13F-HR 1 body-13f.txt 13F REPORT FOR THE QUARTER ENDING 03/31/01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31,2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BAMCO, INC. Address: 767 Fifth Avenue, 49th floor New York, NY 10153 Form 13F File Number: 28-2116 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald Baron Title: Chief Executive Officer and Chairman Phone: (212) 583-2000 Signature, Place, and Dating of Signing: /s/ Ronald Baron New York, NY May 15, 2001 ---------------- ------------- ------------------ Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-1678 BARON CAPITAL MANAGEMENT, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 129 Form 13F Information Table Value Total: 5,569,004 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-1678 BARON CAPITAL MANAGEMENT, INC. FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: --------------------------------- ------- ---------- ------- ------------------ ------- -------- --------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ----- ALEXANDER'S INC. COM 014752109 31607 517720 SH DEFINED 01 517720 ALLIED RISER COMMUNICATIONS CORP. COM 019496108 557 349400 SH DEFINED 01* 349400 AMERICAN CLASSIC VOYAGES CO. COM 024928103 4162 333000 SH DEFINED 01 333000 AMERICAN TOWER CORPORATION CL A 029912201 98741 5337340 SH DEFINED 01 175000 5162340 AMSURG CORPORATION CL A 03232P108 2838 148900 SH DEFINED 148900 AMSURG CORPORATION CL B 03232P207 2789 144400 SH DEFINED 144400 AOL TIME WARNER INC. COM 02364J104 4216 105000 SH DEFINED 105000 APOLLO GROUP INC. CL A 037604105 261350 7964955 SH DEFINED 01 474500 7490455 APOLLO GROUP - UNIV OF PHOENIX COM 037604204 28154 964600 SH DEFINED 01 964600 APW LTD. COM G04397108 1802 210000 SH DEFINED 01 210000 AT&T CORP - LIBERTY MEDIA GROUP CL A 001957208 1400 100000 SH DEFINED 100000 BERKSHIRE HATHAWAY INC. CL A 084670108 7854 120 SH DEFINED 01* 120 BLACKROCK INC. CL A 09247X101 12708 353000 SH DEFINED 01 353000 CALLAWAY GOLF COMPANY COM 131193104 5552 250000 SH DEFINED 250000 CAREER EDUCATION CORP COM 141665109 63943 1272500 SH DEFINED 01 1272500 CASELLA WASTE SYSTEMS INC. CL A 147448104 8044 900000 SH DEFINED 900000 CATALINA MARKETING CORP. COM 148867104 30153 925780 SH DEFINED 01 925780 CELESTICA INC. SUB VTG SH 15101Q108 1103 40000 SH DEFINED 40000 CELL GENESYS INC. COM 150921104 11492 806425 SH DEFINED 01 165000 641425 CHARLES SCHWAB CORPORATION COM 808513105 353741 22940407 SH DEFINED 01 2987300 19953107 CHARTER COMMUNICATIONS INC. CL A 16117M107 2489 110000 SH DEFINED 110000 CHILES OFFSHORE INC. COM 16888M104 11560 567500 SH DEFINED 01 567500 CHOICE HOTELS INTERNATIONAL INC. COM 169905106 173879 12691913 SH DEFINED 01 700000 11991913 CHOICEPOINT INC. COM 170388102 305736 9045455 SH DEFINED 01 490000 8555455 CITADEL COMMUNICATIONS CORP. COM 172853202 363 14600 SH DEFINED 01* 14600 CITIZENS COMMUNICATIONS CO. COM 17453B101 141262 11166920 SH DEFINED 01 1056700 10110220 CNET NETWORKS INC. COM 12613R104 1231 110000 SH DEFINED 110000 COACH INC. COM 189754104 1445 50000 SH DEFINED 50000 COLLECTORS UNIVERSE INC. COM 19421R101 455 275000 SH DEFINED 275000 COMCAST CORPORATION CL A 200300101 5242 125000 SH DEFINED 125000 COMMONWEALTH TELEPHONE ENTERPRSES COM 203349105 16388 475001 SH DEFINED 01 475001 COMMUNITY HEALTH SYSTEMS INC. COM 203668108 18525 650000 SH DEFINED 01 650000 CORECOMM LTD COM 21869Q108 56 515400 SH DEFINED 01 515400 CORPORATE EXECUTIVE BOARD CO. COM 21988R102 8302 275000 SH DEFINED 275000 COX RADIO INC. CL A 224051102 30685 1460474 SH DEFINED 