-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FRcFknjh9rk6PUeRj/bAxwvL3g9teOZjwKHCLKc2FrNTmjjAKz30AzMeG5h2lDf6 k6LuR8iNF9c0oKPabc4Phg== 0001017918-02-000022.txt : 20020414 0001017918-02-000022.hdr.sgml : 20020414 ACCESSION NUMBER: 0001017918-02-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAMCO INC /NY/ CENTRAL INDEX KEY: 0001017918 IRS NUMBER: 133390015 STATE OF INCORPORATION: NY FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04011 FILM NUMBER: 02549170 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125832000 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR 1 body13f1201.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31,2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BAMCO, INC. Address: 767 Fifth Avenue, 49th floor New York, NY 10153 Form 13F File Number: 28-2116 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald Baron Title: Chief Executive Officer and Chairman Phone: (212) 583-2000 Signature, Place, and Dating of Signing: /s/ Ronald Baron New York, NY February 14, 2002 - ---------------- ------------- ------------------ Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-1678 BARON CAPITAL MANAGEMENT, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 166 Form 13F Information Table Value Total: 5584738 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-1678 BARON CAPITAL MANAGEMENT, INC. FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- -------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ---- ACCENTURE LTD. CL A G1150G111 4980 185000 SH DEFINED 185000 ALEXANDERS INC. COM 014752109 29191 513020 SH DEFINED 01 513020 AMAZON.COM INC. COM 023135106 270 25000 SH DEFINED 25000 AMC ENTERTAINMENT INC. COM 001669100 15600 1300000 SH DEFINED 1300000 AMERICAN TOWER CORPORATION CL A 029912201 6678 705190 SH DEFINED 01 705190 AMERISTAR CASINOS COM 03070Q101 7515 300000 SH DEFINED 300000 AMN HEALTHCARE COM 001744101 10302 376000 SH DEFINED 01 376000 AMSURG CORPORATION COM 03232P405 27506 1012000 SH DEFINED 01 1012000 ANTHEM INC. COM 03674B104 10395 210000 SH DEFINED 210000 AOL TIME WARNER INC. COM 00184A105 3210 100000 SH DEFINED 100000 APOLLO GROUP INC. CL A 037604105 257511 5721200 SH DEFINED 01 355000 5366200 BLACKROCK INC. CL A 09247X101 16638 399000 SH DEFINED 01 399000 BOYD GAMING CORP. COM 103304101 747 115000 SH DEFINED 115000 CALIFORNIA PIZZA KITCHEN INC. COM 13054D109 49040 1981400 SH DEFINED 01 1981400 CAREER EDUCATION CORP COM 141665109 57265 1670500 SH DEFINED 01 1670500 CAREMARK RX INC. COM 141705103 4077 250000 SH DEFINED 250000 CASELLA WASTE SYSTEMS INC. CL A 147448104 7405 500000 SH DEFINED 500000 CATALINA MARKETING CORP. COM 148867104 35990 1037180 SH DEFINED 01 1037180 CELESTICA INC. SUB VTG SH 15101Q108 3433 85000 SH DEFINED 85000 CELL GENESYS INC. COM 150921104 16952 729425 SH DEFINED 01 100000 629425 CHAMPIONSHIP AUTO RACING TEAM COM 158711101 3218 200000 SH DEFINED 200000 CHARLES RIVER LABS INTL. INC. COM 159864107 40086 1197300 