13F-HR 1 body13f0302.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BAMCO, INC. Address: 767 Fifth Avenue, 49th floor New York, NY 10153 Form 13F File Number: 28-2116 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald Baron Title: Chief Executive Officer and Chairman Phone: (212) 583-2000 Signature, Place, and Dating of Signing: /s/ Ronald Baron New York, NY May 15, 2002 ---------------- ------------- ------------------ Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-1678 BARON CAPITAL MANAGEMENT, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 159 Form 13F Information Table Value Total: 5944458 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-1678 BARON CAPITAL MANAGEMENT, INC. FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: --------------------------------- ------- ---------- ------- ------------------ ------- -------- -------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ---- 1800-FLOWERS.COM CL A 68243Q106 1158 85000 SH DEFINED 85000 99 CENTS ONLY STORES COM 65440K106 2875 75000 SH DEFINED 75000 ACCENTURE LTD. CL A G1150G111 3471 130000 SH DEFINED 130000 ACTUANT CORP. CL A 00508X203 5536 128300 SH DEFINED 128300 ADOLPH COORS CO. CL B 217016104 1687 25000 SH DEFINED 25000 ALEXANDERS INC. COM 014752109 30208 499720 SH DEFINED 01 499720 AMAZON.COM INC. COM 023135106 1287 90000 SH DEFINED 90000 AMC ENTERTAINMENT INC. COM 001669100 17732 1300000 SH DEFINED 1300000 AMERISTAR CASINOS INC. 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ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: --------------------------------- ------- ---------- ------- ------------------ ------- -------- -------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ---- JEFFRIES GROUP INC. COM 472319102 31195 647200 SH DEFINED 01 647200 KENNETH COLE PRODUCTIONS INC CL A 193294105 8229 410000 SH DEFINED 01 410000 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 4914 146000 SH DEFINED 01 146000 KRISPY KREME DOUGHNUTS INC. COM 501014104 66706 1632940 SH DEFINED 01 180000 1452940 KRONOS INC. COM 501052104 19372 412347 SH DEFINED 01 412347 LIBBEY INC. COM 529898108 139292 3616100 SH DEFINED 01 3616100 LIBERTY LIVEWIRE CORP. CL A 530709104 1445 250000 SH DEFINED 250000 LINENS N THINGS INC. 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COM 760975102 417 15000 SH DEFINED 15000 RESORTQUEST INTERNATIONAL INC. COM 761183102 5657 775000 SH DEFINED 775000 RESOURCES CONNECTION INC. COM 76122Q105 15478 535000 SH DEFINED 01 535000 RESTORATION HARDWARE INC. COM 760981900 8312 1700000 SH DEFINED 1700000 RIGEL PHARMACEUTICALS INC. COM 766559108 3151 887500 SH DEFINED 01 80000 807500 ROBERT HALF INTERNATIONAL INC. COM 770323103 275681 9338800 SH DEFINED 01 560000 8778800 SAGA COMMUNICATIONS INC. CL A 786598102 158160 6276191 SH DEFINED 01 757365 5518826 SBA COMMUNICATIONS CORP. COM 78388J106 822 250000 SH DEFINED 250000 SEACOR SMIT INC. COM 811904101 122735 2504790 SH DEFINED 01 2504790 SIX FLAGS INC. COM 83001P109 15360 860000 SH DEFINED 01 860000 SKILLSOFT CORPORATION COM 83066P101 1152 50000 SH DEFINED 50000 SMART & FINAL INC. COM 831683107 56697 5483276 SH DEFINED 01 5483276 SMARTFORCE PUBLIC LTD CO. SPON ADR 83170A206 17392 1656400 SH DEFINED 01 30000 1626400 SOTHEBY'S HOLDINGS INC. CL A 835898107 353764 22041350 SH DEFINED 01 839000 21202350 SOUTHERN UNION CO. COM 844030106 104645 5712078 SH DEFINED 01 137812 5574266 SPANISH BROADCASTING SYSTEMS INC. CL A 846425882 7791 575000 SH DEFINED 575000 SPORTS CLUB INC. COM 84917P100 1300 500000 SH DEFINED 500000 STELMAR SHIPPING LTD. COM V8726M103 2090 125000 SH DEFINED 125000 SUN INTERNATIONAL HOTELS LTD. ORD P8797T133 153131 5627735 SH DEFINED 01 474001 5153734 SYMYX TECHNOLOGIES COM 87155S108 10459 506500 SH DEFINED 01 54500 452000 TAKE TWO INTERACTIVE SOFTWARE COM 874054109 301 15000 SH DEFINED 15000 TICKETMASTER CL B 88633P203 21445 725000 SH DEFINED 725000 TMP WORLDWIDE INC. COM 872941109 2758 80000 SH DEFINED 80000 TRIGON HEALTHCARE INC. COM 89618L100 36327 492100 SH DEFINED 01 492100 UNITED SURGICAL PARTNERS INTL. COM 913016309 62436 2691200 SH DEFINED 01 2691200 UNIV. OF PHOENIX ONLINE-APOLLO COM 037604204 62199 1486600 SH DEFINED 01 135000 1351600 UNIVISION COMMUNICATIONS INC. CL A 914906102 2071 49300 SH DEFINED 01* 49300 USA NETWORKS INC. COM 902984103 2065 65000 SH DEFINED 65000 VAIL RESORTS INC. COM 91879Q109 246549 11613250 SH DEFINED 01 133000 11480250 VENTAS INC. COM 92276F100 9487 750000 SH DEFINED 750000 VERISIGN INC. COM 92343E102 1620 60000 SH DEFINED 60000 VERITAS SOFTWARE CO. COM 923436109 657 15000 SH DEFINED 15000 VIAD CORPORATION COM 92552R109 16800 600000 SH DEFINED 600000 VYASIS HEALTHCARE INC. COM 92553Q209 17025 757000 SH DEFINED 01 757000 WADDELL & REED FINANCIAL INC. CL A 930059100 48576 1593700 SH DEFINED 01 1593700 WASTE CONNECTIONS INC. COM 941053100 5026 150000 SH DEFINED 150000 WEIGHT WATCHERS INTL. INC. COM 948626106 54390 1421600 SH DEFINED 01 100000 1321600 WESTWOOD ONE INC. COM 961815107 16606 433000 SH DEFINED 01 433000 XTO ENERGY CORP. COM 98385X106 23066 1150400 SH DEFINED 01 1150400 ZIMMER HOLDINGS INC. COM 98956P102 6854 201300 SH DEFINED 01 201300 -------------------- * 01 Manager only owns this security.