 25301P107 147 140000 SH DEFINED 140000 DOLLAR TREE STORES INC. COM 256747106 77064 3496547 SH DEFINED 01 200000 3296547 DRUGSTORE.COM INC. COM 262241102 585 350000 SH DEFINED 350000 DVI INC. COM 233343102 14769 3076910 SH DEFINED 01 200000 2876910 EBAY INC COM 278642103 2376 45000 SH DEFINED 45000 EDISON SCHOOLS CL A 281033100 33 100000 SH DEFINED 01* 100000 EDUCATION MGMT CORP COM 28139T101 104070 2350800 SH DEFINED 01 120000 2230800 ELECTRONIC ARTS INC. COM 285512109 2638 40000 SH DEFINED 40000 ENSCO INTERNATIONAL COM 26874Q100 949 37887 SH DEFINED 01* 37887 ENTERCOM COMMUNICATIONS CORP. CL A 293639100 2713 57269 SH DEFINED 01* 57269 ENTRAVISION COMMUNICATIONS CORP. CL A 29382R107 4280 323000 SH DEFINED 323000 EQUITY MARKETING INC. COM 294724109 5375 500000 SH DEFINED 500000 ETHAN ALLEN INTERIORS INC. COM 297602104 101445 3134900 SH DEFINED 01 250000 2884900 EXPEDIA INC. CL A 302125109 4558 90000 SH DEFINED 01 40000 50000 EXTENDED STAY OF AMERICA INC. COM 30224P101 49084 3864861 SH DEFINED 01 3864861 FAIR ISAAC & COMPANY COM 303250104 44299 1354700 SH DEFINED 01 1354700 FLEXTRONICS INTL LTD. ORD Y2573F102 1743 250000 SH DEFINED 250000 FOUR SEASONS HOTELS INC. LTD 35100E104 32130 1002800 SH DEFINED 01 1002800 FREEMARKETS INC. VTG SH 356602102 248 50000 SH DEFINED 50000 FTI CONSULTING INC COM 302941109 11530 290000 SH DEFINED 290000 GABELLI ASSET MANAGEMENT INC. CL A 36239Y102 20370 687000 SH DEFINED 01 687000 GETTY IMAGES INC. COM 374276103 16579 826450 SH DEFINED 01 826450 HARTE-HANKS INC. COM 416196103 23741 1275700 SH DEFINED 01 1275700 HEIDRICK & STRUGGLES INTL INC. COM 422819102 2532 166700 SH DEFINED 01 166700 HISPANIC BROADCASTING CORP. CL A 43357B104 16488 884088 SH DEFINED 01 884088 HOOVERS INC. COM 439321100 95 19000 SH DEFINED 19000 HOT TOPIC INC COM 441339108 10971 608500 SH DEFINED 01 608500 HOTELS.COM COM 44147T108 4299 85000 SH DEFINED 85000 IDINE REWARDS NETWORK INC COM 45168A100 740 80000 SH DEFINED 80000 INFORMATION HOLDINGS INC. COM 456727106 23564 1088400 SH DEFINED 01 1088400 INSIGHT COMMUNICATIONS INC. CL A 45768V108 9673 1048000 SH DEFINED 01 1048000 INTEL CORP. COM 458140100 1042 75000 SH DEFINED 75000 INTERACTIVE DATA CORP COM 45840J107 15496 1265000 SH DEFINED 01 1265000 INTERNATIONAL GAME TECHNOLOGY COM 459902102 13413 194000 SH DEFINED 01* 160000 34000 INTRAWEST CORP. COM NEW 460915200 10654 754000 SH DEFINED 01 754000 IRON MOUNTAIN INC. COM 462846106 18305 732500 SH DEFINED 01 732500
