0001209191-11-030599.txt : 20110524
0001209191-11-030599.hdr.sgml : 20110524
20110524092824
ACCESSION NUMBER: 0001209191-11-030599
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110520
FILED AS OF DATE: 20110524
DATE AS OF CHANGE: 20110524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Becker Steven R
CENTRAL INDEX KEY: 0001349005
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28784
FILM NUMBER: 11866963
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 1111
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOT TOPIC INC /CA/
CENTRAL INDEX KEY: 0001017712
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 770198182
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0130
BUSINESS ADDRESS:
STREET 1: 18305 EAST SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91748
BUSINESS PHONE: 6268394681
MAIL ADDRESS:
STREET 1: 18305 EAST SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91768
4
1
c17843_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0303
4
2011-05-20
0001017712
HOT TOPIC INC /CA/
HOTT
0001349005
Becker Steven R
300 CRESCENT COURT
SUITE 1111
DALLAS
TX
75201
1
0
0
0
Common Stock
2011-05-20
4
P
0
25700
7.14
A
3164549
I
See Footnotes
Common Stock
2011-05-20
4
P
0
10000
7.12
A
3174549
I
See Footnotes
Common Stock
2011-05-20
4
P
0
28300
7.20
A
3202849
I
See Footnotes
Common Stock
2011-05-23
4
P
0
32000
7.28
A
3234849
I
See Footnotes
This statement is filed by and on behalf of Steven R. Becker. Each of Becker Drapkin Partners (QP), L.P. ("QP Fund"), Becker Drapkin Partners, L.P. ("LP Fund"), BD Partners I, L.P. ("BD Partners I"), Steven R. Becker and a managed account (the "Managed Account") are the direct beneficial owners of the securities covered by this report. BD Management, L.P. ("BD Management") is the general partner of, and the investment manager for, each of QP Fund, LP Fund and BD Partners I and provides investment advisory services for the Managed Account. BD Management may be deemed to beneficially own securities owned by QP Fund, LP Fund, BD Partners I and the Managed Account. BC Advisors, LLC ("BC Advisors") is the general partner of BD Management and may be deemed to beneficially own securities owned by BD Management. Steven R. Becker and Matthew A. Drapkin are the managing members of BC Advisors and may be deemed to beneficially own securities owned by BC Advisors.
Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.
Includes (a) 811,657 shares directly beneficially owned by QP Fund, (b) 103,293 shares directly beneficially owned by LP Fund, (c) 1,248,799 shares directly beneficially owned by BD Partners I and (d) 1,000,800 shares directly beneficially owned by the Managed Account.
Includes (a) 811,657 shares directly beneficially owned by QP Fund, (b) 103,293 shares directly beneficially owned by LP Fund, (c) 1,258,799 shares directly beneficially owned by BD Partners I and (d) 1,000,800 shares directly beneficially owned by the Managed Account.
Includes (a) 811,657 shares directly beneficially owned by QP Fund, (b) 103,293 shares directly beneficially owned by LP Fund, (c) 1,258,799 shares directly beneficially owned by BD Partners I and (d) 1,029,100 shares directly beneficially owned by the Managed Account.
Includes (a) 811,657 shares directly beneficially owned by QP Fund, (b) 103,293 shares directly beneficially owned by LP Fund, (c) 1,258,799 shares directly beneficially owned by BD Partners I and (d) 1,061,100 shares directly beneficially owned by the Managed Account.
/s/ Ashley Sekimoto; Attorney-in-Fact
2011-05-23