0001017712-13-000012.txt : 20130306 0001017712-13-000012.hdr.sgml : 20130306 20130306190926 ACCESSION NUMBER: 0001017712-13-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130304 FILED AS OF DATE: 20130306 DATE AS OF CHANGE: 20130306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARPER LISA M CENTRAL INDEX KEY: 0001200503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 13671118 MAIL ADDRESS: STREET 1: C/O THE GYMBOREE CORPORATION STREET 2: 500 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-03-04 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001200503 HARPER LISA M 18305 E. SAN JOSE AVE. CITY OF INDUSTRY CA 91748 1 1 0 0 Chairman & CEO Non-Qualified Stock Option (right to buy) 9.69 2013-03-04 4 A 0 100000 0 A 2013-03-16 2022-03-16 Common Stock 100000 350000 D 25% of the shares subject to the stock option vested one year from the date of grant, and 6.25% of the shares vest quarterly thereafter. On March 16, 2012, the reporting person was granted options to purchase 250,000 and 100,000 shares of common stock. Each option vests 25% one year after the date of grant and 6.25% each quarter thereafter until fully vested on the fourth anniversary of the grant date; provided, however, that vesting of the option for 100,000 shares (as reported herein) was conditional upon certification that the company satisfied certain performance criteria in fiscal year 2012. The performance criteria was met and the grant will vest 25% on 3/16/2013 and in equal quarterly installments thereafter until fully vested. Lisa Harper 2013-03-06