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- -------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ---- JABIL CIRCUIT INC COM 466313103 369 25000 SH DEFINED 25000 JEFFRIES GROUP INC. COM 472319102 31299 820200 SH DEFINED 01 820200 JET BLUE AIRWAYS COM 477143101 7058 175000 SH DEFINED 175000 JOHN H HARLAND COMPANY COM 412693103 17289 636800 SH DEFINED 01 636800 KENNETH COLE PRODUCTIONS INC CL A 193294105 4770 235000 SH DEFINED 01 235000 KERZNER INTERNATIONAL LTD ORD P6065Y107 126588 5503835 SH DEFINED 01 474001 5029834 KRISPY KREME DOUGHNUTS INC. COM 501014104 77916 2492500 SH DEFINED 01 250000 2242500 KROLL INC. COM 501049100 5453 275000 SH DEFINED 275000 KRONOS INC. COM 501052104 14538 590247 SH DEFINED 01 590247 LENDING TREE COM 52602Q105 1105 75000 SH DEFINED 75000 LIBBEY INC. COM 529898108 98065 3078000 SH DEFINED 01 3078000 LIBERTY LIVEWIRE CORP. CL A 530709104 353 225000 SH DEFINED 225000 LIN TV CORP CL A 532774106 36157 1460900 SH DEFINED 01 1460900 LINENS N THINGS COM 535679104 18054 982800 SH DEFINED 01 982800 LNR PROPERTY CORP. COM 501940100 16392 491500 SH DEFINED 01 491500 MANOR CARE INC. COM 564055101 77014 3425900 SH DEFINED 01 3425900 MEDIACOM COMMUNICATIONS CORP. CL A 58446K105 1342 250000 SH DEFINED 250000 MERIDIAN MEDICAL TECHNOLOGY COM 589658103 4314 120000 SH DEFINED 120000 MTR GAMING GROUP INC. COM 553769100 5065 550000 SH DEFINED 550000 NATUZZI SPA ADR 63905A101 16497 1510700 SH DEFINED 01 1510700 NETFLIX COM INC. COM 64110L106 776 80000 SH DEFINED 80000 NEUBERGER BERMAN INC. COM 641234109 8274 307000 SH DEFINED 01 307000 ODYSSEY HEALTH CARE INC. COM 67611V101 16218 541500 SH DEFINED 541500 OM GROUP INC. COM 670872100 147865 3454790 SH DEFINED 01 80000 3374790 OVERSTOCK.COM COM 690370101 2677 450000 SH DEFINED 450000 OVERTURE SERVICES INC. COM 69039R100 3771 160000 SH DEFINED 160000 PENN NATL. GAMING COM 707569109 54718 2898200 SH DEFINED 01 250000 2648200 PETCO ANIMAL SUPP COM NEW 716016209 15953 735500 SH DEFINED 01 735500 PF CHANG'S CHINA BISTRO INC. COM 69333Y108 726 25000 SH DEFINED 25000 PINNACLE ENTERTAINMENT COM 723456109 3102 425000 SH DEFINED 425000 POLO RALPH LAUREN CORP. CL A 731572103 144918 6973900 SH DEFINED 01 440000 6533900 PREMCOR COM 74045Q104 4842 308600 SH DEFINED 01 308600 PRG-SHULTZ INTERNATIONAL COM 69357C107 19219 1552400 SH DEFINED 01 1552400 PROQUEST CO COM 74346P102 19797 652300 SH DEFINED 01 652300 PROVINCE HEALTHCARE CO. COM 743977100 22125 1290100 SH DEFINED 01 1290100 QUICKSILVER INC. COM 74838C106 3276 145000 SH DEFINED 145000 R H DONNELLY CORP COM NEW 74955W307 1300 50000 SH DEFINED 50000 RADIO ONE INC. CL A CL A 75040P108 11551 693321 SH DEFINED 01 693321 RADIO ONE INC. CL D CL D 75040P405 61466 3727500 SH DEFINED 01 3727500 RALCORP HOLDINGS INC. COM 751028101 2127 100000 SH DEFINED 100000 REGAL ENTERTAINMENT GROUP CL A 758766109 5963 335000 SH