SH DEFINED 01 1197300 CHARLES SCHWAB CORPORATION COM 808513105 333168 21536407 SH DEFINED 01 2750000 18786407 CHECK POINT SOFTWARE TECH LTD. ORD M22465104 997 25000 SH DEFINED 25000 CHEESECAKE FACTORY COM 163072101 1738 50000 SH DEFINED 50000 CHICOS FAS INC. COM 168615102 37985 956800 SH DEFINED 01 25000 931800 CHILES OFFSHORE INC. COM 16888M104 13314 669400 SH DEFINED 01 669400 CHOICE HOTELS INTERNATIONAL INC. COM 169905106 202072 9122901 SH DEFINED 01 630000 8492901 CHOICEPOINT INC. COM 170388102 423928 8363153 SH DEFINED 01 580000 7783153 CNET NETWORKS INC. COM 12613R104 1794 200000 SH DEFINED 200000 COMCAST CORPORATION CL A SPEC 200300200 3240 90000 SH DEFINED 90000 COMMUNITY HEALTH SYSTEMS INC. COM 203668108 19442 762437 SH DEFINED 01 762437 CORPORATE EXECUTIVE BOARD CO. COM 21988R102 7340 200000 SH DEFINED 200000 COSTAR GROUP INC. COM 22160N109 1200 50000 SH DEFINED 50000 COX RADIO INC. CL A 224051102 28718 1127074 SH DEFINED 01 1127074 CROSS COUNTRY INC. COM 22748P105 1325 50000 SH DEFINED 50000 DELL COMPUTER CORPORATION COM 247025109 2718 100000 SH DEFINED 100000 DEVRY INC. COM 251893103 177406 6235700 SH DEFINED 01 375000 5860700 DOLLAR TREE STORES INC. COM 256747106 180782 5848658 SH DEFINED 01 240000 5608658 DRUGSTORE.COM INC. COM 262241102 1052 539300 SH DEFINED 539300 DVI INC. COM 233343102 56268 3271410 SH DEFINED 01 200000 3071410 EBAY INC. COM 278642103 1003 15000 SH DEFINED 15000 EDISON SCHOOLS INC. CL A 281033100 4337 220700 SH DEFINED 01 220700 EDUCATION MANAGEMENT CORP. COM 28139T101 106107 2927100 SH DEFINED 01 225000 2702100 ELECTRONIC ARTS INC. COM 285512109 899 15000 SH DEFINED 15000 ENTERCOM COMMUNICATIONS CORP. CL A 293639100 5938 118769 SH DEFINED 01 118769 ENTRAVISION COMMUNICATIONS CORP. CL A 29382R107 2067 173000 SH DEFINED 173000 EQUITY MARKETING INC. COM 294724109 6505 500000 SH DEFINED 500000 ETHAN ALLEN INTERIORS INC. COM 297602104 141972 3413600 SH DEFINED 01 280000 3133600 EXPEDIA INC. CL A 302125109 2030 50000 SH DEFINED 50000 EXTENDED STAY OF AMERICA INC. COM 30224P101 63233 3855661 SH DEFINED 01 3855661 FLEXTRONICS INTL LTD. ORD Y2573F102 4438 185000 SH DEFINED 185000 FOUR SEASONS HOTELS INC. LTD VTG SH 35100E104 47755 1021280 SH DEFINED 01 1021280 FREEMARKETS INC. COM 356602102 2397 100000 SH DEFINED 100000 FTI CONSULTING INC COM 302941109 9066 276400 SH DEFINED 01 276400 GABELLI ASSET MANAGEMENT INC. CL A 36239Y102 29795 689700 SH DEFINED 01 689700 GEMSTAR-TV GUIDE INTERNATIONAL INC COM 36866W106 2078 75000 SH DEFINED 75000 GENESCO INC. COM 371532102 7322 352700 SH DEFINED 352700 GETTY IMAGES INC. COM 374276103 15945 693850 SH DEFINED 01 693850 HARTE-HANKS INC. COM 416196103 17747 630000 SH DEFINED 630000 HEALTHSOUTH CORPORATION COM 421924101 9633 650000 SH DEFINED 650000 HEIDRICK & STRUGGLES INTL INC. COM 422819102 8472 466800 SH DEFINED 01 466800 HISPANIC BROADCASTING CORP. CL A 43357B104 36947 1448888 SH DEFINED 01 1448888 HOTEL RESERVATIONS NTWK INC. CL A 