-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FTgqRp6uDSTYp0w0/YVaXPel4DZyLPn2QLToR8tcnFP4JdfAopgU5t1niAWe6/zU 71vE/gFJPZJsvzxOnYYyVg== 0001140361-10-041221.txt : 20101014 0001140361-10-041221.hdr.sgml : 20101014 20101014170455 ACCESSION NUMBER: 0001140361-10-041221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101012 FILED AS OF DATE: 20101014 DATE AS OF CHANGE: 20101014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Becker Steven R CENTRAL INDEX KEY: 0001349005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 101124241 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 1111 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 doc1.xml FORM 4 X0303 4 2010-10-12 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001349005 Becker Steven R 300 CRESCENT COURT SUITE 1111 DALLAS TX 75201 1 0 0 0 Non-Qualified Stock Option(Right to Buy) 6.08 2010-10-12 4 A 0 9765 0 A 2020-10-12 Common Stock 9765 9765 D 25% of the shares subject to the Stock Option vest and become exercisable on October 1, 2011. The remaining shares vest and become exercisable thereafter in equal quarterly installments over three years. /s/ Andrew S. McLelland, attorney-in-fact 2010-10-14 -----END PRIVACY-ENHANCED MESSAGE-----