-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M/6ppVyT012cQ+518QH2qaYR1o1/tQPFOgfueLy7jr0PW+jQgU360WDIYaf6aG6O 0NXbbtKgUa6BM5RFM3f4oQ== 0001017918-01-500019.txt : 20010815 0001017918-01-500019.hdr.sgml : 20010815 ACCESSION NUMBER: 0001017918-01-500019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAMCO INC /NY/ CENTRAL INDEX KEY: 0001017918 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133390015 STATE OF INCORPORATION: NY FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04011 FILM NUMBER: 1713515 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125832000 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR 1 body-13f.txt 13F REPORT FOR THE QUARTER ENDING 03/31/01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30,2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BAMCO, INC. Address: 767 Fifth Avenue, 49th floor New York, NY 10153 Form 13F File Number: 28-2116 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald Baron Title: Chief Executive Officer and Chairman Phone: (212) 583-2000 Signature, Place, and Dating of Signing: /s/ Ronald Baron New York, NY August 14, 2001 - ---------------- ------------- ------------------ Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-1678 BARON CAPITAL MANAGEMENT, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 140 Form 13F Information Table Value Total: 5,988,581 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-1678 BARON CAPITAL MANAGEMENT, INC. FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- -------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ---- ALEXANDER'S INC. COM 014752109 31001 515820 SH DEFINED 01 515820 AMAZON.COM INC. COM 023135106 2476 175000 SH DEFINED 175000 AMC ENTERTAINMENT INC. COM 001669100 9425 725000 SH DEFINED 725000 AMERICAN CLASSIC VOYAGES CO. COM 024928103 1001 286000 SH DEFINED 01 286000 AMERICAN TOWER CORPORATION CL A 029912201 92320 4466390 SH DEFINED 01 100000 4366390 AMSURG CORPORATION CL A 03232P108 17494 592000 SH DEFINED 01 592000 AMSURG CORPORATION CL B 03232P207 7173 241100 SH DEFINED 241100 AOL TIME WARNER INC. COM 02364J104 3710 70000 SH DEFINED 70000 APOLLO GROUP INC. CL A 037604105 283672 6682505 SH DEFINED 01 370000 6312505 ARBITRON INC. COM 03875Q108 2651 110000 SH DEFINED 110000 AT&T CORP - LIBERTY MEDIA GROUP CL A 001957208 1749 100000 SH DEFINED 100000 BEA SYSTEMS INC. COM 073325102 1228 40000 SH DEFINED 40000 BLACKROCK INC. CL A 09247X101 14162 413000 SH DEFINED 01 413000 CALIFORNIA PIZZA KITCHEN INC. COM 13054D109 39571 1702000 SH DEFINED 01 1702000 CAREER EDUCATION CORP COM 141665109 60918 1017000 SH DEFINED 01 1017000 CASELLA WASTE SYSTEMS INC. CL A 147448104 11250 900000 SH DEFINED 900000 CATALINA MARKETING CORP. COM 148867104 34784 1140080 SH DEFINED 01 1140080 CELESTICA INC. SUB VTG SH 15101Q108 3862 75000 SH DEFINED 75000 CELL GENESYS INC. COM 150921104 16929 825825 SH DEFINED 01 165000 660825 CHARLES SCHWAB CORPORATION COM 