441451101 6675 145100 SH DEFINED 145100 INDUSTRIE NATUZZI SP.A. ADR 456478106 35473 2423000 SH DEFINED 01 2423000 INFORMATION HOLDINGS INC. COM 456727106 7785 275000 SH DEFINED 275000 INSIGHT COMMUNICATIONS INC. CL A 45768V108 1160 48000 SH DEFINED 01 48000 INTEL CORP. COM 458140100 786 25000 SH DEFINED 25000 INTERACTIVE DATA CORP COM 45840J107 9191 650000 SH DEFINED 650000 INTERNATIONAL GAME TECHNOLOGY COM 459902102 6386 93500 SH DEFINED 01* 80000 13500 INTRAWEST CORP. COM 460915200 10381 593200 SH DEFINED 01 593200 INTUIT COM 461202103 1283 30000 SH DEFINED 30000 IRON MOUNTAIN INC. (PA) COM 462846106 26663 608750 SH DEFINED 01 608750
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- -------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ---- JABIL CIRCUIT INC. COM 466313103 1136 50000 SH DEFINED 50000 JEFFRIES GROUP INC. COM 472319102 10637 251400 SH DEFINED 01 251400 KENNETH COLE PRODUCTIONS INC CL A 193294105 9027 510000 SH DEFINED 01 510000 KRISPY KREME DOUGHNUTS INC. COM 501014104 60428 1367140 SH DEFINED 01 180000 1187140 KROLL INC. COM 501049100 755 50000 SH DEFINED 50000 KRONOS INC. COM 501052104 27035 558797 SH DEFINED 01 558797 LIBBEY INC. COM 529898108 121122 3709700 SH DEFINED 01 3709700 LIBERTY LIVEWIRE CORP. CL A 530709104 1737 250000 SH DEFINED 250000 LNR PROPERTY CORP. COM 501940100 11069 355000 SH DEFINED 355000 MANOR CARE INC. COM 564055101 117206 4943300 SH DEFINED 01 300000 4643300 MEDALLION FINANCIAL CORP. COM 583928106 1609 203700 SH DEFINED 01 203700 MEDIACOM COMMUNICATIONS CORP. CL A 58446K105 7220 395400 SH DEFINED 01 395400 METRO GOLDWYN MAYER INC. COM 591610100 7446 340000 SH DEFINED 340000 MIKOHN GAMING CORPORATION COM 59862K108 3595 500000 SH DEFINED 500000 MILLIPORE CORPORATION COM 601073109 18513 305000 SH DEFINED 305000 MOORE LTD. COM 615785102 10972 1155000 SH DEFINED 1155000 MORTONS RESTAURANT GROUP INC. COM 619429103 572 50000 SH DEFINED 50000 MOTIENT CORP. COM 619908106 4 10000 SH DEFINED 01* 10000 MTR GAMING GROUP INC. COM 553769100 10000 625000 SH DEFINED 625000 NEOFORMA COM INC. COM 640475505 5320 182500 SH DEFINED 182500 NOKIA CORP SPN ADR 654902204 1962 80000 SH DEFINED 80000 NTL INC. COM 629407107 212 225416 SH DEFINED 01 225416 O.M. GROUP INC. COM 670872100 222762 3365490 SH DEFINED 01 3365490 OMI CORPORATION COM Y6476W104 2587 650000 SH DEFINED 650000 OVERTURE SERVICES INC. COM 69039R100 4783 135000 SH DEFINED 01 135000 PENTON MEDIA INC. COM 709668107 1721 275000 SH DEFINED 275000 POLO RALPH LAUREN CORP. CL A 731572103 262361 9804225 SH DEFINED 01 450000 9354225 PRECISE SOFTWARE SOLUTIONS LTD. ORD M41450103 723 35000 SH DEFINED 35000 PRICELINE.COM INC. COM 741503106 291 50000 SH DEFINED 50000 PROVINCE HEALTHCARE CO. COM 743977100 26643 863350 SH DEFINED 01 863350 QUALCOMM INC. COM 747525103 505 10000 SH DEFINED 10000 RADIO ONE INC. CL A 75040P108 14135 765321 SH DEFINED 01 765321 RADIO ONE INC. CL D NO VT 75040P405 66327 3682800 SH DEFINED 01 3682800 RALCORP