01 1460474 CROWN CASTLE INTERNATIONAL CORP. COM 228227104 370 25000 SH DEFINED 01* 25000 DELL COMPUTER CORPORATION COM 247025109 1284 50000 SH DEFINED 50000 DEVRY INC. COM 251893103 198624 6609800 SH DEFINED 01 391900 6217900 DIGITALTHINK INC. COM 25388M100 261 25000 SH DEFINED 25000 DOLLAR TREE STORES INC. COM 256747106 113876 5910858 SH DEFINED 01 175000 5735858 DRUGSTORE.COM INC. COM 262241102 1561 1665000 SH DEFINED 1665000 DVI INC. COM 233343102 51270 3324910 SH DEFINED 01 200000 3124910 EBAY INC. COM 278642103 2533 70000 SH DEFINED 70000 EDISON SCHOOLS INC. CL A 281033100 2936 145000 SH DEFINED 145000 EDUCATION MANAGEMENT CORP. COM 28139T101 129853 3980182 SH DEFINED 01 525000 3455182 EL PASO ELECTRIC COMPANY COM 283677854 9490 650000 SH DEFINED 650000 ELECTRIC LIGHTWAVE INC. CL A 284895109 21 10000 SH DEFINED 01* 10000 EMC CORPORATION COM 268648102 1617 55000 SH DEFINED 55000 ENTERCOM COMMUNICATIONS CORP. CL A 293639100 22235 565769 SH DEFINED 01 565769 ENTRAVISION COMMUNICATIONS CP CL A 29382R107 1683 170000 SH DEFINED 170000 EQUITY MARKETING INC. COM 294724109 5156 565000 SH DEFINED 565000 ETHAN ALLEN INTERIORS INC. COM 297602104 148371 4392275 SH DEFINED 01 375000 4017275 EXPEDIA INC. COM 302125109 3934 301200 SH DEFINED 01 301200 EXTENDED STAY OF AMERICA INC. COM 30224P101 41995 2799661 SH DEFINED 01 2799661 FLEXTRONICS INTL LTD. ORD Y2573F102 58753 3916881 SH DEFINED 01 50000 3866881 FOUR SEASONS HOTELS INC. LTD VTG SH 35100E104 71967 1454180 SH DEFINED 01 1454180 FRONTLINE CAPITAL GROUP COM 35921N101 7641 750000 SH DEFINED 750000 GABELLI ASSET MANAGEMENT INC. CL A 36239Y102 24400 728345 SH DEFINED 01 728345 GEMSTAR-TV GUIDE INTERNATIONAL COM 36866W106 2803 97500 SH DEFINED 97500 GETTY IMAGES INC. COM 374276103 23439 1453560 SH DEFINED 01 1453560 GOTO.COM INC COM 38348T107 2549 324968 SH DEFINED 324968 HAIN CELESTIAL GROUP INC. COM 405217100 1285 44300 SH DEFINED 01 44300 HEALTHSOUTH CORPORATION COM 421924101 4447 345000 SH DEFINED 345000 HEIDRICK & STRUGGLES INTL INC. COM 422819102 14396 497500 SH DEFINED 01 497500 HISPANIC BROADCASTING CORP. CL A 43357B104 41391 2167088 SH DEFINED 01 2167088 HOMESTORE.COM INC. COM 437852106 4216 177500 SH DEFINED 177500 HOTEL RESERVATIONS NTWK INC. CL A 441451101 5150 200000 SH DEFINED 200000 INDUSTRIE NATUZZI SP.A. ADR 456478106 59003 4645900 SH DEFINED 01 75000 4570900 INSIGHT COMMUNICATIONS INC. CL A 45768V108 1219 46000 SH DEFINED 46000 INTERNATIONAL GAME TECHNOLOGY COM 459902102 3197 63500 SH DEFINED 01* 63500 INTRAWEST CORP. COM 460915200 6719 389500 SH DEFINED 01 389500 IRON MOUNTAIN INC. (PA) COM 462846106 29344 765750 SH DEFINED 01 765750
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: --------------------------------- ------- ---------- ------- ------------------ ------- -------- --------------------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE --------------------------------- ------- ---------- ------- --------- --- ---- ------- -------- -------- -------- ----- KENNETH COLE PRODUCTIONS INC CL A 193294105 18338 735000 SH DEFINED 01 735000 KRISPY KREME DOUGHNUTS INC. COM 501014104 36258 1007170 SH DEFINED 01 76600 930570 KRONOS INC. COM 501052104 13187 419465 SH DEFINED 01 419465 LEXENT INC. COM 52886Q102 1612 400000 SH DEFINED 400000 LIBBEY INC. COM 529898108 112375 3763400 SH DEFINED 01 3763400 LIBERTY LIVEWIRE CORP. CL A 530709104 1430 410500 SH DEFINED 410500 MANOR CARE INC. COM 564055101 136121 6672620 SH DEFINED 01 900000 5772620 MEDALLION FINANCIAL CORP. COM 583928106 7260 717000 SH DEFINED 