808513105 349728 22858007 SH DEFINED 01 3237300 19620707 CHARTER COMMUNICATIONS INC. CL A 16117M107 2568 110000 SH DEFINED 110000 CHECKPOINT SOFTWARE TECH LTD. ORD M22465104 1770 35000 SH DEFINED 35000 CHILES OFFSHORE INC. COM 16888M104 10091 568500 SH DEFINED 01 568500 CHOICE HOTELS INTERNATIONAL INC. COM 169905106 174248 11616513 SH DEFINED 01 700000 10916513 CHOICEPOINT INC. COM 170388102 362026 8609424 SH DEFINED 01 490000 8119424 CITIZENS COMMUNICATIONS CO. COM 17453B101 112862 9381720 SH DEFINED 01 606700 8775020 CNET NETWORKS INC. COM 12613R104 1430 110000 SH DEFINED 110000 COACH INC. COM 189754104 6659 174999 SH DEFINED 174999 COLLECTORS UNIVERSE INC. COM 19421R101 110 58000 SH DEFINED 58000 COMCAST CORPORATION CL A SPEC 200300200 4774 110000 SH DEFINED 110000 COMMONWEALTH TELEPHONE ENTERPRISES COM 203349105 8640 204500 SH DEFINED 01 204500 COMMUNITY HEALTH SYSTEMS INC. COM 203668108 19057 646000 SH DEFINED 01 646000 CORPORATE EXECUTIVE BOARD CO. COM 21988R102 8400 200000 SH DEFINED 200000 COX RADIO INC. CL A 224051102 37118 1332774 SH DEFINED 01 1332774 CROWN CASTLE INTERNATIONAL CORP. COM 228227104 410 25000 SH DEFINED 01* 25000 DELL COMPUTER CORPORATION COM 247025109 2353 90000 SH DEFINED 90000 DEVRY INC. COM 251893103 236069 6535700 SH DEFINED 01 391900 6143800 DIGITALTHINK INC. COM 25388M100 351 50000 SH DEFINED 50000 DOLLAR TREE STORES INC. COM 256747106 169130 6075058 SH DEFINED 01 175000 5900058 DRUGSTORE.COM INC. COM 262241102 1689 1495000 SH DEFINED 1495000 DVI INC. COM 233343102 57577 3271410 SH DEFINED 01 200000 3071410 EBAY INC. COM 278642103 3767 55000 SH DEFINED 55000 EDISON SCHOOLS INC. CL A 281033100 5815 254600 SH DEFINED 01 254600 EDUCATION MANAGEMENT CORP. COM 28139T101 139241 3476682 SH DEFINED 01 355000 3121682 ELECTRIC LIGHTWAVE INC. CL A 284895109 13 10000 SH DEFINED 01* 10000 EMC CORPORATION COM 268648102 3050 105000 SH DEFINED 105000 ENTERCOM COMMUNICATIONS CORP. CL A 293639100 26991 503469 SH DEFINED 01 503469 ENTRAVISION COMMUNICATIONS CP CL A 29382R107 2952 240000 SH DEFINED 240000 EQUITY MARKETING INC. COM 294724109 6660 600000 SH DEFINED 600000 ETHAN ALLEN INTERIORS INC. COM 297602104 136259 4192575 SH DEFINED 01 365000 3827575 EXPEDIA INC. COM 302125109 5359 115000 SH DEFINED 115000 EXTENDED STAY OF AMERICA INC. COM 30224P101 45985 3065661 SH DEFINED 01 3065661 FLEXTRONICS INTL LTD. ORD Y2573F102 11536 441805 SH DEFINED 01 50000 391805 FOUR SEASONS HOTELS INC. LTD VTG SH 35100E104 76592 1383780 SH DEFINED 01 1383780 FREEMARKETS INC. COM 356602102 2000 100000 SH DEFINED 100000 GABELLI ASSET MANAGEMENT INC. CL A 36239Y102 29934 727445 SH DEFINED 01 727445 GEMSTAR-TV GUIDE INTERNATIONAL COM 36866W106 4260 100000 SH DEFINED 100000 GETTY IMAGES INC. COM 374276103 38394 1462060 SH DEFINED 01 1462060 GOTO.COM INC COM 38348T107 5349 275000 SH DEFINED 275000 HARTE-HANKS INC. COM 416196103 9904 400000 SH DEFINED 400000 HEALTHSOUTH CORPORATION COM 421924101 