HOLDINGS INC. COM 751028101 2270 100000 SH DEFINED 100000 RESEARCH IN MOTION LTD. COM 760975102 593 25000 SH DEFINED 25000 RESORTQUEST INTERNATIONAL INC. COM 761183102 3689 775000 SH DEFINED 775000 RESOURCES CONNECTION INC. COM 76122Q105 10137 385000 SH DEFINED 01 385000 RESTORATION HARDWARE INC. COM 760981100 14885 1700000 SH DEFINED 1700000 RIGEL PHARMACEUTICALS INC. COM 766559108 4228 909300 SH DEFINED 01 80000 829300 ROBERT HALF INTERNATIONAL INC. COM 770323103 294295 11022300 SH DEFINED 01 695000 10327300 SAGA COMMUNICATIONS INC. CL A 786598102 132137 6383421 SH DEFINED 01 757365 5626056 SBA COMMUNICATIONS CORP. COM 78388J106 10090 775000 SH DEFINED 01 775000 SEACOR SMIT INC. COM 811904101 118498 2553840 SH DEFINED 01 2553840 SIX FLAGS INC. COM 83001P109 13304 865000 SH DEFINED 01 865000 SKILLSOFT CORPORATION COM 83066P101 3499 135000 SH DEFINED 135000 SMART & FINAL INC. COM 831683107 58022 5557676 SH DEFINED 01 5557676 SMARTFORCE PUBLIC LTD CO. SPON ADR 83170A206 35140 1419800 SH DEFINED 01 45000 1374800 SOTHEBY'S HOLDINGS INC. CL A 835898107 372045 22398850 SH DEFINED 01 839000 21559850 SOUTHERN UNION CO. COM 844030106 111918 5934141 SH DEFINED 01 137812 5796328 SPANISH BROADCASTING SYSTEMS INC. CL A 846425882 5687 575000 SH DEFINED 575000 SPORTS CLUB INC. COM 84917P100 1400 500000 SH DEFINED 500000 SPRINT CORP PCS COM SER 1 852061506 2197 90000 SH DEFINED 90000 STELMAR SHIPPING LTD. COM V8726M103 2031 125000 SH DEFINED 125000 SUN INTERNATIONAL HOTELS LTD. ORD P8797T133 139654 5509035 SH DEFINED 01 474001 5035034 SYMYX TECHNOLOGIES COM 87155S108 828 39000 SH DEFINED 01* 39000 TICKETMASTER CL B 88633P203 11309 690000 SH DEFINED 690000 TMP WORLDWIDE INC. COM 872941109 4290 100000 SH DEFINED 100000 TRAVELOCITY.COM INC. COM 893953109 431 15000 SH DEFINED 15000 TRIGON HEALTHCARE INC. COM 89618L100 34683 499400 SH DEFINED 01 499400 UNITED SURGICAL PARTNERS INTL. COM 913016309 58105 2747300 SH DEFINED 01 2747300 UNIV. OF PHOENIX ONLINE-APOLLO COM 037604204 25104 770300 SH DEFINED 01 20000 750300 UNIVISION COMMUNICATIONS INC. CL A 914906102 1995 49300 SH DEFINED 01* 49300 USA NETWORKS INC. COM 902984103 1365 50000 SH DEFINED 50000 VAIL RESORTS INC. COM 91879Q109 209527 11817650 SH DEFINED 01 133000 11684650 VENTAS INC. COM 92276F100 14375 1250000 SH DEFINED 1250000 VERISIGN INC. COM 92343E102 951 25000 SH DEFINED 25000 VIAD CORPORATION COM 92552R109 14208 600000 SH DEFINED 600000 VYASIS HEALTHCARE INC. COM 92553Q209 9600 475000 SH DEFINED 475000 WADDELL & REED FINANCIAL INC. CL A 930059100 20077 623500 SH DEFINED 01 623500 WEIGHT WATCHERS INTL. INC. COM 948626106 41903 1239000 SH DEFINED 01 100000 1139000 WESTWOOD ONE INC. COM 961815107 24740 823300 SH DEFINED 01 823300 XTO ENERGY CORP. COM 98385X106 15202 868700 SH DEFINED 01 868700 ZIMMER HOLDINGS INC. COM 98956P102 4886 160000 SH DEFINED 160000 - -------------------- * 01 Manager only owns this security.
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