-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SoC7oUWQTkiCummURlSUiAR5wc1DNcgyWt/7LqueHTOoN2AM78TisO9GOwIVB8RU zWKjVzSo9CsdO7tNrtvwNA== 0001181431-06-064429.txt : 20061116 0001181431-06-064429.hdr.sgml : 20061116 20061116185833 ACCESSION NUMBER: 0001181431-06-064429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061115 FILED AS OF DATE: 20061116 DATE AS OF CHANGE: 20061116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Daniel Christopher F CENTRAL INDEX KEY: 0001330956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 061224534 BUSINESS ADDRESS: BUSINESS PHONE: 626-839-4681 MAIL ADDRESS: STREET 1: 18305 E SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 4 1 rrd136666.xml FORM 4 X0202 4 2006-11-15 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001330956 Daniel Christopher F C/O HOT TOPIC, INC. 18305 E. SAN JOSE AVENUE CITY OF INDUSTRY CA 91748 0 1 0 0 President, Torrid Stock Option (Right to Buy) 10.87 2006-11-15 4 A 0 100000 0 A 2016-10-14 Common Stock 100000 100000 D 25% of the shares subject to the Stock Option vest and become exercisable on November 15, 2007. The remaining shares vest and become exercisable thereafter in equal quarterly installments over three years. /s/ Christopher J. Kearns , Atty-in-Fact 2006-11-16 -----END PRIVACY-ENHANCED MESSAGE-----