7266 455000 SH DEFINED 455000 HEIDRICK & STRUGGLES INTL INC. COM 422819102 10588 520800 SH DEFINED 01 520800 HISPANIC BROADCASTING CORP. CL A 43357B104 50440 1758088 SH DEFINED 01 1758088 HOMESTORE.COM INC. COM 437852106 2797 80000 SH DEFINED 80000 HOTEL RESERVATIONS NTWK INC. CL A 441451101 8375 180000 SH DEFINED 180000 IMPATH INC. COM 45255G101 9024 203700 SH DEFINED 01 203700 INDUSTRIE NATUZZI SP.A. ADR 456478106 55245 3985900 SH DEFINED 01 60000 3925900 INSIGHT COMMUNICATIONS INC. CL A 45768V108 1950 78000 SH DEFINED 01 78000 INTERNATIONAL GAME TECHNOLOGY COM 459902102 847 13500 SH DEFINED 01* 13500 INTRAWEST CORP. COM 460915200 10644 557000 SH DEFINED 01 557000 IRON MOUNTAIN INC. (PA) COM 462846106 31870 710750 SH DEFINED 01 710750
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - --------------------------------- ------- ---------- ------- ------------------ ------- -------- -------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ---- KENNETH COLE PRODUCTIONS INC CL A 193294105 14810 735000 SH DEFINED 01 735000 KRISPY KREME DOUGHNUTS INC. COM 501014104 54466 1361640 SH DEFINED 01 153200 1208440 KRONOS INC. COM 501052104 19446 474865 SH DEFINED 01 474865 LIBBEY INC. COM 529898108 149504 3764900 SH DEFINED 01 3764900 LIBERTY LIVEWIRE CORP. CL A 530709104 2642 302000 SH DEFINED 302000 LNR PROPERTY CORP. COM 501940100 8925 255000 SH DEFINED 255000 MANOR CARE INC. COM 564055101 175908 5540420 SH DEFINED 01 725000 4815420 MEDALLION FINANCIAL CORP. COM 583928106 7341 716200 SH DEFINED 01 716200 MEDIACOM COMMUNICATIONS CORP. CL A 58446K105 6185 350200 SH DEFINED 350200 METRO GOLDWYN MAYER INC. COM 591610100 12174 537500 SH DEFINED 537500 MGM MIRAGE INC. COM 552953101 4494 150000 SH DEFINED 150000 MILLIPORE CORPORATION COM 601073109 17044 275000 SH DEFINED 275000 MORTONS RESTAURANT GROUP INC. COM 619429103 2864 145100 SH DEFINED 145100 MOTIENT CORP. COM 619908106 3686 3444975 SH DEFINED 01 355000 3089975 NTL INC. COM 629407107 63124 5238523 SH DEFINED 01 550000 4688523 O.M. GROUP INC. COM 670872100 192954 3430290 SH DEFINED 01 3430290 OMI CORPORATION COM Y6476W104 3646 650000 SH DEFINED 650000 OMNICARE INC. COM 681904108 6262 310000 SH DEFINED 01 310000 ON ASSIGNMENT INC. COM 682159108 3626 201450 SH DEFINED 01 201450 OUTBACK STEAKHOUSE INC. COM 689899102 4320 150000 SH DEFINED 150000 OVERSEAS SHIPHOLDING GROUP INC. COM 690368105 763 25000 SH DEFINED 25000 PEGASUS COMMUNICATIONS CORP. CL A 705904100 6750 300000 SH DEFINED 300000 PENTON MEDIA INC. COM 709668107 16012 915000 SH DEFINED 01 915000 POLO RALPH LAUREN CORP. CL A 731572103 256667 9948325 SH DEFINED 01 275000 9673325 PRICELINE.COM INC. COM 741503106 1584 175000 SH DEFINED 175000 PROVINCE HEALTHCARE CO. COM 743977100 15916 451000 SH DEFINED 01 451000 RADIO ONE INC. CL A 75040P108 19928 866421 SH DEFINED 01 866421 RADIO ONE INC. CL D NO VT 75040P405 93710 4249900 SH DEFINED 01 4249900 RALCORP HOLDINGS INC. COM 751028101 1687 