DEFINED 335000 RESEARCH IN MOTION LTD. COM 760975102 283 30000 SH DEFINED 30000 RESORTQUEST INTERNATIONAL INC. COM 761183102 1403 350000 SH DEFINED 350000 RESOURCES CONNECTION INC. COM 76122Q105 5908 410000 SH DEFINED 01 410000 RESTORATION HARDWARE INC. COM 760981100 3825 850000 SH DEFINED 850000 RIGEL PHARMACEUTICALS INC. COM 766559108 1064 665000 SH DEFINED 665000 ROBERT HALF INTERNATIONAL INC. COM 770323103 105818 6667800 SH DEFINED 01 350000 6317800 SAGA COMMUNICATIONS INC. CL A 786598102 137377 7425764 SH DEFINED 01 916800 6508964 SBA COMMUNICATIONS CORP. COM 78388J106 163 150000 SH DEFINED 150000 SEACOR SMIT INC. COM 811904101 102509 2500840 SH DEFINED 01 2500840 SMART & FINAL INC. COM 831683107 21903 5153762 SH DEFINED 01 5153762 SMARTFORCE PUBLIC LTD CO. SPON ADR 83170A206 3856 1168370 SH DEFINED 1168370 SOTHEBY'S HOLDINGS INC. CL A 835898107 127165 18166400 SH DEFINED 01 829000 17337400 SOUTHERN UNION CO. COM 844030106 61608 5452030 SH DEFINED 01 144703 2534099 SPANISH BROADCASTING SYSTEMS INC. CL A 846425882 3217 491200 SH DEFINED 491200 SPORTS CLUB INC. COM 84917P100 875 500000 SH DEFINED 500000 STAMPS.COM INC COM 852857101 423 100000 SH DEFINED 100000 STELMAR SHIPPING LTD. COM V8726M103 4864 335000 SH DEFINED 335000 SYMYX TECHNOLOGIES COM 87155S108 10354 988900 SH DEFINED 01 54500 934400 TAKE TWO INTERACTIVE SOFTWARE COM 874054109 1160 40000 SH DEFINED 40000 TECH DATA CORP COM 878237106 528 20000 SH DEFINED 20000 THQ COM NEW 872443403 416 20000 SH DEFINED 20000 TICKETMASTER CL B 88633P203 11132 730000 SH DEFINED 730000 TMP WORLDWIDE INC. COM 872941109 675 75000 SH DEFINED 75000 UNITED SURGICAL PARTNERS INTL. COM 913016309 56983 2578400 SH DEFINED 01 2578400 UNIV. OF PHOENIX ONLINE-APOLLO COM 037604204 65424 2034955 SH DEFINED 01 210000 1824955 UNIVISION COMMUNICATIONS INC. CL A 914906102 2975 130500 SH DEFINED 01* 100000 30500 VAIL RESORTS INC. COM 91879Q109 162497 11475750 SH DEFINED 01 133000 2226250 VENTAS INC. COM 92276F100 2670 200000 SH DEFINED 200000 VIASIS HEALTHCARE INC. COM NEW 92553Q209 25164 1634000 SH DEFINED 01 1634000 WADDELL & REED FINANCIAL INC. CL A 930059100 3885 220000 SH DEFINED 220000 WASTE CONNECTIONS COM 941053100 5218 150000 SH DEFINED 150000 WEIGHT WATCHERS INTL. INC. COM 948626106 60240 1389300 SH DEFINED 01 100000 1289300 WESTWOOD ONE INC. COM 961815107 14586 408000 SH DEFINED 01 408000 XTO ENERGY CORP. COM 98385X106 22970 1114500 SH DEFINED 01 1114500 YAHOO! COM 984332106 1435 150000 SH DEFINED 150000 ZIMMER HOLDINGS INC. COM 98956P102 8101 211300 SH DEFINED 01 211300 - -------------------- * 01 Manager only owns this security.
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