8-K 1 d8k.htm FORM 8-K Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


Form 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 14, 2007

 


Hot Topic, Inc.

(Exact name of registrant as specified in its charter)

 

California   0-28784   77-0198182

(State or other

jurisdiction of

incorporation)

 

(Commission File

Number)

 

(I.R.S. Employer

Identification No.)

 

18305 E. San Jose Avenue,

City of Industry, California

  91748
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (626) 839-4681

Not Applicable.

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(d) On June 14, 2007, Evelyn D’An was appointed as member of our Board of Directors and the Audit Committee of our Board of Directors. In connection with her appointment, Ms. D’An received a stock option to purchase 11,196 shares of our common stock at an exercise price of $11.21 (the closing sales price of our common stock on June 14, 2007) and a stock grant of 2,230 shares of our common stock. We announced Ms. D’An’s appointment in the press release dated June 18, 2007 attached hereto as Exhibit 99.1 and incorporated herein by reference.

 

Item 9.01 Financial Statements and Exhibits.

 

  (d) Exhibits.

 

Exhibit No.   

Description

99.1    Hot Topic, Inc. Press Release dated June 18, 2007.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

HOT TOPIC, INC.
By:   /s/ James McGinty
 

James McGinty

Chief Financial Officer

Date: June 18, 2007


INDEX TO EXHIBITS

 

Exhibit No.   

Description

99.1    Hot Topic, Inc. Press Release dated June 18, 2007.