-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wtd1WRbPtdCpYztzAFQZckwYfnjprnUhO17OyBhFlxBKEuJqUCr1vTxRTbeuazPQ ZJdwR7UCijPsXngGacwRBQ== 0001179044-03-000139.txt : 20031006 0001179044-03-000139.hdr.sgml : 20031006 20031006215804 ACCESSION NUMBER: 0001179044-03-000139 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030929 FILED AS OF DATE: 20031006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGINTY JIM CENTRAL INDEX KEY: 0001248270 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 03930466 BUSINESS ADDRESS: STREET 1: 5095 ROCKHAMPTON CT CITY: YORBA LINDA STATE: CA ZIP: 92887 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4/A 1 edgar.xml PRIMARY DOCUMENT X0201 4/A2003-09-292003-09-29 0001017712 HOT TOPIC INC /CA/ HOTT 0001248270 MCGINTY JIM HOT TOPIC, INC. 18305 E. SAN JOSE AVENUE CITY OF INDUSTRY CA 91748 0100Chief Financial OfficerCommon Stock2003-09-294M067506.97A11972DCommon Stock2003-09-294S0675023.11D5222DCommon Stock2003-09-294M012506.97A6472DCommon Stock2003-09-294S0125023.11D5222DIncentive Stock Option (right to buy)6.972003-09-294M067500D2001-08-222010-08-22Common Stock675011250DIncentive Stock Option (right to buy)6.972003-09-294M012500D2001-08-222010-08-22Common Stock125039250DThe shares described above were sold pursuant to a Rule 10b5-1 (c) sales plan dated September 25, 2003.All share amounts including beneficial ownership amounts, stock option grants and exercises have been split adjusted based on the (September 2, 2003 effective date) 3 for 2 stock split. As a result, all share totals, including beneficial ownership and stock option grants and exercises have been adjusted, effective September 2, 2003.Jim McGinty2003-10-03 -----END PRIVACY-ENHANCED MESSAGE-----