8-K 1 a4391982.txt HOT TOPIC 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 8, 2003 ----------- HOT TOPIC, INC. (Exact name of Registrant as specified in its charter) California 0-28784 77-0198182 ----------- ------- ---------- (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 18305 E. San Jose Avenue, City of Industry, California 91748 ------------------------------------------------------ ----- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (626) 839-4681 ---------------------------------------------------------- (Former name or former address, if changed since last report) Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. (c) Exhibits. Exhibit No. Description 99.1 Press Release dated May 7, 2003 Item 9. Regulation FD Disclosure. The information contained in this Item 9 of this Current Report is being furnished pursuant to "Item 12. Results of Operations and Financial Condition" of Form 8-K, in accordance with the Securities Exchange Commission's Release Nos. 33-8216 and 34-47583. The information in this Current Report is being furnished and shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, regardless of any general incorporation language in such filing. Attached hereto as Exhibit 99.1 is a copy of a press release that Hot Topic, Inc. issued on May 7, 2003 reporting, among other things, its sales for the fiscal first quarter of 2003 (quarter ended May 3, 2003). 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Hot Topic, Inc. /s/ James McGinty ----------------- James McGinty Chief Financial Officer and Secretary May 8, 2003 3