8-K 1 hottopic_8k-010902.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): JANUARY 9, 2002 HOT TOPIC, INC. (Exact name of registrant as specified in its charter) CALIFORNIA (State or other jurisdiction of incorporation) 0-28784 77-0198182 (Commission File No.) (IRS Employer Identification No.) 18305 EAST SAN JOSE AVENUE CITY OF INDUSTRY, CALIFORNIA 91748 (Address of principal executive offices and zip code) Registrant's telephone number, including area code: (626) 839-4681 ITEM 5. OTHER EVENTS. On January 9, 2002, Hot Topic, Inc. ("Hot Topic") announced the Board of Directors of Hot Topic approved a three-for-two stock split to be implemented as a 50% stock dividend (the "Stock Split"). Each Hot Topic shareholder of record as of January 23, 2002 will receive one-half additional shares of Common Stock for each share of Common Stock held (i.e. one additional share of Common Stock for each two shares of Common Stock held). Any shareholder who would otherwise be entitled to receive a fraction of a share will receive, in lieu of the fraction of a share, the cash equal to the fair market value thereof, which shall be based upon the closing sales price of the Common Stock on the Nasdaq National Market on February 6, 2002, the distribution date of the stock dividend. In addition, the number of shares of Common Stock reserved for issuance or subject to outstanding options granted under Hot Topic's employee stock plans or outside of any Company stock plan will increase by 50%. The following Registration Statements will cover the increase in the number of shares as a result of the Stock Split: 333-13875; 333-58173; and 333-43992. Hot Topic hereby incorporates by reference the contents of the news release announcing the Stock Split filed as Exhibit 99.1 to this report. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (C) EXHIBITS. 99.1 News Release dated January 9, 2002. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HOT TOPIC, INC. Dated: January 9, 2002 By: /s/ Jim McGinty ----------------------------- Jim McGinty Chief Financial Officer INDEX TO EXHIBITS 99.1 News Release dated January 9, 2002.