-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RypkLcFQRSvp2h68QaIsZSTE84jvoCj9L/kzseFhb9pJkWsYt7hFclXWpjdA1/XM 8Ld7g/+M28NWHn6vkCzqtw== 0001179044-03-000140.txt : 20031007 0001179044-03-000140.hdr.sgml : 20031007 20031007122132 ACCESSION NUMBER: 0001179044-03-000140 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030925 FILED AS OF DATE: 20031007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNER EDGAR F CENTRAL INDEX KEY: 0001247932 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 03930926 BUSINESS ADDRESS: STREET 1: 15822 BERNARDO CENTER DRIVE STREET 2: SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 8586751600 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4/A 1 edgar.xml PRIMARY DOCUMENT X0201 4/A2003-09-252003-09-26 0001017712 HOT TOPIC INC /CA/ HOTT 0001247932 BERNER EDGAR F HOT TOPIC, INC. 18305 E. SAN JOSE AVENUE CITY OF INDUSTRY CA 91748 1000Common Stock1988-08-084S000D5213DCommon Stock2003-09-264S0500023.50D89905IBy TrustAll share amounts including beneficial ownership amounts, have been split adjusted (based on the September 2, 2003 effective date) 3 for 2 stock split. As a result, all share totals, which includes beneficial ownership have been adjusted, effective September 2, 2003. This note relates to Mr. Edgar Berner's beneficial ownership, which includes 6,000 shares held by the Julia A. Berner Trust, of which Mr. Berner's wife is the trustee. The remainder of the indirect shares are held in trust by Mr. Edgar Berner. Beneficial Ownership also includes direct ownership of 5,213 shares consisting of restricted stock awarded to Mr. Berner on 3/6/2001 (2,381 shares fully vested), 6/13/2002 (1,404 shares fully vested) and 6/12/2003 (1,428 shares will fully vest on 6/12/2004).The transaction information provided herein for items 2, 3 and 4 is "dummy" information. This information is being reported to show the total beneficial ownership of the class of security.Jim McGinty for Edgar Berner2003-10-03 EX-24 3 bernerauthltr.txt Authorization Letter 10/5/2002 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Attn: Filing Desk To Whom It May Concern: By means of this letter I authorize Betsy McLaughlin, Jim McGinty and George Wehlitz, or any of them individually, to sign on my behalf all forms required under Section 16(a) of the Securities Exchange Act of 1934, as amended, relating to transactions involving the stock or derivative securities of Hot Topic, Inc. (the Company). Any of these individuals is accordingly authorized to sign any Form 3, Form 4, Form 5 or amendment thereto which I am required to file with the same effect as if I had signed them myself. This authorization shall remain in effect until revoked in writing by me. Yours truly, /s/ Edgar Berner - ----------------------- Edgar Berner -----END PRIVACY-ENHANCED MESSAGE-----