90000 SH DEFINED 90000 READERS DIGEST ASSOCIATION CL A 755267101 3594 125000 SH DEFINED 125000 READERS DIGEST ASSOCIATION CL B 755267200 4680 180000 SH DEFINED 180000 RESEARCH IN MOTION LTD. COM 760975102 3418 106000 SH DEFINED 106000 RESORTQUEST INTERNATIONAL INC. COM 761183102 5870 510400 SH DEFINED 510400 RESTORATION HARDWARE INC. COM 760981100 1357 250000 SH DEFINED 250000 RIGEL PHARMACEUTICALS INC. COM 766559108 8048 946800 SH DEFINED 01 125000 821800 ROBERT HALF INTERNATIONAL INC. COM 770323103 341919 13737210 SH DEFINED 01 1050000 12687210 ROSS STORES INC. COM 778296103 5987 250000 SH DEFINED 250000 RURAL CELLULAR CORPORATION CL A 781904107 8319 183646 SH DEFINED 01 183646 SAGA COMMUNICATIONS INC. CL A 786598102 152008 6403046 SH DEFINED 01 757365 5645681 SBA COMMUNICATIONS CORP. COM 78388J106 25431 1027500 SH DEFINED 01 1027500 SEACOR SMIT INC. COM 811904101 119352 2553540 SH DEFINED 01 2553540 SIRIUS SATELLITE RADIO INC. COM 82966U103 6375 523000 SH DEFINED 01 523000 SIX FLAGS INC. COM 83001P109 17674 840000 SH DEFINED 01 840000 SKILLSOFT CORPORATION COM 83066P101 781 22800 SH DEFINED 22800 SMART & FINAL INC. COM 831683107 62801 5709146 SH DEFINED 01 5709146 SMARTFORCE PUBLIC LTD CO. SPON ADR 83170A206 5108 145000 SH DEFINED 145000 SOTHEBY'S HOLDINGS INC. CL A 835898107 368999 22876550 SH DEFINED 01 842500 22034050 SOUTHERN UNION CO. COM 844030106 118264 5797277 SH DEFINED 01 131250 4414287 SPANISH BROADCASTING SYSTEMS INC. CL A 846425882 5563 677600 SH DEFINED 01 677600 SPORTS CLUB INC. COM 84917P100 1650 500000 SH DEFINED 500000 STATION CASINOS INC. COM 857689103 8000 500000 SH DEFINED 500000 STELMAR SHIPPING LTD. COM V8726M103 2175 125000 SH DEFINED 125000 SUN INTERNATIONAL HOTELS LTD. ORD P8797T133 138550 5131485 SH DEFINED 01 201182 4930303 TICKETMASTER COM 88633P203 3330 225000 SH DEFINED 225000 TMP WORLDWIDE INC. COM 872941109 2955 50000 SH DEFINED 50000 TRAVELOCITY.COM INC. COM 893953109 2149 70000 SH DEFINED 70000 TRIGON HEALTHCARE INC. COM 89618L100 1945 30000 SH DEFINED 30000 UNITED SURGICAL PARTNERS INTL. COM 913016309 23119 963300 SH DEFINED 01 963300 UNITEDGLOBAL.COM INC. CL A 913247508 8953 1035000 SH DEFINED 01 1035000 UNIV. OF PHOENIX ONLINE-APOLLO COM 037604204 27004 635400 SH DEFINED 01 635400 UNIVISION COMMUNICATIONS INC. CL A 914906102 22263 520400 SH DEFINED 01 520400 VAIL RESORTS INC. COM 91879Q109 216373 11770750 SH DEFINED 01 133000 1674700 VENTAS INC. COM 92276F100 13687 1250000 SH DEFINED 1250000 VERITAS SOFTWARE CO. COM 923436109 2828 42500 SH DEFINED 42500 VIAD CORPORATION COM 92552R109 12540 475000 SH DEFINED 475000 WESTWOOD ONE INC. COM 961815107 79430 2155500 SH DEFINED 01 2155500 WORLD WRESTLING FED ENTMT INC. CL A 98156Q108 3864 280000 SH DEFINED 280000 XM SATELLITE RADIO HOLDINGS INC. CL A 983759101 40237 2483714 SH DEFINED 01 50000 2433714 - -------------------- * 01 Manager only owns this security.
-----END PRIVACY-ENHANCED MESSAGE-----