01 717000 MILLIPORE CORPORATION COM 601073109 3469 75000 SH DEFINED 75000 MORTONS RESTAURANT GROUP INC. COM 619429103 6402 325000 SH DEFINED 325000 MOTIENT CORP. COM 619908106 7713 5876475 SH DEFINED 01 486800 5389675 NTL INC. COM 629407107 140592 5590123 SH DEFINED 01 450000 5140123 O.M. GROUP INC. COM 670872100 184686 3468290 SH DEFINED 01 3468290 OMNICARE INC. COM 681904108 6649 310000 SH DEFINED 01 310000 ON ASSIGNMENT INC. COM 682159108 1827 87500 SH DEFINED 87500 OUTBACK STEAKHOUSE INC. COM 689899102 7638 300000 SH DEFINED 300000 PEGASUS COMMUNICATIONS CORP. CL A 705904100 5750 250000 SH DEFINED 250000 PENTON MEDIA INC. COM 709668107 19206 1320000 SH DEFINED 01 1320000 POLO RALPH LAUREN CORP. CL A 731572103 273758 9954825 SH DEFINED 01 250000 9704825 PRIMEDIA INC. COM 74157K101 945 150000 SH DEFINED 150000 PROVINCE HEALTHCARE CO. COM 743977100 11414 375000 SH DEFINED 375000 QUANTA SERVICES INC. COM 74762E102 2790 125000 SH DEFINED 125000 RADIO ONE INC. CL A 75040P108 16204 922621 SH DEFINED 01 922621 RADIO ONE INC. CL D NO VT 75040P405 66056 4296300 SH DEFINED 01 4296300 RALCORP HOLDINGS INC. COM 751028101 626 35000 SH DEFINED 35000 RESORTQUEST INTERNATIONAL INC. COM 761183102 2962 346400 SH DEFINED 346400 RESOURCES CONNECTION INC. COM 76122Q105 6637 300000 SH DEFINED 300000 RIGEL PHARMACEUTICALS INC. COM 766559108 3379 965300 SH DEFINED 01 125000 840300 ROBERT HALF INTERNATIONAL INC. COM 770323103 339014 15168410 SH DEFINED 01 1304000 13864410 RURAL CELLULAR CORPORATION CL A 781904107 8756 325046 SH DEFINED 01 325046 SAGA COMMUNICATIONS INC. CL A 786598102 104691 6344914 SH DEFINED 01 757365 5587549 SANMINA CORPORATION COM 800907107 391 20000 SH DEFINED 20000 SARA LEE CORPORATION COM 803111103 2590 120000 SH DEFINED 120000 SBA COMMUNICATIONS CORP. COM 78388J106 17522 1108100 SH DEFINED 01 1108100 SEACOR SMIT INC. COM 811904101 107243 2372640 SH DEFINED 01 2372640 SIRIUS SATELLITE RADIO INC. COM 82966U103 6604 531000 SH DEFINED 01 531000 SIX FLAGS INC. COM 83001P109 16254 840000 SH DEFINED 01 840000 SKILLSOFT CORPORATION COM 83066P101 495 21000 SH DEFINED 21000 SMART & FINAL INC. COM 831683107 58437 5814646 SH DEFINED 01 5814646 SMARTFORCE PUBLIC LTD CO. SPON ADR 83170A206 2884 130000 SH DEFINED 130000 SOTHEBY'S HOLDINGS INC. CL A 835898107 422305 22988850 SH DEFINED 01 842500 22146350 SOUTHERN UNION CO. COM 844030106 123444 5878287 SH DEFINED 01 131250 4414287 SPANISH BROADCASTING SYSTEMS INC. CL A 846425882 3315 510000 SH DEFINED 01 510000 SPORTS CLUB INC. COM 84917P100 1450 500000 SH DEFINED 500000 STATION CASINOS INC. COM 857689103 5524 400000 SH DEFINED 400000 SUN INTERNATIONAL HOTELS LTD. ORD P8797T133 118085 5134125 SH DEFINED 01 201182 4932943 TMP WORLDWIDE INC. COM 872941109 3193 85000 SH DEFINED 85000 TRAVELOCITY.COM INC. COM 893953109 1259 85000 SH DEFINED 85000 UNITEDGLOBAL.COM INC. CL A 913247508 15619 1190000 SH DEFINED 01 1190000 UNIVISION COMMUNICATIONS INC. CL A 914906102 22942 601200 SH DEFINED 01 601200 VAIL RESORTS INC. COM 91879Q109 132917 11845850 SH DEFINED 01 133000 1674700 VENTAS INC. COM 92276F100 9350 1100000 SH DEFINED 1100000 VERITAS SOFTWARE CO. COM 923436109 1272 27500 SH DEFINED 27500 VIAD CORPORATION COM 92552R109 10128 425000 SH DEFINED 425000 WESTWOOD ONE INC. COM 961815107 69663 3026205 SH DEFINED 01 3026205 WORLD WRESTLING FED ENTMT INC. CL A 98156Q108 2538 190000 SH DEFINED 190000 XM SATELLITE RADIO HOLDINGS INC. CL A 983759101 17172 2475319 SH DEFINED 01 50000 2425319 -------------------- * 01 Manager only owns this security.